Lightfoot v. Union Carbide Corp.

110 F.3d 898, 46 Fed. R. Serv. 1004, 1997 U.S. App. LEXIS 5785, 71 Empl. Prac. Dec. (CCH) 44,866, 75 Fair Empl. Prac. Cas. (BNA) 355
CourtCourt of Appeals for the Second Circuit
DecidedMarch 27, 1997
DocketNos. 1710, 1881, Dockets 95-9206(L), 95-9258(XAP)
StatusPublished
Cited by498 cases

This text of 110 F.3d 898 (Lightfoot v. Union Carbide Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lightfoot v. Union Carbide Corp., 110 F.3d 898, 46 Fed. R. Serv. 1004, 1997 U.S. App. LEXIS 5785, 71 Empl. Prac. Dec. (CCH) 44,866, 75 Fair Empl. Prac. Cas. (BNA) 355 (2d Cir. 1997).

Opinion

McLAUGHLIN, Circuit Judge:

Plaintiff appeals from an order entered May 12, 1994 in the United States District Court for the Southern District of New York (Patterson, J.) granting summary judgment to defendants, dismissing all but one of plaintiffs claims. .Defendants cross-appeal, attacking the verdict as against the weight of the evidence and the entire trial as fundamentally unfair.

BACKGROUND

Plaintiff Richard Lightfoot was hired by defendant Union Carbide in 1959 as a chemical engineer in Carbide’s Charleston, West Virginia facility. Over the following thirty-three years Lightfoot advanced fairly steadily in the company, taking on increasingly challenging job responsibilities with corresponding increases in his salary. In 1968 Lightfoot was transferred to Carbide’s New York office, where he assumed a product-management position. In 1973 he was promoted to Marketing Manager, and six years later he became Business Manager in Carbide’s Glycol Ethers group, within the Industrial Chemicals Division (“ICD”). Lightfoot was eventually asked to manage the Ethylene Amines group, which was also part of the ICD, and his salary grade was subsequently raised from Grade 16 to Grade 17. Defendant W.E. Shackelford, Vice-President of the ICD, promoted Lightfoot to Business Director of the Ethylene Amines group in 1988, but Lightfoot remained at salary Grade 17 even after the promotion.

According to defendants, Shackelford arid Glen Kraft, another ICD vice-president, became dissatisfied with Lightfoot’s work soon after, his promotion to Business Director. Shackelford made annual performance appraisals of Lightfoot between 1987 and 1990 that were generally positive, but also discussed areas in which Lightfoot could improve. The 1988 review, for instance, noted several areas where Lightfoot’s group was behind schedule; and in the 1989 review Shackelford wrote that “[Lightfoot] needs improvement in the area of conceptualizing, communicating and causing to happen his ideas as to where the business should go ... [;] he also has real opportunity to improve in the area of interpersonal skills.”

In May 1990 Lightfoot was assigned to the position of Manager of Special Projects for the Ethylene Oxide Derivatives Department (“EOD”) within- ICD. Five months later he was reassigned as Marketing Manager for the Surfactants group within EOD. Throughout this period Lightfoot’s salary was mired at Grade 17.

In the early 1990s, Carbide purchased a subsidiary chemical business from Rohm and-Haas Chemical Company. In connection with that purchase, Carbide hired several Rohm and Haas employees who were familiar with the products and customers of this new business. Shackelford testified that the ICD’s focus subsequently diverted from development of new products to maximizing the potential of the newly acquired product line. According to defendants, this shift in priorities necessitated a corresponding reduction of marketing staff. In a meeting (the “forced-ranking” meeting) with Harry Short, a business director, Robert Cellura, National Sales Manager of the EOD, and Robert Kisker, Business Director of Amines, Shack-elford asked all the participants to rate the twelve marketing employees in Lightfoot’s business group on a scale of one to five in several performance categories. They then ranked the employees according to their total scores.

Lightfoot and another marketing employee, Michael Goebel, received the lowest over[904]*904all scores. Defendants testified that Light-foot’s poor ranking was principally due to his low scores for “reassignment potential,” reflecting Shackelford’s previous, unsuccessful attempts to place Lightfoot in various positions outside his group.

On April 27, 1992, Lightfoot was notified that he would be terminated as part of a reduction-in-force program. As severance, he received his full pay and benefits until February 1993. At the time of the forced-ranking meeting, Lightfoot was fifty-six years old. Goebel, who was not terminated, was thirty-nine. Defendants testified that Goebel was retained despite his equally low score because his supervisor, Kisker, specifically lobbied on his behalf.

Lightfoot filed a discrimination charge with the EEOC on May 14, 1992, and in August 1992 he filed suit in the United States District Court for the Southern District of New York against Carbide, Shackelford and A.W. Lutz, President of the ICD. Light-foot’s complaint asserted claims for age discrimination in violation of the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 621 et seq., the New York State Human Rights Law (“NYSHRL”), N.Y.Exec. Law § 290 et seq., and the New York City Human Rights Law (“NYCHRL”), N.Y.C.Admin.Code § 8-502 (1991). Light-foot also included a claim of discriminatory termination in violation of the Employee Retirement Income Security Act, 29 U.S.C. § 1001 et seq. (“ERISA”), and state-law claims for breach of an implied contract of permanent employment, recovery in quantum meruit or unjust enrichment of Carbide through products invented by Lightfoot during his employment by Carbide, and a claim of tortious interference with contract against Shackelford individually.

In a letter dated December 3, 1992, while this suit was pending, Shackelford informed Lightfoot that another Market Manager had resigned, and he offered Lightfoot “resumption of the Market Manager position [he] held prior to its elimination,” on the same terms and conditions as existed at the time of his termination and with no loss of service credit. Lightfoot never responded to the letter, and in February 1993 he accepted a position with CRI, Inc., a consulting firm in the chemical industry.

In July 1993 defendants sought summary judgment dismissing Lightfoot’s complaint; Lightfoot filed a cross-motion for partial summary judgment on his claims of age discrimination, quantum meruit and unjust enrichment. In an Order and Opinion dated May 12, 1994, Judge Robert P. Patterson Jr. denied Lightfoot’s cross-motion and granted defendants partial summary judgment as to all but the ADEA and NYSHRL claims of age discrimination. The court also held that Lightfoot’s rejection of Carbide’s December 1992 offer of reinstatement barred Lightfoot from recovering back pay or front pay should he prevail in his age discrimination claims. Lightfoot moved for reargument of the summary judgment motions and later asked the court to vacate and amend its order of May 12; the court denied both motions.

In February 1995 the case was reassigned to Judge Harold Baer. In a Memorandum Order dated May 31, 1995, Judge Baer ruled that evidence of Lightfoot’s participation in the invention of products for Carbide would not be admissible because the quantum me-ruit and unjust-enrichment claims had already been dismissed. In an oral ruling (never memorialized in writing) before counsel’s opening statements at trial, the court further held that Lightfoot’s claims for damages arising from Carbide’s failure to increase his salary grade in 1988 were time barred because Lightfoot failed to file a claim with the EEOC within 300 days of the alleged discriminatory act.

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110 F.3d 898, 46 Fed. R. Serv. 1004, 1997 U.S. App. LEXIS 5785, 71 Empl. Prac. Dec. (CCH) 44,866, 75 Fair Empl. Prac. Cas. (BNA) 355, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lightfoot-v-union-carbide-corp-ca2-1997.