Larry Marshak v. Gino Tonetti

813 F.2d 13, 1987 U.S. App. LEXIS 2752
CourtCourt of Appeals for the First Circuit
DecidedMarch 3, 1987
Docket86-1155, 86-1156
StatusPublished
Cited by40 cases

This text of 813 F.2d 13 (Larry Marshak v. Gino Tonetti) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Larry Marshak v. Gino Tonetti, 813 F.2d 13, 1987 U.S. App. LEXIS 2752 (1st Cir. 1987).

Opinion

PER CURIAM.

Contending that he was improperly denied a jury trial and that the district court improperly entered judgment for defendants, awarded defendants attorneys’ fees, and imposed sanctions on plaintiff’s counsel, plaintiff has appealed from various orders.

We recount the lengthy and snarled procedural background in detail, as it is necessary to an evaluation of plaintiff’s claims.

Plaintiff, initially pro se, filed an action in February 1985 alleging that he was the owner of the registered service mark “The Drifters” (denoting a singing group popular in the 1950’s for hits such as “Under the Boardwalk”) and that defendants had unlawfully used plaintiff’s mark. Plaintiff sought a declaratory judgment, an injunction, and damages. The complaint, in its heading, demanded a jury trial. Plaintiff subsequently obtained New York counsel, Clark A. Marcus, and some discovery took place.

Notwithstanding plaintiff’s request for a jury trial, by letter dated December 2, 1985, counsel was notified that plaintiff’s case would be on the Friday, December 6, 1985 call of the wow-jury trial calendar. That afternoon when plaintiff’s case was reached, defendants announced they were ready to proceed, but plaintiff was not. Rather, plaintiff’s counsel, Mr. Simms from Marcus’ office, stated that there must have been some mistake as plaintiff had requested a jury trial, and he referred to several issues he felt should be decided by a jury. Simms said that upon receiving the December 2, 1985 letter he had called the clerk’s office to point out the mistake. He had not, however, filed a formal motion to be *15 removed from the non-jury list. Nor, apparently, had he claimed mistake at the call of the list that morning. The court pointed out that there were injunctive and declaratory prayers which the court would have to decide and asked Simms what he wanted to do. Simms’ reply (which plaintiff’s main brief neglected to mention) was, “I would request that you allow us to go ahead with the non-jury trial ...” (That Simms would ask to proceed non-jury when he had just finished referring to issues he felt were appropriate for a jury may be surprising. The explanation, as subsequent colloquy that day and later would reveal, is that neither Simms nor the court remembered the correct manner of proceeding when both equitable and damages relief are sought.) Simms indicated, however, that he was not ready that day to proceed with a non-jury trial because a crucial Florida witness, Mr. Furcht, had refused to be deposed and plaintiff’s motion to compel the deposition was still pending in Florida.

Attempting to discern what issues were really in dispute and how important Furcht’s testimony would be, the court asked Simms to explain the theory of plaintiff’s case. Simms explained as follows. Plaintiff was the owner of the registered mark “The Drifters,” but one Bill Pinkney had been authorized to use or advertise himself as “Bill Pinkney of the Original Drifters” or “Bill Pinkney and the Original Drifters.” To plaintiff’s dismay, however, Pinkney had been advertised as “The Drifters,” and, as part of a consent decree growing out of earlier litigation between plaintiff and Pinkney, Pinkney had agreed to include in all contracts negotiated by or on his behalf a certain caveat concerning how Pinkney could and could not be advertised. Defendants, who were Pinkney’s agent, plaintiff said, had been provided a copy of the consent decree, but had not had the caveat inserted into engagements defendants had booked for Pinkney, particularly one at the Eden Roc Hotel in Miami, Florida, as well as some at other Americana Hotels with the result that the Eden Roc and other hotels had advertised Pinkney and his group as “The Drifters.” By failing to insert the advertising caveat in contracts defendants negotiated, defendants in effect had aided, abetted, contributed to, or participated in the hotels’ subsequent infringing advertising of plaintiff’s mark. Simms expected Furcht, general manager of the Eden Roc, to testify that he had no knowledge of restrictions on the way in which Pinkney could be advertised.

The following exchange then occurred:

THE COURT: You are not entitled to a jury on declaratory judgments ... or [an] action for an injunction, right?
MR. SIMMS: That’s correct, your Honor.
THE COURT: The only question a jury would have here is fixing damages. I really don’t even know whether they would have a question of whether there was an infringement or a violation. For instance, ... if the question of violation or infringement is a jury question on the damages issue, it is possible that a jury could come to a different conclusion [than] I came to; in which case, we would have, if I granted an injunction, an injunction and no damages or vice versa. I don’t know under these circumstances you can get the jury on the damages issue. I don’t know.

Unfortunately, Simms was not able to help the court with its quandary. The court said that it would postpone plaintiff’s case on condition plaintiff reimburse defendants for any expenses defendants had incurred in appearing that day and that plaintiff’s case would commence next after a case scheduled for Monday had concluded. The court did not expect the Monday case to take more than a few days and advised the parties to keep in touch with the clerk’s office. Plaintiff did not then further object to this scheduling or repeat that he would be unable to get his evidence together by then.

Plaintiff’s case was reached five days later, on December 11, 1985. Simms again said he was not ready and requested an extension for two reasons. First, he had not yet obtained the Furcht deposition. Second, he said he had been originally informed the case would be on the January 3rd jury calendar and in the short time since receiving the December 2, 1985 letter *16 of assignment to the non-jury calendar, he had been unable to obtain lead trial counsel. Marcus was not currently available because his wife was expecting a child any day.

The court responded that plaintiff should be ready as plaintiff had had since February 1985 when his suit was filed to prepare for trial and, furthermore, a pretrial order had put plaintiff on notice that he could go to trial any time after November 15, 1985, whether jury or non-jury. We do not find in the record an order warning plaintiff of an imminent trial date. The court indicated it suspected plaintiff had no evidence and if plaintiff had filed suit without evidence, Rule 11 had been violated. Simms said he did have evidence, but not physically present with him. The court then stated, “I offer to permit you to put in any testimony that you have at this point in time.” Simms asked if he later would be able to have a jury trial on damages, would he be proceeding on all aspects of the case or just the requests for declaratory and injunctive relief? The court responded that it would have to hear something on damages before plaintiff could get injunctive relief. Having effectively been denied a continuance, Simms said plaintiff would testify. The court warned that if the testimony were useless, plaintiff would “pay by the minute.” As counsel was unprepared for trial, he lacked witnesses to authenticate documents, and the evidence that was presented — plaintiffs and defendant’s testimony— was weak. After this testimony, plaintiff rested.

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Cite This Page — Counsel Stack

Bluebook (online)
813 F.2d 13, 1987 U.S. App. LEXIS 2752, Counsel Stack Legal Research, https://law.counselstack.com/opinion/larry-marshak-v-gino-tonetti-ca1-1987.