Kenall Mfg. Co. v. Cooper Lighting, LLC
Opinion
Gary Feinerman, United States District Judge *881Kenall Manufacturing Company brought this suit against Cooper Lighting, LLC and Eaton Corporation (together, "Cooper"), alleging patent infringement and breach of contract. Doc. 1. The court granted Kenall's unopposed motion under Civil Rule 12(f) to strike Cooper's affirmative defenses, but gave Cooper leave to file amended affirmative defenses. Doc. 67. The court then granted in part Cooper's motion for judgment on the pleadings under Civil Rule 12(c), dismissing Kenall's patent infringement claims except insofar as they pertain to Subject Single Products that Cooper sold after April 1, 2008. Docs. 86-87 (reported at
Cooper filed an amended answer and affirmative defenses, Doc. 93, and Kenall now moves under Rule 12(f) to strike the affirmative defenses, Doc. 95, and under Rule 12(c) for partial judgment as to liability, Docs. 98, 101. The Rule 12(f) motion is granted in part and the Rule 12(c) motions are denied.
Background
In resolving Kenall's Rule 12(c) and Rule 12(f) motions, the court assumes the truth of the well-pleaded factual allegations in Cooper's pleadings, though not their legal conclusions, and draws all reasonable inferences in Cooper's favor. See Adams v. City of Indianapolis ,
Cooper is a commercial lighting manufacturer. Doc. 93 at ¶ 20. In February 2005, Cooper launched its Fail-Safe Harmony VR Linear Series lighting fixtures. Id. at ¶ 26. On January 10, 2006, Kenall was issued
Just over a year later, Kenall filed a patent infringement suit against Cooper. Kenall Mfg. Co. v. Cooper Lighting, Inc. , No.
The License Agreement granted Cooper "a worldwide, nonexclusive license" under the '055 patent and any patents stemming from it (collectively, the "Subject Patents") and "[s]ubject to the terms, conditions and limitations in th[e] Agreement," to manufacture and sell Cooper's "Linear Continuous" and "Linear Single" products, which the Agreement refers to as the "Subject Continuous Products" and "Subject Single Products," respectively, and collectively as the "Subject Products." Id. at pp. 35-36, § 1. In return, Cooper agreed to place a patent notice on every licensed product starting no later than December 31, 2007; to make a one-time payment of $ 30,000 within seven days of executing the License Agreement; and to make quarterly royalty payments of five percent of net sales of the Subject Continuous Products starting on January 1, 2008 and continuing through the expiration of the last Subject Patent. Id. at pp. 37-39, §§ 5.A, 5.B, 9. Cooper also agreed to redesign its Subject Single Product "to have a one-piece end unit instead of the current two-piece end unit, such re-designed product being referred to ... as the 'Re-Designed Single Product,' " by January 1, 2008. Id. at p. 36, § 2. If Cooper needed additional time for the redesign, it could continue to sell the Subject Single Product until April 1, 2008, subject to a five percent royalty. Id. at pp. 36-37, §§ 2, 5.C.
The License Agreement includes a "No Challenge Clause," which provides:
Cooper does not admit infringement, validity or enforceability of the Subject Patents, and reserves all defenses to any allegation of infringement related thereto; provided, however, that Cooper shall refrain from contesting the validity, enforceability, or infringement of the Subject Patents in any court of law or other forum unless Kenall asserts the Subject Patents against Cooper products other than the Subject Products.
Id. at pp. 41-42, § 15. The Agreement also includes an Illinois choice-of-law provision. Id. at p. 41, § 14.
After Kenall and Cooper executed the Settlement Agreement, Kenall obtained additional patents for modular lighting technology stemming from the '055 patent, including
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Gary Feinerman, United States District Judge *881Kenall Manufacturing Company brought this suit against Cooper Lighting, LLC and Eaton Corporation (together, "Cooper"), alleging patent infringement and breach of contract. Doc. 1. The court granted Kenall's unopposed motion under Civil Rule 12(f) to strike Cooper's affirmative defenses, but gave Cooper leave to file amended affirmative defenses. Doc. 67. The court then granted in part Cooper's motion for judgment on the pleadings under Civil Rule 12(c), dismissing Kenall's patent infringement claims except insofar as they pertain to Subject Single Products that Cooper sold after April 1, 2008. Docs. 86-87 (reported at
Cooper filed an amended answer and affirmative defenses, Doc. 93, and Kenall now moves under Rule 12(f) to strike the affirmative defenses, Doc. 95, and under Rule 12(c) for partial judgment as to liability, Docs. 98, 101. The Rule 12(f) motion is granted in part and the Rule 12(c) motions are denied.
