Keith v. Mitchell

466 F.3d 540, 2006 U.S. App. LEXIS 26407, 2006 WL 2971253
Court of Appeals for the Sixth Circuit·Decided October 19, 2006·No. 01-4266·Published·Cited by 11 cases

Opinions

ORDER

The court having received a petition for rehearing en banc, and the petition having been circulated not only to the original panel members but also to all other active judges of this court, and less than a majority of the judges having favored the suggestion, the petition for rehearing has been referred to the original panel.

The panel has further reviewed the petition for rehearing and concludes that the issues raised in the petition were fully considered upon the original submission and decision of the case. Accordingly, the petition is denied.

CLAY, Circuit Judge, with whom MARTIN, MOORE and COLE, Circuit Judges, join, dissenting from the denial of rehearing en banc.

Despite a long and well-recognized line of Supreme Court case law requiring counsel in death penalty cases to conduct at least a cursory investigation into mitiga[541] tion evidence, it is uncontested in this case that defense counsel failed to conduct any investigation. Instead, defense counsel submitted reports containing information that any reasonable counsel would recognize could only prejudice a defendant, including: (1) victim impact information; (2) an extensive list of evidence implicating Petitioner; (3) a record of Petitioner’s pri- or convictions; (4) erroneous positive statements about Petitioner’s family and childhood; and (5) a psychiatrist’s report stating that Petitioner was not mentally impaired and that no mitigating factors existed. It cannot be reasonably argued that submitting such information was a legitimate strategy simply because the report also mentioned that Petitioner was a good football player and considered himself to be a “nice guy.” I would therefore grant the petition for rehearing and hold that Petitioner received ineffective assistance of counsel during the mitigation phase of his trial, requiring this Court to vacate his death sentence. Accordingly, I dissent from the denial of rehearing en banc.

A. Counsel’s Conduct During the Mitigation Phase

The following facts regarding the performance of Petitioner’s counsel during the mitigation phase are not disputed. Attorney James Banks, counsel for Petitioner, did not discuss the concept of mitigation with Petitioner. He did not question Petitioner about his life or childhood. He did not interview Petitioner’s family or friends, despite their expressed willingness to speak with him. At the hearing, he presented no opening statement, witnesses or closing statement. He did not argue innocence, residual doubt, or even ask the jury to spare Petitioner’s life. Furthermore, he allowed the submission of two highly prejudicial reports he had requested the court to prepare prior to the hearing.

The first report contained the results of a one-hour examination by psychologist Dr. William Schonberg. It noted, among other things, that Petitioner did not appear to have any mental illnesses, was of average intelligence, and was not currently depressed, or “down in the dumps.” (Schonberg Rep. at 2.) It also recounted Petitioner’s statements that he was a nice guy, had no anger problems, and did not have a significant substance abuse problem. Further, the report stated that Petitioner’s family had no history of alcoholism, and that Petitioner was never physically or sexually abused. Finally, Dr. Schonberg concluded:

Under the provisions of the Ohio Revised Code, Section 2929.04; Criteria for Imposing Death or Inprisonment [sic] for a Capital Offense, the death penalty will be precluded if the Court found any of three mitigating circumstances. [Petitioner] states that he is innocent of these charges. It would not appear that the offender acted under duress, nor would it appear that the victim of the offense induced or facilitated it. The offense would not appear to have been a product of the offender’s mental deficiency or psychosis, the client having no psychiatric history. Therefore, based on interview impressions, it is this examiner’s opinion that there are no mitigating factors in this ease.

(Schonberg Rep. at 3.)

The second report was a pre-sentence report. It contained: (1) three pages recounting the crime and evidence against Petitioner; (2) a page long victim impact statement including information regarding the psychological state and monetary troubles of the surviving victims and their relatives; (3) a one sentence section labeled “Defendant’s version” that included Petitioner’s claim of innocence; (4) a one [542] page history of Petitioner’s prior record; (5) a two page summary of Petitioner’s parole and supervised release history; and (6) a one page social history of Petitioner. The social history stated that Petitioner was an illegitimate child who was raised by his grandparents and had a happy and normal childhood. It also stated that Petitioner maintained employment and had a daughter for whom he paid $25 dollars per week in child support.

After the jury recommended sentencing Petitioner to death, Petitioner’s post-conviction counsel uncovered relevant mitigating evidence. Post-conviction counsel submitted affidavits indicating that Petitioner’s mother was an alcoholic who drank during her pregnancies, that Social Services had determined that Petitioner’s mother neglected him and had placed him with his grandparents, that Petitioner’s grandfather had abused at least one of Petitioner’s half-siblings and probably had abused the other children, presumably including Petitioner, and that Petitioner’s custodial grandmother was a convicted murderer. Additionally, counsel submitted an affidavit from Dr. Jeffrey L. Small-don stating that Dr. Schonberg’s report was inadequate and unprofessional. In particular, Dr. Smalldon criticized Dr. Schonberg’s willingness to accept Petitioner’s statements about his life at face value and draw such broad conclusions from an hour long interview. Among other things, Dr. Smalldon described the professional standards for mental health professionals as emphasizing the need for the clinician to conduct a very wide-ranging and thorough clinical examination, as well as an exhaustive search for relevant information from the individual’s psychological and social history. Further, Dr. Smalldon opined that Petitioner may suffer from a mild brain impairment. Unfortunately, post-conviction counsel was not able to fully develop this evidence due to the post-conviction trial court’s refusal to allow a hearing.

B. The Ohio Courts’ Treatment of Counsel’s Conduct

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Keith v. Mitchell, 466 F.3d 540, 2006 U.S. App. LEXIS 26407, 2006 WL 2971253 (6th Cir. 2006).

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