Conboy v. State

974 A.2d 669, 292 Conn. 642, 2009 Conn. LEXIS 210, 186 L.R.R.M. (BNA) 3167
CourtSupreme Court of Connecticut
DecidedJuly 21, 2009
DocketSC 17798
StatusPublished
Cited by98 cases

This text of 974 A.2d 669 (Conboy v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Conboy v. State, 974 A.2d 669, 292 Conn. 642, 2009 Conn. LEXIS 210, 186 L.R.R.M. (BNA) 3167 (Colo. 2009).

Opinion

Opinion

ROGERS, C. J.

This case concerns the proper procedure for a trial court to employ in deciding a motion *644 to dismiss for lack of subject matter jurisdiction when jurisdictional facts are disputed by the parties. This interlocutory appeal 1 stems from the trial court’s denial of a motion to dismiss, on the basis of sovereign immunity, a putative class action brought by the plaintiffs, four state employees, 2 to recover damages from the defendant, the state of Connecticut, pursuant to General Statutes § 31-51q. 3 The state claims that the court *645 improperly denied its motion to dismiss because the actions challenged by the plaintiffs, as a matter of law, do not fall within the scope of the waiver of sovereign immunity conferred by that statute.* * 4 The state argues specifically that public documents it submitted in conjunction with its motion to dismiss established unequivocally that the plaintiffs were not “discipline [d]” or “discharge[dj” as contemplated by § 31-5lq, but rather, collectively were laid off in response to economic pressures, a policy decision it claims is exempted from the purview of the statute. Because we conclude that, at this stage of the proceedings, an unresolved factual dispute exists that renders consideration of the state’s legal argument premature, we dismiss the appeal. 5

The record reveals the following procedural history. The plaintiffs commenced this action on December 19, 2005. In their complaint, they alleged that they, along with 2800 other unionized state employees, were terminated from their employment with the state in January, 2003, because of their union membership and activities *646 and their exercise of their state and federal constitutional rights, namely, freedom of speech and freedom of association. Specifically, they averred that: their union, Connecticut State Employees Association, and twelve other unions that together comprised the State Employees Bargaining Agent Coalition, were parties to various collective bargaining agreements with the state; in and after November, 2002, the state, through members of its executive branch, had sought changes to those agreements that would favor the state, particularly, concessions of existing union member rights that the unions, pursuant to statute, 6 were not obligated to forfeit; more severe concessions were demanded from unionized employees than from nonunionized employees, particularly as to health and pension benefits; the state threatened to terminate the employment of union members if the sought concessions were not made; the state followed through on that threat and terminated 2800 unionized state employees, including the plaintiffs, when those concessions were not made; only unionized employees were targeted for termination; such termination was in response to the refusal of the plaintiffs and their unions to support then Governor John Rowland (governor) in his bid for reelection; the terminations were motivated by “anti-union animus and in retaliation for the unions’ and union members’ exercise of their [constitutional] rights” of freedom of speech and freedom of association, specifically, their participation in and support of union activities and their choice of political candidates. The plaintiffs alleged that, because of the foregoing actions of the state, they had suffered lost earnings and emotional distress and were entitled to seek relief pursuant to § 31-51q.

On July 19, 2006, the state filed a motion to dismiss the action for lack of subject matter jurisdiction. See *647 Practice Book §§ 10-30 and 10-31. The state argued that, even if an action against it was authorized by § 31-51q, the circumstances under which such an action could be brought were limited and, on the facts of this case, not present. Specifically, the state claimed, “the conduct about which [the] plaintiffs complain — a policy decision to eliminate 2800 state jobs through layoffs in the midst of a massive financial crisis — is well beyond the scope of § 31-51q because the implementation of this policy decision was not a ‘discharge’ or ‘discipline’ as [contemplated by] the statute . . . .”

In support of its motion, the state did not submit to the trial court any affidavits 7 or other evidence directly pertaining to the termination of the plaintiffs’ employment, but instead requested that the trial court take judicial notice of facts allegedly established by certain publicly available documents. Those documents included: the parties’ collective bargaining agreement; an undated report prepared for the legislature by its office of fiscal analysis regarding revisions made to the original 2001-2003 biennial state budget in response to a deficit that had arisen; an April 1, 2003 letter to the governor from Nancy Wyman, the state comptroller (comptroller); 8 the governor’s “Balanced Budget Plan,” dated December 6, 2002, and selected portions of public acts passed during the 2003 legislative sessions to address the budget deficit. 9 According to the state, the *648 foregoing documents demonstrated conclusively that the termination of the plaintiffs’ employment was a policy decision made by the governor in response to budgetary pressures and, accordingly, constituted a mass layoff, 10 which is not actionable under § 31-51q.

The trial court denied the state’s motion to dismiss. The court did not address directly the state’s legal argument that a mass layoff cannot constitute a violation of § 31-51q. Instead, the court noted that there was a factual dispute as to the reason for the termination of the plaintiffs’ employment that could not properly be resolved on a motion to dismiss, and that in deciding such a motion, it was obligated to view the allegations of the complaint most favorably to the plaintiffs. 11 The court stated: “The plaintiffs have alleged that they and other union members were terminated because of their union status; the state argues that those state employees were laid off due to budgetary considerations. These claims cannot be resolved on a motion to dismiss as the factual dispute — and there is certainly a factual dispute — is not before the court on this motion. Rather, the question is whether the plaintiffs’ complaint contains sufficient allegations to fall within the purview of § 31-Blq; it does, and therefore the motion to dismiss is denied.” This appeal followed.

The state argues that the trial court improperly denied its motion to dismiss because the action about which *649

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Bluebook (online)
974 A.2d 669, 292 Conn. 642, 2009 Conn. LEXIS 210, 186 L.R.R.M. (BNA) 3167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/conboy-v-state-conn-2009.