Background
In resolving Kenall's Rule 12(c) and Rule 12(f) motions, the court assumes the truth of the well-pleaded factual allegations in Cooper's pleadings, though not their legal conclusions, and draws all reasonable inferences in Cooper's favor. See Adams v. City of Indianapolis ,
Cooper is a commercial lighting manufacturer. Doc. 93 at ¶ 20. In February 2005, Cooper launched its Fail-Safe Harmony VR Linear Series lighting fixtures. Id. at ¶ 26. On January 10, 2006, Kenall was issued
Just over a year later, Kenall filed a patent infringement suit against Cooper. Kenall Mfg. Co. v. Cooper Lighting, Inc. , No.
The License Agreement granted Cooper "a worldwide, nonexclusive license" under the '055 patent and any patents stemming from it (collectively, the "Subject Patents") and "[s]ubject to the terms, conditions and limitations in th[e] Agreement," to manufacture and sell Cooper's "Linear Continuous" and "Linear Single" products, which the Agreement refers to as the "Subject Continuous Products" and "Subject Single Products," respectively, and collectively as the "Subject Products." Id. at pp. 35-36, § 1. In return, Cooper agreed to place a patent notice on every licensed product starting no later than December 31, 2007; to make a one-time payment of $ 30,000 within seven days of executing the License Agreement; and to make quarterly royalty payments of five percent of net sales of the Subject Continuous Products starting on January 1, 2008 and continuing through the expiration of the last Subject Patent. Id. at pp. 37-39, §§ 5.A, 5.B, 9. Cooper also agreed to redesign its Subject Single Product "to have a one-piece end unit instead of the current two-piece end unit, such re-designed product being referred to ... as the 'Re-Designed Single Product,' " by January 1, 2008. Id. at p. 36, § 2. If Cooper needed additional time for the redesign, it could continue to sell the Subject Single Product until April 1, 2008, subject to a five percent royalty. Id. at pp. 36-37, §§ 2, 5.C.
The License Agreement includes a "No Challenge Clause," which provides:
Cooper does not admit infringement, validity or enforceability of the Subject Patents, and reserves all defenses to any allegation of infringement related thereto; provided, however, that Cooper shall refrain from contesting the validity, enforceability, or infringement of the Subject Patents in any court of law or other forum unless Kenall asserts the Subject Patents against Cooper products other than the Subject Products.
Id. at pp. 41-42, § 15. The Agreement also includes an Illinois choice-of-law provision. Id. at p. 41, § 14.
After Kenall and Cooper executed the Settlement Agreement, Kenall obtained additional patents for modular lighting technology stemming from the '055 patent, including
In this suit, Kenall alleges that, beginning in 2008, Cooper breached the License Agreement by failing to make royalty payments, failing to place the required patent notices on its products, and failing to redesign the Subject Single Product to have a one-piece end unit. Doc. 1 at ¶¶ 48-53. Kenall also alleges that Cooper infringed its patents by continuing to sell Subject Single Products after April 1, 2008. Doc. 1 at ¶¶ 48, 71-76;
*88393 at ¶ 96, and filed this suit in June 2017, Doc. 1.
In its answer, Cooper admits that it "inadvertently continued to sell limited quantities of the Subject Single Products ... until about mid-2016" and that it "initially inadvertently left off" the required patent notices until it was notified of the issue. Doc. 93 at ¶¶ 48, 51. Cooper claims that it attempted to make royalty payments but that Kenall refused to accept them. Id. at ¶¶ 50, 53. Cooper also asserts thirteen affirmative defenses. Id. at ¶¶ 89-107.
Discussion
I. Motion to Strike Affirmative Defenses
Under Rule 12(f), a court may "strike from a pleading an insufficient defense." Fed. R. Civ. P. 12(f). "Affirmative defenses will be stricken only when they are insufficient on the face of the pleadings." Heller Fin., Inc. v. Midwhey Powder Co. ,
A. Noninfringement
The first affirmative defense, directed against Kenall's patent infringement claims, alleges that Cooper has not infringed Kenall's patents. Doc. 93 at ¶ 89 ("Defendants have not infringed, either literally or under the doctrine of equivalents, any valid and enforceable claims of the Subject Patents."). Kenall argues that the License Agreement's No Challenge Clause-which, as noted, provides in part that "Cooper shall refrain from contesting the validity, enforceability, or infringement of the Subject Patents in any court of law or other forum unless Kenall asserts the Subject Patents against Cooper products other than the Subject Products," Doc. 1-1 at pp. 41-42, § 15-prohibits Cooper from raising this defense because Kenall's suit asserts Subject Patents against Subject Products. Doc. 97 at 4. Cooper responds that the No Challenge Clause does not bar its noninfringement defense. Doc. 108 at 7 & n.1; Doc. 109 at 7; Doc. 117 at 7-11.
