Liddle v. Phipps

559 S.E.2d 690, 263 Va. 391, 2002 Va. LEXIS 28
CourtSupreme Court of Virginia
DecidedMarch 1, 2002
DocketRecord 010614
StatusPublished
Cited by9 cases

This text of 559 S.E.2d 690 (Liddle v. Phipps) is published on Counsel Stack Legal Research, covering Supreme Court of Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Liddle v. Phipps, 559 S.E.2d 690, 263 Va. 391, 2002 Va. LEXIS 28 (Va. 2002).

Opinion

*393 JUSTICE LEMONS

delivered the opinion of the Court.

In this appeal, we consider whether an order of nonsuit under Code § 8.01-380(A) was proper.

I. Facts and Proceedings Below

On May 2, 2000, John Rex Phipps (“Phipps”) filed a personal injury action against Cecila Rene Liddle (“Liddle”). Liddle timely filed her grounds of defense and on May 19, 2000, Liddle served interrogatories on Phipps. Phipps did not respond to Liddle’s interrogatories, despite inquiries by Liddle in June, July, and August 2000. On August 11, 2000, Liddle filed a motion to compel discovery.

At a telephone hearing on August 23, 2000, the trial court orally granted Liddle’s motion to compel and ordered that Phipps completely and accurately respond to Liddle’s discovery requests by October 2, 2000, or pay a sanction of $250. The trial court further ordered that if Phipps failed to completely and accurately respond to Liddle’s discovery requests by November 2, 2000, Phipps’ “action shall be dismissed with prejudice, which dismissal this Court finds to be an appropriate sanction in accordance with Rule 4:12 and other applicable Virginia law.” 1

Phipps failed to respond to Liddle’s discovery request by either the October or November deadlines established in the order. Liddle prepared a proposed final order dismissing the case with prejudice and presented the order to Phipps for endorsement.

On November 29, 2000, Phipps filed a motion for nonsuit. At a hearing on December 4, where Phipps appeared in person and Liddle participated by telephone, the court heard argument on both Liddle’s proposed final order dismissing the case with prejudice and Phipps’ motion for a nonsuit. During the hearing, Liddle argued that because Phipps failed to respond to the discovery requests, the case should be dismissed with prejudice in accordance with the trial court’s order of October 5, 2000. Liddle further maintained that Phipps’ motion for nonsuit came too late because the action “had ‘been submitted to the Court for decision’ within the meaning of [Code § 8.01-380].”

Phipps’ counsel stated that Phipps is elderly and unable to drive, that he and his wife live in South Carolina where his wife is under treatment in a health care facility, and that their daughter, the only person who could drive them to Virginia, was in a car accident some *394 time after November 2, 2000. Phipps’ counsel stated that he contacted Phipps “on several occasions to have him return to Carroll County” in order to prepare the discovery responses, but Phipps had not yet returned. Phipps’ counsel maintained that the motion for non-suit was not untimely, that Phipps had not previously taken a nonsuit in this action, and that he had an absolute right to a nonsuit under Code § 8.01-380.

The trial court found that “[Phipps] ha[d] not served . . . responses to [Liddle’s] discovery requests,” but the trial court held “that [Phipps’] motion for nonsuit [was] not too late under § 8.01-380 or the decisions of the Supreme Court of Virginia interpreting that statute, and consequently, that [Phipps’] motion for nonsuit should be granted.” Additionally, the trial court ordered that Phipps pay Liddle the sum of $250 as a discovery sanction. Liddle appeals the ruling of the trial court granting Phipps a nonsuit.

II. Analysis

On appeal, Liddle argues that the trial court’s October 5, 2000 order “constituted an adjudication that this case should be and would be dismissed with prejudice” if Phipps did not respond to the discovery requests by November 2, 2000. Liddle maintains that the matter of dismissal had been submitted to the circuit court for decision and had been decided. Accordingly, Liddle argues, Phipps’ November 29, 2000 motion for nonsuit was untimely under Code § 8.01-380. 2

Code § 8.01-380(A) provides in pertinent part:

A party shall not be allowed to suffer a nonsuit as to any cause of action or claim, or any other party to the proceedings, unless he does so before a motion to strike the evidence has been sustained or before the jury retires from the bar or before the action has been submitted to the court for decision.

As we have previously held, a matter that has been decided most assuredly has been “submitted to the court” under the terms of the statute. Khanna v. Dominion Bank, 237 Va. 242, 245, 377 S.E.2d 378, 380 (1989). However, when further submissions from the parties are contemplated, a matter has not been finally yielded for decision or finally determined.

In the context of this discovery dispute, the trial court ordered Phipps to respond to discovery requests propounded by Liddle and *395 provided an escalating series of sanctions for failure to do so. The trial court’s order provided, in part, that, “if the plaintiff fails to respond completely and accurately to the defendant’s discovery requests by October 2, 2000, the plaintiff shall pay to the defendant the sum of $250.00 which payment this Court finds to be an appropriate sanction in accordance with Rule 4:12 and other applicable Virginia law.” Clearly, a failure to respond at all would be sanction-able, as would a response that was not complete and accurate. The order, by its very terms, contemplated that further consideration by the trial court regarding compliance may be necessary before the sanction could be imposed.

Similarly, the trial court’s discovery order contemplated a second level of sanction by directing that, “if the plaintiff fails to respond completely and accurately to the defendant’s discovery requests by November 2, 2000, the plaintiff’s action shall be dismissed with prejudice, which dismissal this Court finds to be an appropriate sanction in accordance with Rule 4:12 and other applicable Virginia law.” As with the first level of sanctions, the provision for dismissal also contemplated further consideration by the trial court to potentially evaluate the completeness and accuracy of Phipps’ responses prior to imposition of a dismissal order as a sanction. Additionally, the last provision in the trial court’s order stated, “[a]nd this action is continued.”

The express language of the discovery order and the subsequent conduct of counsel and the trial court confirm that further consideration by the trial court was contemplated by the discovery order. On this record, it is clear that the issue of dismissal had not been decided by the discovery order.

Nonetheless, the question remains, was the issue “submitted to the court for decision?” In Transcontinental Ins. Co. v. RBMW, Inc., 262 Va. 502, 514, 551 S.E.2d 313, 319 (2001), we held that “when construing the nonsuit statute, ... for an action to be ‘submitted to the court,’ it is ‘necessary for the parties, by counsel, to have both yielded the issues to the court for consideration and decision.’ ” (Citing Moore v. Moore, 218 Va.

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Bluebook (online)
559 S.E.2d 690, 263 Va. 391, 2002 Va. LEXIS 28, Counsel Stack Legal Research, https://law.counselstack.com/opinion/liddle-v-phipps-va-2002.