Lewis v. Clarke

CourtSupreme Court of Connecticut
DecidedMarch 15, 2016
DocketSC19464
StatusPublished

This text of Lewis v. Clarke (Lewis v. Clarke) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lewis v. Clarke, (Colo. 2016).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** BRIAN LEWIS ET AL. v. WILLIAM CLARKE ET AL. (SC 19464) Rogers, C. J., and Palmer, Zarella, Eveleigh, McDonald, Espinosa and Robinson, Js. Argued December 15, 2015—officially released March 15, 2016

Daniel J. Krisch, with whom was Robert A. Rhodes, for the appellant (named defendant). James M. Harrington, for the appellees (plaintiffs). Opinion

EVELEIGH, J. The dispositive issue in this appeal is whether the trial court properly denied the defendant William Clarke’s1 motion to dismiss the claims made by the plaintiffs, Brian Lewis and Michelle Lewis, on the ground that tribal sovereign immunity did not apply to their claims against the defendant in his individual capacity. On appeal, the defendant asserts that the trial court improperly denied his motion to dismiss because tribal sovereign immunity barred the plaintiffs’ claims against him for an accident that occurred while he was acting within the scope of his employment with the Mohegan Tribal Gaming Authority. We agree with the defendant and, accordingly, reverse the judgment of the trial court. The following undisputed facts and procedural his- tory are relevant to this appeal. ‘‘On October 22, 2011 . . . Brian Lewis was operating a motor vehicle south- bound on [Interstate 95] in Norwalk, Connecticut. . . . Michelle Lewis was his passenger. [The defendant] was driving a limousine behind the plaintiffs. Suddenly and without warning, [the defendant] drove the limousine into the rear of the plaintiffs’ vehicle and propelled the plaintiffs’ vehicle forward with such force that it came to rest partially on top of a [concrete] barrier on the left-hand side of the highway. The collision and the plaintiffs’ resulting injuries were caused by [the defen- dant’s] negligence. At that time, [the defendant] was a Connecticut resident, had a Connecticut driver’s license, and, according to the affidavit of Michael Hamil- ton, the [Mohegan Tribal Gaming Authority’s director of transportation], was driving a limousine owned by the [Mohegan Tribal Gaming Authority] and was employed by the [Mohegan Tribal Gaming Authority] to do so. Specifically, [the defendant] was driving patrons of the Mohegan Sun Casino to their homes. The limousine was covered by an automobile insurance policy issued by Arch Insurance.’’ (Footnote omitted.) The plaintiffs filed an action against the defendant claiming, inter alia, that they sustained injuries as a result of the defendant’s negligence and carelessness.2 The defendant filed a motion to dismiss the complaint, claiming that the trial court lacked subject matter juris- diction because he was entitled to tribal sovereign immunity. In support of his motion, the defendant filed, inter alia, the affidavit from Hamilton. The plaintiffs opposed the motion, claiming that the trial court was not without subject matter jurisdiction because the doc- trine of tribal sovereign immunity does not extend to a tribal employee, who is named in his individual capac- ity, and the damages are sought from the employee, not from the tribe. The trial court denied the defendant’s motion to dismiss, determining that it was not deprived of jurisdiction over the plaintiffs’ claims under the doc- trine of tribal sovereign immunity because the plaintiffs sought money damages from the defendant personally, not from the Mohegan Tribal Gaming Authority. This appeal followed.3 On appeal, the defendant claims that the trial court improperly denied his motion to dismiss. Specifically, the defendant asserts that the trial court improperly concluded that the doctrine of tribal sovereign immu- nity did not extend to the plaintiffs’ claims against the defendant in the present case because they were claims against the defendant in his individual capacity. The defendant asserts that, because he was acting within the scope of his employment for the Mohegan Tribal Gaming Authority and the Mohegan Tribal Gaming Authority is an arm of the Mohegan Tribe (tribe),4 tribal sovereign immunity bars the plaintiffs’ claims against him. In response, the plaintiffs assert that the trial court properly denied the defendant’s motion to dismiss. In support of their position, the plaintiffs assert that the remedy sought in their complaint was for damages against the defendant individually and, therefore, would not affect the tribe, accordingly, tribal immunity should not be extended to deprive the court of jurisdiction over their claims. First, we must address the threshold issue of whether the decision of the trial court denying the motion to dismiss is immediately appealable. ‘‘The general rule is that the denial of a motion to dismiss is an interlocutory ruling and, therefore, is not a final judgment for pur- poses of appeal. . . . The denial of a motion to dismiss based on a colorable claim of sovereign immunity, by contrast, is an immediately appealable final judgment because the order or action so concludes the rights of the parties that further proceedings cannot affect them.’’ (Internal quotation marks omitted.) Sullins v. Rodriguez, 281 Conn. 128, 130 n.2, 913 A.2d 415 (2007); see also Kizis v. Morse Diesel International, Inc., 260 Conn. 46, 51, 794 A.2d 498 (2002) (denial of motion to dismiss filed by tribal employees based on tribal sovereign immunity constitutes final judgment for pur- pose of appeal). In the present case, because the basis of the defendant’s motion to dismiss was a claim of tribal sovereign immunity, we conclude that the denial of the motion to dismiss is an immediately appealable final judgment. Having concluded that the decision of the trial court denying the motion to dismiss is an immediately appeal- able final judgment, we next address the standard of review and the general principles governing a trial court’s disposition of a motion to dismiss that chal- lenges jurisdiction. The defendant’s claim that the plain- tiffs’ claims are barred because the actions arose in the course of his employment with the Mohegan Tribal Gaming Authority is an assertion of ‘‘sovereign immu- nity [that] implicates subject matter jurisdiction and is therefore a basis for granting a motion to dismiss. . . . A determination regarding a trial court’s subject matter jurisdiction is a question of law.’’ (Internal quotation marks omitted.) Bloom v. Gershon, 271 Conn. 96, 113, 856 A.2d 335

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Lewis v. Clarke, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lewis-v-clarke-conn-2016.