Cooper does not dispute Kenall's submission that the asserted patents are all Subject Patents, thus forfeiting the point. See Firestone Fin. Corp. v. Meyer ,
Cooper argues, rather, that the No Challenge Clause does not apply because Kenall asserts the Subject Patents against products other than Subject Products. Doc. 108 at 7 & n.1; Doc. 109 at 7; Doc. 117 at 7-11. As Cooper notes, Doc. 109 at 7, Kenall's patent infringement claim is necessarily *884directed at unlicensed sales because this court dismissed the claim except as to Subject Single Products that Cooper sold after the license for those products expired on April 1, 2008.
Cooper's conclusion does not follow from its premise. As defined by the License Agreement, Subject Products comprise two types of objects: Subject Single Products and Subject Continuous Products. Doc. 1-1 at p. 35. Subject Single Products are defined in turn as Cooper's "8" and 12" Linear Single products shown and/or referred to in the Cooper website documents (eight sheets) and additional photographs (three sheets) attached as Exhibit B" to the Agreement.
To support its interpretation, Cooper points to the following language in the License Agreement and, in particular, to the fact that it refers to Subject Products in defining the license's scope:
Subject to the terms, conditions and limitations in this Agreement, Kenall grants Cooper a worldwide, nonexclusive license under the Subject Patents to make, to have made, to use, to have used, to offer for sale, to have offered for sale, to sell, to have sold, to export, to have exported, to import and to have imported the Subject Products and any other products within the scope of the Subject Patents, all such products being referred to herein as "Licensed Products."
Id. at p. 36, § 1. Rather than modifying the definition of Subject Products, however, this provision grants Cooper a license authorizing the manufacture, use, export, import, and sale of an already-defined category-the Subject Products. The rest of the Agreement then spells out the details of that license, one being that the license expires as to the Subject Single Products no later than April 1, 2008. Doc. 1-1 at pp. 36-37, §§ 2, 5;
*885intent," and that "a contract must be construed as a whole, viewing each part in light of the others").
If the definition of Subject Products worked the way Cooper urges, then on April 1, 2008, when the license expired, the "8" and 12" Linear Single products shown and/or referred to in" Exhibit B to the Agreement would have ceased to be Subject Products, putting Cooper and Kenall right back where they started as to those products: Cooper could continue to make and sell them, albeit without a license; Kenall could sue Cooper for patent infringement; and Cooper could respond with the full panoply of patent defenses because Kenall would be "assert[ing] the Subject Patents against Cooper products other than the Subject Products." Doc. 1-1 at pp. 41-42, § 15. Thus, Cooper's reading of the definition of Subject Products would transform the Settlement Agreement, under which it agreed to stop selling certain products after a grace period giving it time to design around Kenall's patents, into an agreement that inexplicably required Cooper to redesign its products while merely delaying the parties' dispute over whether Kenall's patents are valid and infringed by those products. Accordingly, Cooper's interpretation not only conflicts with the Agreement's plain language, but also would lead to nonsensical results. See Suburban Auto Rebuilders, Inc. v. Associated Tile Dealers Warehouse, Inc. ,
Therefore, Kenall's surviving patent infringement claim asserts Subject Patents against Subject Products, and the No Challenge Clause accordingly applies to this suit. The next question is whether the clause in fact bars Cooper's noninfringement defense.
As noted in the court's earlier opinion, the No Challenge Clause's bar on "contesting ... infringement of the Subject Patents" cannot plausibly be read to preclude Cooper from raising any defense-such as license-to a patent infringement claim, lest it make the license illusory.
