Lax v. Astrue

489 F.3d 1080, 2007 U.S. App. LEXIS 13033, 2007 WL 1620513
CourtCourt of Appeals for the Tenth Circuit
DecidedJune 6, 2007
Docket06-3173
StatusPublished
Cited by1,799 cases

This text of 489 F.3d 1080 (Lax v. Astrue) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lax v. Astrue, 489 F.3d 1080, 2007 U.S. App. LEXIS 13033, 2007 WL 1620513 (10th Cir. 2007).

Opinion

BRISCOE, Circuit Judge.

Alonzo Lax (“Lax”) appeals the district court’s order affirming the decision of the Commissioner of Social Security to deny Lax’s application for social security disability benefits (“SSD”) and supplemental security income benefits (“SSI”) under Titles II and XVI of the Social Security Act, 42 U.S.C. §§ 401(a)-(m) and 42 U.S.C. § 1381. Lax contends that the Administrative Law Judge (“ALJ”) erred in determining that Lax’s impairment did not meet or medically equal Listing 12.05(B) for mental retardation. We conclude that in the absence of a valid IQ score of 59 or less, the severity prong (B) of Listing 12.05 is not met, and that making factual determinations on the validity of an IQ score is within the province of an ALJ and will be upheld when supported by substantial evidence. We have jurisdiction pursuant to 28 U.S.C. § 1291 and 42 U.S.C. § 405(g) and affirm.

I.

Procedural History

Lax filed an application for SSD on December 15, 1999, alleging disability as of December 31, 1988. He claimed that he was disabled because he had pain from a prior gunshot wound, could not lift objects or stand for extended periods of time, had poor concentration and memory, and suffered from mental health issues. His claim was denied at the initial and reconsideration levels. After conducting a hear *1082 ing in March of 2001, the ALJ ruled that Lax was not disabled within the meaning of the Social Security Act. Lax filed a request for review by the Appeals Council, which was denied. In June of 2001, Lax applied for SSI. 1

In September of 2001, Lax filed a complaint in federal court. On September 17, 2003, the district court adopted the magistrate judge’s Report and Recommendation (“R & R”), which concluded that the ALJ’s decision should be reversed and remanded to the Commissioner for additional proceedings pursuant to 42 U.S.C. § 405(g). On remand, the Appeals Council vacated the Commissioner’s decision and remanded Lax’s case to a new ALJ. See 20 C.F.R. § 404.983 (when federal court remands for further consideration, Appeals Council, acting on behalf of Commissioner, may make a decision or remand to ALJ).

In September of 2004, the new ALJ held a hearing to consider Lax’s claims for SSD and SSI. In November of 2004, the ALJ issued a decision denying Lax benefits. Because the Appeals Council remanded Lax’s case to an ALJ after the federal court’s initial remand, the ALJ’s decision stands as the final decision of the Commissioner for purposes of our review. 20 C.F.R. §§ 404.984, 416.1484 (2006) (when federal court remands case for further consideration, decision of ALJ becomes final decision of Commissioner unless Appeals Council assumes jurisdiction of case); Hamlin v. Barnhart, 365 F.3d 1208, 1214 (10th Cir.2004).

Lax then filed a second civil action in federal court. On October 27, 2005, the magistrate issued an R & R recommending reversal of the Commissioner’s decision and a remand for further proceedings. After reviewing the Commissioner’s objections to the R & R, the district court rejected the magistrate judge’s recommendation and affirmed the decision of the Commissioner on March 9, 2006.

Medical Background/Evidence of Disability

Lax completed the tenth grade, but did not finish the eleventh grade because he was incarcerated for battery. 2 He testified at his first administrative hearing that he took special education classes through all levels of his schooling and received mostly Ds and Fs. His educational records confirm his grades and it appears he was enrolled in “LR English,” “LD Res English,” and “Dev Reading,” which he repeated several times. 3 Appellant Appendix (“App.”) at 135-36. At his first hearing, Lax claimed that he was unable to hold a job because he had difficulty with memory and concentration. He recalled that he was unable to serve as a cashier because he could not count or give change and that he was fired from the majority of his jobs for failure to keep up with or understand his job duties.

Lax has received mental health treatment for schizophrenia, paranoia, depression, and substance abuse and has considered suicide. He reports difficulty sleeping, with flashbacks of being shot and seeing *1083 “people get stabbed and stuff.” Id. at 285. Lax has a history of back problems relating to a car accident in 1992. On July 5, 1994, he was hospitalized for a gunshot wound to the right lower chest. In February of 2000, Lax was evaluated by Dr. Perkins, a state agency consultative examiner, who concluded that Lax had mild difficulty with walking and getting on and off of the examination table and a limited range of motion of the lumbar spine because of his gunshot wound, but that there was no paraspinous muscle spasms. Dr. Perkins noted that Lax’s “cooperation [wa]s in question during the examination.” Id. at 211.

Lax has been evaluated by Dr. McKen-na, Ph.D., a state agency psychological consultative examiner, on at least two occasions. After meeting with Lax in February of 2000, Dr. McKenna reported that Lax believed he “c[ouldn’t] do anything,” but Dr. McKenna noted “[h]e is not mentally retarded and he appears to be functioning in the borderline range, intellectually.” Id. at 206. Dr. McKenna reported that Lax was immature and unreliable and “sees himself as slow and needs other people to assist him to complete most tasks.” Id. He noted that Lax’s abilities to bathe, dress, and eat appeared to be at an independent level, but that Lax relied on his landlord to assist him with meal preparation, shopping, transportation, and laundry. He diagnosed Lax with adjustment reaction with depression (related to his release from prison) and borderline intelligence dependent personality disorder.

Lax was admitted to Shawnee Community Mental Health Center (“Valeo”) on April 6, 2000, for problems with poor memory, sleeping, paranoia, headaches, thoughts of suicide, and unresolved grief over his father’s death. The intake clinician noted that Lax “[sjeems [of] average intelligence, but reports he has [a] learning disability.” Id. at 284. His diagnosis summary from the visit was PTSD (post-traumatic stress disorder), major depression (recurrent, moderate), bereavement (provisional), back pain, arthritis in hand, collapsed lung, feet problems, and a learning disability.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
489 F.3d 1080, 2007 U.S. App. LEXIS 13033, 2007 WL 1620513, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lax-v-astrue-ca10-2007.