L.D. v. Seymour

District Court, N.D. New York·Decided January 3, 2022·No. 8:20-cv-01203·Unknown

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

L.D., Plaintiff, Vv. No. 8:20-CV-1203 MURRAY SEYMOUR; CANTON CENTRAL (MAD/CFH) ©! SCHOOL DISTRICT; ST. LAWRENCE COUNTY DEPARTMENT OF SOCIAL SERVICES, Defendants.

APPEARANCES: OF COUNSEL: Boies, Schiller & Flexner LLP JEFFREY S. SHELLY, ESQ. 30 South Pearl Street, 11! Floor Albany, New York 12207 Attorneys for plaintiff Monroe Law LP THERESA MONROE, ESQ. 90 State Street, Ste. 700 Albany, New York 12207 Attorneys for plaintiff Fischer, Bessette Law Firm ROBERT R. LAWYER, ESQ. P.O. Box 320 43 Golf Course Road Malone, New York 12953 Attorneys for defendant Seymour

Office of Frank W. Miller FRANK W. MILLER, ESQ. 6576 Kirkville Road East Syracuse, New York 13057 Attorneys for defendant Canton Central School District Hancock Estabrook, LLP JOHN L. MURAD, JR., ESQ. 1800 AXA Tower | 100 Madison Street Syracuse, New York 13202 Attorneys for defendant SLDSS

CHRISTIAN F. HUMMEL U.S. MAGISTRATE JUDGE MEMORANDUM-DECISION AND ORDER . Background

Presently before the Court is plaintiff L.D.’s motion to disqualify Hancock Estabrook as counsel for defendant St .Lawrence County Department of Social Services (“SLDSS”). See Dkt. No. 26.1 Defendant SLDSS opposed. See Dkt. No. 36. Plaintiff filed a reply. See Dkt. No. 48. The Court held oral argument on September 10, 2021. See Text Min. Entry Dated Sept. 10, 2021. At this hearing, the Court directed counsel for SLDSS to provide the Court with an affidavit from Attorney Meagher and permitted plaintiff's counsel to submit additional documentation by way of billing

i invoices in support of her motion to disqualify. See On September 15, 2021, SLDSS submitted Walter L Meagher, Jr., Esq.’s declaration. Dkt. No. 59. On September 10, 2021, SLDSS sought leave to file supplemental declarations from attorneys Callahan and Hazelton. See Dkt. No. 54.° Plaintiff opposed the request to fil supplemental declarations. See Dkt. No. 57. SLDSS responded. See Dkt. No. 62. The Court granted SLDSS’s request to file supplemental declarations. See Dkt. No. 61.4 For the reasons discussed herein, plaintiff's motion to disqualify counsel is denied.

1 Plaintiff also filed a motion for sanctions and civil contempt against Hancock Estabrook (dkt. no. 49), which the Court will separately address. 2 These billing invoices can be found at docket number 58. 3 Defendant Seymour expressed no objections to the motion to disqualify and motion to file supplemental declarations. See Dkt. No. 56. 4 Supplemental declarations for Janet D. Callahan, Esq., and Lindsey Hazelton, Esq., can be found at dkt. no. 62-1.

ll. Legal Standard “It is well-established in the Second Circuit that a motion to disqualify one's former counsel is committed to the court's sound discretion.” Young v. Cent. Square Cent. Sch. Dist., 213 F. Supp. 2d 202, 215 (N.D.N.Y. 2002) (citing Marshall v. State of N.Y. Div. of State Police, 952 F. Supp. 103, 106 (N.D.N.Y. 1997)). The Second Circuit holds that disqualification of counsel is “warranted” where: (1) the moving party is a former client of the adverse party’s counsel; (2) there is a substantial relationship between the subject matter of the counsel’s prior representation of the moving party and the issues in the present lawsuit; and (3) the attorney whose disqualification is sought had access to, or was likely to have had access to, the relevant privileged information in the course of his prior representation of the client.” United States v. Prevezon Holdings Ltd., 839 F.3d 227 (2d Cir. 2016) (quoting Evans v. Artek Sys. Corp., 715 F.2d 788, 791 (2d Cir. 1983); accord. N.Y. Rules I of Prof. Conduct 1.9(a).° This “high standard of proof on the part of one who seeks to disqualify his former counsel” is necessitated by “a client's right freely to choose his counsel—a right which of course must be balanced against the need to maintain the highest standards of the profession.” When deciding a motion for disqualification, the Court must resolve any doubts in favor of disqualification. Arifi v. de Transp. du Cocher, Inc., 290 F. Supp. 2d 344, 349 (E.D.N.Y. 2003) (quoting Gov't of India v. Cook Indus., Inc., 569 F.2d 737, 739 (2d Cir.1978) and citing Crudele v. New York City Police Dep’t, 2001 WL 103359, at *2 (S.D.N.Y. Sept. 7, 2001)). The movant’s burden is high “[b]Jecause disqualification motions can often be strategically motivated, create delay and additional expense, and

5 As plaintiff conceded during oral argument that the appropriate standard applied for disqualification of counsel in federal court is that set forth in Evans, the Court will not belabor the differences in application of the federal versus state standard, and will apply the Evans standard, as is proper.

interrupt attorney-client relationships . . . .” Streichert v. Town of Chester, No. 19- CV-7133 (KMK), 2021 WL 735475, at *5 (S.D.N.Y. Feb. 25, 2021); Evans, 715 F.2d at 791. “Accordingly, courts should take a ‘restrained approach’ to motions to disqualify and grant them only in limited circumstances.” Smith v. Jaynes, No. 9:18-CV-1107 (DNH/DJS), 2019 WL 11727238, at *3 (N.D.N.Y. May 21, 2019) (quoting Bottaro v. Hatton Assoc., 680 F.2d 895, 896 (2d Cir. 1982)). The appearance of impropriety, standing alone, is insufficient to grant a motion to disqualify. United States Football Leaque v. National Football League, 605 F.Supp. 1448, 1452 (S.D.N.Y.1985) . . . see Peacock Holdings, Inc. v. Massachusetts Mut. Life Ins. Co., 1996 WL 285435 *8 (E.D.N.Y.1996) (courts should be “quite hesitant” to disqualify on this ground) (citation omitted). Instead, the issue is whether there is a “real risk that the trial will be tainted.” Id.; King, 2005 WL 741760 *8; In re Polaroid Erisa Litig., 354 F.Supp.2d 494, 497 (S.D.N.Y. 2005). Hickman v. Burlington Bio-Med. Corp., 371 F. Supp. 2d 225, 229 (E.D.N.Y. I 2005); see also Universal City Studios, Inc. v. Reimerdes, 98 F.Supp.2d 449, 455 (S.D.N.Y.2000) (denying motion to disqualify where the plaintiff failed to show that the law firm's conflict would adversely affect the plaintiff's interests). While the Second Circuit has observed that the “trial taint” test cannot “correct all possible ethical conflicts,” it has “also noted that this laudable goal cannot be attained through rulings in the course of litigation without inviting the wholesale filing of motions for tactical reasons.” Bottaro, 680 F.2d at 896. Therefore, “[w]here a threat of tainting the trial does not exist ... the litigation should proceed, the remedy for unethical conduct lying in the disciplinary machinery of the state and federal bar.” [Id.] Oriska Ins. Co. v. Avalon Gardens Rehab. & Health Care Ctr., LLC, No. 6:18-CV- 1030 (DNH/DEP), 2018 WL 6074693, at *7 (N.D.N.Y. Nov. 21, 2018).

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