Kenall's interpretation of the No Challenge Clause is correct. It is altogether natural, if not expected, that an agreement settling patent litigation would bar future *886litigation over whether the plaintiff's patents cover the defendant's products-that is, whether the defendant's products infringe the plaintiff's patents. See Flex-Foot, Inc. v. CRP, Inc. ,
Context confirms that the No Challenge Clause bars Cooper from contesting "infringement" in the narrow sense invoked in its affirmative defense. First, the clause begins with the phrase "Cooper does not admit infringement, validity or enforceability of the Subject Patents." Doc. 1-1 at p. 41, § 15. Cooper admitted elsewhere in the License Agreement that it sold the Subject Products during the term of at least one of the Subject Patents. Id. at p. 36 (admitting sales during 2006 and 2007); see
Second, while the No Challenge Clause next "reserves" for Cooper "all defenses to any allegation of infringement" related to those patents, it then adds "provided, however , that Cooper shall refrain from contesting the validity, enforceability, or infringement of the Subject Patents" where, as here, Kenall asserts the Subject Patents against Subject Products. Doc. 1-1 at pp. 41-42, § 15 (emphasis added). The fact that language reserving for Cooper "all defenses to any allegation of infringement" is followed by "provided, however" language barring Cooper from "contesting ... infringement" necessarily means that the "infringement" in "contesting ... infringement" refers to one of many potential "defenses to any allegation of infringement," and thus that Cooper reserved all but the three identified defenses: invalidity, unenforceability, and noninfringement. True, this interpretation results in "infringement" meaning two different things *887in the same sentence-first narrow (Cooper does not admit that the Subject Patents cover the Subject Products), then broad (Cooper reserves the right to defend itself if faced with a patent infringement suit), and then back to narrow (if Kenall asserts the Subject Patents against the Subject Products, Cooper will not dispute that the Subject Products are covered by the Subject Patents). But in doing so, the No Challenge Clause mirrors the Patent Act, which makes "[n]oninfringement" (narrow) one of many defenses to an "infringement" action (broad). See
More importantly, it would not make sense to read "infringement" to mean the same thing all three times it is used in the No Challenge Clause. If "infringement" bore the narrow meaning throughout, then the "provided, however" provision carved out everything Cooper reserved-and then some-by giving up the defense that the Subject Patents do not cover the Subject Products as well as the defenses of invalidity and unenforceability, even though only the first of those defenses would be reserved. And if "infringement" bore the broad meaning throughout, then "validity" and "enforceability" would become surplusage because prohibiting Cooper from defending itself against an infringement suit necessarily would prohibit it from doing so by raising invalidity and unenforceability defenses; the "provided, however" provision again would carve out everything Cooper reserved because it cannot raise "defenses" to a patent infringement suit without "contesting" that suit; and the clause would make the license illusory by preventing Cooper from raising the defense of license to "contest[ ]" an infringement suit.
Finally, the appearance of "validity" and "enforceability" along with "infringement" in the "provided, however" provision confirms that "infringement" in that clause bears a narrow meaning. The "commonsense canon of noscitur a sociis ... counsels that a word is given more precise content by the neighboring words with which it is associated." CFTC v. Worth Bullion Grp. ,
The No Challenge Clause therefore bars Cooper's noninfringement defense-that is, Cooper's defense that the Subject Patents do not cover the Subject Products. By arguing only that the clause does not bar its defense, Cooper has forfeited any argument that the clause is unenforceable. See Firestone ,
B. Invalidity
Cooper's second affirmative defense alleges that "the Subject Patents are invalid for failure to comply with one or more of the requirements of
C. Failure to State a Claim
The third affirmative defense alleges that Kenall's complaint "fails to state a claim for which relief may be granted." Doc. 93 at ¶¶ 91-92. That is not an affirmative defense. See Elliot v. Mission Tr. Servs., LLC ,
D. Laches
