Knoll v. Allstate Fire & Casualty Insurance

216 P.3d 615, 2009 Colo. App. LEXIS 1316, 2009 WL 2182592
CourtColorado Court of Appeals
DecidedJuly 23, 2009
Docket08CA0021
StatusPublished
Cited by3 cases

This text of 216 P.3d 615 (Knoll v. Allstate Fire & Casualty Insurance) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Knoll v. Allstate Fire & Casualty Insurance, 216 P.3d 615, 2009 Colo. App. LEXIS 1316, 2009 WL 2182592 (Colo. Ct. App. 2009).

Opinion

RUSSEL, Judge.

A recording device has failed, depriving us of a trial transcript. Should we order a new trial and have the parties start over? No, we should not. A new trial is warranted only if *617 the appellant satisfies a three-part test, and that did not happen here.

I. Nature of the Case

Karina Knoll appeals the trial court’s judgment in favor of Allstate Fire and Casualty Insurance.

Knoll sued Allstate to collect uninsured motorist benefits for damages allegedly incurred in a hit-and-run accident. The parties tried the case to the court. Instead of hiring their own court reporter (which is permitted, but not required), the parties relied on the court’s digital recorder.

After hearing the evidence, the court found that Knoll had “failed to sustain her burden of proof on the issues of liability and damages.” It then entered judgment in favor of Allstate.

After filing her notice of appeal, Knoll learned that the digital recorder had failed. She notified this court that it would be impossible to obtain a trial transcript. A judge of this court remanded the ease to the trial court “for the limited purpose of settling or correcting the record pursuant to C.A.R. 10(c) and (e).”

On remand, and at Knoll’s request, the trial court set the matter for a hearing. Counsel for both sides appeared and discussed their recollections of events. The court then certified the transcript of the hearing as an accurate reconstruction of at least part of the trial.

Knoll now asserts that the reconstructed record is inaccurate and insufficient. She argues that it is impossible to reconstruct the record and thus requests a new trial.

We reject her request and affirm the judgment.

II. Applicable Law

It is the appellant’s job to ensure that the reviewing court has an adequate record. Till v. People, 196 Colo. 126, 127, 681 P.2d 299, 299 (1978). Therefore, when a complete transcript is unavailable, the appellant must obtain an adequate substitute. See Halliburton v. Pub. Serv. Co., 804 P.2d 213, 217 (Colo.App.1990) (in the absence of a transcript of part of the proceeding, “the party prosecuting an appeal remains obligated to take all steps necessary under the appellate rules to obtain the necessary record for review”).

C.A.R. 10 governs the process of reconstructing a record. It requires the appellant to begin with a written statement:

If no report of the evidence or proceedings at a hearing or trial was made, or if a transcript is unavailable, the appellant may prepare a statement of the evidence or proceedings from the best available means, including his recollection. The statement shall be served on the appellee, who may serve objections or propose amendments thereto within ten days after service. Thereupon the statement and any objections or proposed amendments shall be submitted to the trial court for settlement and approval and as settled and approved shall be included by the clerk of the trial court in the record on appeal.

C.A.R. 10(c).

Sometimes, despite their best efforts, the parties and the trial court cannot reconstruct the record. When that happens in a criminal ease, the court may award a new trial to protect the defendant’s due process right to a meaningful appeal. See People v. Rodriguez, 914 P.2d 230, 301 (Colo.1996) (stating standard for relief); People v. Killpack, 793 P.2d 642, 643 (Colo.App.1990) (awarding relief). In a civil case, upon a proper showing, a court may award the same relief “in the interest of substantial justice.” Pierpoint v. Akin, 76 Colo. 478, 479, 232 P. 682, 682 (1925).

What must a civil appellant do to obtain a new trial as relief for an inadequate record? Colorado’s appellate courts have never answered this question completely. But a federal appellate court has stated that the appellant must do three things:

[A]n appellant seeking a new trial because of a missing or incomplete transcript must 1) make a specific allegation of error; 2) show that the defect in the record materially affects the ability of the appeals court to review the alleged error; and 3) show that a Rule 10(e) proceeding has failed or *618 would fail to produce an adequate substitute for the evidence. We believe these factors would be presented only in rare circumstances.

Bergerco, U.S.A. v. Shipping Corp. of India, 896 F.2d 1210, 1217 (9th Cir.1990).

This three-part test has been applied by appellate courts in other states. See Pickett v. Pickett, 792 So.2d 1124, 1126 (Ala.Civ.App. 2001); Bradley v. Hazard Tech. Co., 340 Md. 202, 665 A.2d 1050, 1056 (1995). It is generally consistent with the approach taken by Colorado’s appellate courts in criminal cases. See Rodriguez, 914 P.2d at 301 (“[T]o obtain relief on a due process claim arising from an incomplete record, a defendant, must always demonstrate specific prejudice resulting from the state of that record.”); People v. Jackson, 98 P.3d 940, 943 (Colo.App.2004) (reversal is unnecessary if the appellate court may review the defendant’s arguments, even though a portion of the transcript is missing); People v. Conley, 804 P.2d 240, 243 (Colo.App.1990) (“Just as an appellant will not be permitted to take advantage of his own failure to designate the pertinent portions of the transcript ... so will he not be entitled to automatic reversal of a judgment if he fails to follow the provisions of C.A.R. 10.”). And, more important, it is consistent with the approach taken by Colorado’s appellate courts in civil cases. See Pierpoint, 76 Colo. at 480, 232 P. at 682 (new trial was properly denied because, among other things, appellant did not try to “summarize the evidence nor to procure the documentary evidence” and failed to identify the issues that “were relied on to reverse the judgment”); In re Marriage of McSoud, 131 P.3d 1208, 1211 (Colo.App.2006) (“[I]f a party fails to attempt to reconstruct the record as required by C.A.R. 10(c) and (e), that party may, not thereafter complain that the record is inadequate.”); Halliburton, 804 P.2d at 218 (similar).

Because the three-part test is workable and complete, and because it is consistent with Colorado precedent, we apply it here.

III. Application

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Bluebook (online)
216 P.3d 615, 2009 Colo. App. LEXIS 1316, 2009 WL 2182592, Counsel Stack Legal Research, https://law.counselstack.com/opinion/knoll-v-allstate-fire-casualty-insurance-coloctapp-2009.