The fourth affirmative defense alleges that Kenall's claims are barred by the laches doctrine. Doc. 93 at ¶ 93. Kenall argues that because it brought its contract and patent infringement claims within the applicable statutes of limitations, laches does not apply. Doc. 97 at 7-8. In the alternative, Kenall argues that Cooper fails to plausibly allege facts supporting two elements of the laches defense: (1) that Kenall unreasonably delayed in asserting its rights; and (2) that Cooper lacked notice that Kenall would do so. Id. at 8-9; see W. Bend Mut. Ins. Co. v. Procaccio Painting & Drywall Co. ,
*889Cooper ignores Kenall's second argument, incorrectly asserting that Kenall "does not contest" whether the defense satisfies governing pleading standards. Doc. 109 at 8. And Cooper neither develops nor cites any authority for its assertion that its "affirmative defense pleads [the] elements [of laches] and provides proper notice of such a claim,"
E. Unclean Hands
The fifth affirmative defense alleges that Kenall's claims are barred by the unclean hands doctrine because it "purposefully misled [Cooper] to believe that the Subject Products were covered under the Settlement Agreement" and "refus[ed] to participate under the terms of the Settlement Agreement when [Cooper] attempted to correct inadvertent mistakes." Doc. 93 at ¶ 94. Kenall argues that the "purposefully misled" allegation "sounds in fraud" and is thus subject to Rule 9(b)'s heightened pleading standard, that Cooper fails to satisfy Rule 9(b), and that the "refused to participate" allegation is vague, lacks a factual basis, and is irrelevant. Doc. 97 at 10. Because Kenall cites no authority to support its one-sentence challenge to the "refused to participate" allegation and does not argue that the allegation cannot on its own support an unclean hands defense, Kenall forfeits the issue and thus its objection to the defense. See M.G. Skinner ,
F. Equitable Estoppel
The sixth affirmative defense alleges that Kenall's claims are barred by the equitable estoppel doctrine because Cooper "reasonably relied on the Settlement Agreement for the parameters of its continued sale of Subject Products," placing it "in a worse position than before the Settlement Agreement." Doc. 93 at ¶ 95. Kenall contends that this defense fails as a matter of law because Cooper's alleged conduct-infringing Kenall's patents by selling Subject Single Products after the license for those products expired, and breaching the Agreement in certain respects-cannot have been taken in reliance on the Agreement. Doc. 97 at 11; Doc. 110 at 9.
Kenall's challenge to Cooper's equitable estoppel defense rests on two fundamental legal principles. The first is that reasonable reliance is an element of the equitable estoppel defense. See High Point SARL v. Sprint Nextel Corp. ,
Those principles defeat Cooper's equitable estoppel defense, for if Kenall's allegations prove true, Cooper cannot have been acting in reasonable reliance on the Settlement Agreement. As to the surviving portion of the patent claim, Kenall alleges that the Agreement gave Cooper a time-limited license to sell Subject Single Products and that Cooper continued selling those products after the license expired on April 1, 2008. Doc. 1 at ¶¶ 37-40, 48, 71-76, 82;
Cooper's equitable estoppel defense is therefore stricken.
G. Waiver
The seventh affirmative defense alleges that Kenall's claims are barred by the waiver doctrine because it (1) waited too long to notify Cooper of the alleged breaches of the Settlement Agreement and (2) "voluntarily waived acceptance" when Cooper "attempted to correct inadvertent mistakes." Doc. 93 at ¶ 96. Kenall argues that the first allegation is implausible given its "undisputed record of enforcement" and that the second is "fatally vague." Doc. 97 at 11-12. Kenall cites no authority to support its position that the seven-year delay between the start of the alleged breaches in 2008 and its efforts to enforce the Agreement beginning in 2015, Doc. 1 at ¶¶ 47-53; Doc. 93 at ¶ 96, cannot support Cooper's waiver defense, thus forfeiting the point. See M.G. Skinner ,
H. Ratification
The eighth affirmative defense alleges that Kenall's claims are barred by the ratification doctrine because it "acquiesc[ed] to the benefits of the Settlement Agreement while [Cooper was] allegedly conducting unauthorized sales" and because it "did not repudiate the Settlement *891Agreement within a reasonable amount of time." Doc. 93 at ¶ 97. Kenall argues that this defense is insufficient because its acceptance of the benefits of the parts of the Settlement Agreement to which Cooper adhered does not prevent it from enforcing the rest of the Agreement, and also because it was not required to repudiate the Agreement before suing for breach of contract. Doc. 97 at 12-13. In response, Cooper merely restates its position that "Plaintiff ratified the License Agreement by continuing to benefit from it without trying to void it on the supposed breaches they now contend Defendants have committed." Doc. 109 at 11.
Cooper's response rests on a fundamental misunderstanding of the ratification doctrine's role in a suit for breach of contract. As relevant here, ratification can prevent a party from accepting the benefits of a voidable contract and then seeking to void the contract. See Maksym v. Loesch ,
I. Recoupment or Setoff
The ninth affirmative defense alleges that Kenall's claims are barred by the recoupment and setoff doctrines because Cooper made royalty payments to Kenall under the License Agreement. Doc. 93 at ¶ 98. As Kenall notes, Doc. 97 at 13; Doc. 110 at 10-11, the fact that Cooper made some royalty payments is insufficient to allege setoff or recoupment because those doctrines "involve[ ] the right of [a] defendant to have the plaintiff's monetary claim reduced by virtue of a claim by the defendant against the plaintiff." N. Tr. Co. v. Peters ,
J. Failure to Mitigate
The tenth affirmative defense alleges that Kenall failed to mitigate its alleged damages by waiting "to alert [Cooper] of any potential violation for nearly a decade" and by refusing Cooper's efforts "to resolve the alleged deficiencies." Doc. 93 at ¶ 99. Kenall argues that Cooper's allegation that Kenall delayed in alerting Cooper of potential violations of the Settlement Agreement is contradicted by admissions *892in Cooper's answer. Doc. 97 at 14. Kenall is wrong. Kenall's complaint alleges breaches of the Settlement Agreement beginning in 2008, Doc. 1 at ¶¶ 48-53, and its surviving patent claim is for alleged infringement beginning after April 1, 2008,
Kenall does not argue that the alleged delay cannot support Cooper's mitigation defense, thus forfeiting the point for purposes of its motion to strike. See G & S Holdings ,
K. Statute of Limitations
The eleventh affirmative defense alleges that any damages arising before June 20, 2007 are barred by the statute of limitations, "including but not limited to" the ten-year statute of limitations for contract suits set out in 735 ILCS 5/13-206. Doc. 93 at ¶ 100. Kenall argues that its contract claim is timely because the parties entered into the Settlement Agreement in July 2007 and it filed this suit less than ten years later, on June 20, 2017. Doc. 97 at 14. Cooper fails to respond, thus forfeiting the point and its statute of limitations defense to the contract claim. See Firestone ,
As to the patent infringement claim, Cooper argues that its liability for damages arising before June 20, 2007 is limited by the six-year statute of limitations of
Accordingly, Cooper's statute of limitations defense is stricken.
L. License
The twelfth affirmative defense, directed at Kenall's patent infringement claim, alleges that Cooper's infringing activities were licensed by the Settlement Agreement. Doc. 93 at ¶ 101. As Kenall correctly argues, Doc. 97 at 15; Doc. 110 at 13, this defense fails given the court's holding in its earlier opinion that "[a]ll sales of Subject Single Products after April 1, 2008 were unauthorized and therefore are subject to an infringement claim."
M. Intervening Rights
The thirteenth affirmative defense, also directed at Kenall's patent infringement claim, alleges that the doctrines of absolute and equitable intervening rights bar Kenall from collecting damages for infringement of the '055, '241, '563, and '591 patents. Doc. 93 at ¶¶ 102-107 (citing
Cooper's response does not address this argument, and instead rests on the perfunctory assertion-for which it cites no legal authority-that its pleading contains "substantially more detail than required to give notice to [Kenall] of the defense." Doc. 109 at 7. Cooper thus has forfeited the point and therefore its defense. See M.G. Skinner ,
II. Motions for Judgment on the Pleadings as to Liability
Kenall seeks judgment on the pleadings as to liability-but not damages-on its breach of contract and patent infringement claims. Kenall's motion implicates the threshold question whether Rule 12(c) permits the entry of judgment on some but not all elements of a single claim-that is, whether it permits piecemeal judgment on part of a claim. It does not.
Although "it is common to apply Rule 12(c) to individual causes of action," Larsen v. Trader Joe's Co. ,
Even setting aside BBL , the text of the Civil Rules forecloses the entry of a Rule 12(c) judgment on part of a claim. Rule 12(c) provides: "After the pleadings are closed-but early enough not to delay trial-a party may move for judgment on the pleadings." Fed. R. Civ. P. 12(c). The rule's text does not explicitly authorize courts to carve up claims or defenses on a motion for judgment on the pleadings. See 10A Wright & Miller, Federal Practice & Procedure § 2713 (4th ed. 2018) (noting that "there is no provision in the rules" for "a motion for a partial judgment on the pleadings"). Rule 12(c)'s silence on this point stands in contrast to Rule 56(a), which permits summary judgment on "part of [a] claim or defense." Fed. R. Civ. P. 56(a). That the Civil Rules explicitly provide for summary judgment on part of a claim under Rule 56(a) but not for judgment on part of a claim under Rule 12(c) counsels strongly against reading Rule 12(c) to implicitly permit such judgments. See BBL ,
Kenall responds that because the "part of [a] claim or defense" language in Rule 56(a) was added in 2010 only to clarify what the rule already permitted, the lack of similar language in Rule 12(c) is meaningless. Doc. 119 at 5-7 (citing Fed. R. Civ. P. 56(a) advisory committee's note to 2010 amendment). This argument fails. While the phrase "part of [a] claim or defense" was introduced to Rule 56(a) in 2010, the pre-amendment Rule 56 also expressly provided, using slightly different language, for plaintiffs and defendants to seek and obtain summary judgment on just part of a claim or defense. See Fed. R. Civ. P. 56(a) (2009), reprinted in 28 U.S.C. app. at 259 (2009) ("A party claiming relief may move ... for summary judgment on all or part of the claim."); Fed. R. Civ. P. 56(b) (2009), reprinted in 28 U.S.C. app. at 259 (2009) (same, for defendants); Fed. R. Civ. P. 56(d)(2) (2009), reprinted in 28 U.S.C. app. at 260 (2009) ("An interlocutory summary judgment may be rendered on liability alone, even if there is a genuine issue on the amount of damages."). And although the language in Rule 56(d)(2) authorizing summary judgment "on liability alone" was deleted in 2010, that was only because it would have been redundant with Rule 56(a)'s new "part of [a] claim or defense" language. See 10B Wright & Miller, supra , *895§ 2736 (noting that the 2010 amendment to Rule 56 made former Rule 56(d)(2)"surplusage" because "the revised rule authorizes a summary-judgment motion on a part of a claim or defense, and that necessarily would include the liability question"). In fact, Rule 56 has allowed for summary judgment on part of a claim or defense since the inception of the Civil Rules in 1937. See Fed. R. Civ. P. 56(a) (1937), reprinted in 28 U.S.C. § 723c app. at 2643 (1940) ("A party seeking to recover upon a claim, counterclaim, or cross-claim or to obtain a declaratory judgment may, at any time after the pleading in answer thereto has been served, move with or without supporting affidavits for a summary judgment in his favor upon all or any part thereof."); Fed. R. Civ. P. 56(b) (1937), reprinted in 28 U.S.C. § 723c app. at 2643 (1940) (same, for defendants); Fed. R. Civ. P. 56(c) (1937), reprinted in 28 U.S.C. § 723c app. at 2643 (1940) (permitting summary judgment where, "except as to the amount of damages, there is no genuine issue as to any material fact and ... the moving party is entitled to judgment as a matter of law"); Fed. R. Civ. P. 56(d) (1937), reprinted in 28 U.S.C. § 723c app. at 2643 (1940) (providing that in cases where a party moves for summary judgment but "judgment is not rendered upon the whole case or for all the relief asked and a trial is necessary," the court "shall ... make an order specifying the facts that appear without substantial controversy, including the extent to which the amount of damages or other relief is not in controversy"). Thus, if history teaches anything, it is that Rule 12(c) has always referred to "judgment on the pleadings" without any indication that judgment can be entered on part of a claim or defense, see Fed. R. Civ. P. 12(c) (1937), reprinted in 28 U.S.C. § 723c app. at 2617 (1940) ("After the pleadings are closed but within such time as not to delay the trial, any party may move for judgment on the pleadings."), while Rule 56 has always expressly provided, albeit in different ways, for summary judgment on part of a claim or defense.
Turning to what Rule 12(c)does say, the key term is "judgment." Fed. R. Civ. P. 12(c). Rule 54's treatment of that term sharpens the contrast between Rules 12(c) and 56(a). Rule 54(a) provides in pertinent part: " 'Judgment' as used in these rules includes a decree and any order from which an appeal lies. " Fed. R. Civ. P. 54(a) (emphasis added). This definition reflects "[t]he historic rule in the federal courts," which "has always prohibited piecemeal disposition of litigation and permitted appeals only from final judgments except in those special instances covered by statute." Fed. R. Civ. P. 54 advisory committee's note to 1946 amendment. Rule 54(b) permits the court in cases involving multiple claims or multiple parties to "direct entry of a final judgment as to one or more, but fewer than all, claims or parties" where "there is no just reason for delay." Fed. R. Civ. P. 54(b).
No provision in Rule 54 permits a "judgment" on part of a claim, which reinforces the conclusion reached above that a court cannot enter "judgment on the pleadings" under Rule 12(c) on only a part of a claim. The same logic would extend to Rule 56 but for its express allowance of summary judgment on "part of [a] claim or defense"-meaning a "summary judgment" that does not qualify as a "judgment" under Rule 54. See Fed. R. Civ. P. 56(d) advisory committee's note to 1946 amendment ("[A] partial summary 'judgment' is not a final judgment, and, therefore, ... is not appealable, unless in the particular case some statute allows an appeal from the interlocutory order involved. The partial summary judgment is merely a pretrial adjudication that certain issues shall be deemed established for the trial *896of the case."); 10B Wright & Miller, supra , § 2736 (discussing the history of partial summary judgment on the issue of liability, which was called "interlocutory summary judgment" until the 2010 amendments); cf. Servicios Especiales Al Comercio Exterior v. Johnson Controls, Inc. ,
Given all this, it should come as no surprise that most courts to have considered the issue have concluded that Rule 12(c) does not permit "judgment" on part of a claim or defense. See Alpha Tech Pet ,
Kenall points to some two dozen cases over the past three decades in which courts granted Rule 12(c) motions as to liability but not damages. Doc. 119 at 2-4. Because hardly any of those cases explicitly address whether Rule 12(c) can be used in that way, their persuasive value is minimal. This court is aware of only two cases in which a court considered the issue and entertained a Rule 12(c) motion on a part of a claim that could not reasonably be construed as an entirely separate claim. See McLaughlin Transp. Sys., Inc. v. Rubinstein ,
McLaughlin addresses the key question in a single sentence: "Although not provided for by statute, a party may properly move for partial judgment on the pleadings to further the policy goal of efficient resolution of actions when there are no material facts in dispute."
Chi-Mil 's Rule 12(c) holding rests on two arguments that run contrary to the Civil Rules' text and are undercut by subsequent Seventh Circuit authority. First, Chi-Mil points to Rule 54(b)'s authorization of a final judgment on "one or more, but fewer than all, claims," Fed. R. Civ. P. 54(b), as "suggestive of [the] conclusion" that Rule 12(c) permits partial judgment on the pleadings.
Second, Chi-Mil "relies on ... the interchangeability of Rule 12(c) and Rule 56 motions" to conclude that Rule 56(a)'s provision for summary judgment on a part of a claim impliedly extends to Rule 12(c) motions.
Rule 12(d) instead bolsters the conclusion that the textual distinctions between Rules 12(c) and 56 carry meaning. By directing courts to ensure that motions styled as Rule 12(c) motions are considered under the correct rule and that parties are given a chance to present additional material if a Rule 12(c) motion is converted to a Rule 56 motion, Rule 12(d) conveys that there are genuine differences between those motions. Moreover, the Seventh Circuit has since undercut the notion that Rules 12(c) and 56 are interchangeable. See BBL ,
In three other cases, courts expressly addressed the issue and considered granting partial judgment on the pleadings with respect to a part of a claim, but only where-as with Cooper's Rule 12(c) motion-what the parties called "part" of a claim was in fact a standalone claim. See Palzer v. Cox Okla. Telcom, LLC ,
Finally, Kenall invokes Rule 1, which directs courts and parties to "construe[ ], administer[ ], and employ[ ]" the Civil Rules so as "to secure the just, speedy, and inexpensive determination of every action and proceeding." Fed. R. Civ. P. 1. One of the ways the Rules pursue these purposes, though, is by setting out different procedures for different stages of litigation. It would not advance the Rules' purposes to read away the distinction between Rules 12(c) and 56 that the Civil Rules have drawn for more than eighty years. See 4 Wright & Miller, supra , § 1029 ("[A] construction that ignores the plain wording of a rule or fails to view it as part of the total procedural system ultimately may prove to be as detrimental to the system as an arbitrary or rigid construction and, in the end, not further the goal of the just, speedy, and inexpensive determination of every action.") (internal quotation marks omitted).
Rule 12(c) therefore does not permit Kenall to seek judgment solely as to liability on its contract and patent claims. Its Rule 12(c) motions accordingly are denied.
Conclusion
Kenall's Rule 12(c) motions for partial judgment on the pleadings are denied, and its Rule 12(f) motion to strike Cooper's affirmative defenses is granted in part and denied in part. The Rule 12(f) motion is granted as to Cooper's first (noninfringement), second (invalidity), third (failure to state a claim), fourth (laches), sixth (equitable estoppel), eighth (ratification), ninth (recoupment or setoff), eleventh (statute of limitations), twelfth (license), and thirteenth (intervening rights) affirmative defenses, which are stricken. Given the substantial overlap between the affirmative defenses the court struck previously and those asserted in Cooper's amended answer, the defenses are stricken with prejudice. See *899Bausch v. Stryker Corp. ,
354 F. Supp. 3d 877 (Kenall Mfg. Co. v. Cooper Lighting, LLC) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.