Keith Rodriguez, and others similarly situated v. Westech Security and Investigation Inc, William Vassell, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records.

CourtDistrict Court, S.D. New York
DecidedMarch 16, 2026
Docket1:25-cv-00123
StatusUnknown

This text of Keith Rodriguez, and others similarly situated v. Westech Security and Investigation Inc, William Vassell, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records. (Keith Rodriguez, and others similarly situated v. Westech Security and Investigation Inc, William Vassell, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Keith Rodriguez, and others similarly situated v. Westech Security and Investigation Inc, William Vassell, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records., (S.D.N.Y. 2026).

Opinion

USDC SDNY UNITED STATES DISTRICT COURT DOCUMENT SOUTHERN DISTRICT OF NEW YORK ELECTRONICALLY FILED KEITH RODRIGUEZ, and others similarly DOC situated DATE FILED: _ 3/16/2026 □□ Plaintiff, -against- 25 Civ. 123 (AT) WESTECH SECURITY AND ORDER INVESTIGATION INC, WILLIAM VASSELL, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records, Defendants. ANALISA TORRES, District Judge: Plaintiff, Keith Rodriguez, on behalf of himself and others similarly situated, brings this action against Defendants, Westech Security and Investigation, Inc. (“Westech”) and William Vassell (“Vassell”) (collectively, “Defendants”), alleging violations of the federal Worker Adjustment and Retraining Notification Act, 29 U.S.C. §§ 2101-09 (the “federal WARN Act”), its New York State counterpart, New York Labor Law (““NYLL”) § 860 ef seq. (the “New York WARN Act”), the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq., and several other provisions of the NYLL related to unpaid wages. See Compl. | 1, ECF No. 1. Rodriguez moves for class certification of his federal and New York WARN Act claims and his NYLL unpaid wages claims pursuant to Federal Rule of Civil Procedure 23(b)(3). See Mot., ECF No. 24; Mem., ECF

No. 27. Defendants have not appeared in this action, and Rodriguez seeks class certification before moving for a default judgment. See ECF No. 22.1 The Court grants Rodriguez’s motion for class certification, although the Court modifies the class definition and orders Rodriguez to submit a proposed class notice. The Court also appoints Rodriguez as class representative, and, pursuant to Rule 23(g), appoints Valli Kane & Vagnini LLP and Rissmiller PLLC (“Plaintiff’s Counsel”) as

class counsel. See Mem. at 1. BACKGROUND

I. Statutory Background A. Federal and New York State WARN Acts “The purpose of the [federal] WARN Act is to protect workers from plant closings and mass layoffs without advance notice.” Grimmer v. Lord Day & Lord, 937 F. Supp. 255, 256 (S.D.N.Y. 1996). “The federal WARN Act requires employers with 100 or more employees to provide each affected employee with a 60-day written notice before a ‘plant closing’ or ‘mass layoff’ at a single site of employment.” Belendez-Desha v. JAF Commc’ns, Inc., No. 24 Civ. 741, 2024 WL 5155748, at *2 (S.D.N.Y. Dec. 18, 2024) (citing 29 U.S.C. §§ 2102(a), 2101(1)–(3)). Employers who order a plant closing or mass layoff without providing the required notice are liable to affected employees for backpay and benefits. Id. (citing § 2104(a)(1)). The New York WARN Act largely parallels its federal counterpart but sets a lower threshold for its protections. See id. “The New York WARN Act requires an employer with 50 or more employees to provide 90-day written notices to employees before it orders a ‘plant closing’ or ‘mass layoff’ at a single site of employment.” Id. (citing NYLL §§ 860-b(1), 860a-(3), (4), (6)).

1 A plaintiff may pursue class certification in circumstances where a defendant has defaulted, as long as the plaintiff does so before the entry of default judgment. See, e.g., Pichardo v. Bos. Post Food Corp., No. 22 Civ. 9157, 2025 WL 1122531, at *2 (S.D.N.Y. Apr. 16, 2025). B. NYLL Unpaid Wages Claim “NYLL §§ 190, 191, 198, and 663 . . . allow an employee to recover unpaid compensation at the employer’s regular rate of pay.” Arroyo v. NYU Langone Hosp., No. 19 Civ. 1624, 2019 WL 5682628, at *3 (S.D.N.Y. Oct. 31, 2019). NYLL § 191 governs frequency of payments and requires that “manual workers” (as defined in NYLL § 190(4)) be “paid weekly and not later than

seven calendar days after the end of the week in which the wages are earned.” Id. § 191(1)(a)(i).2 All workers other than manual workers, railroad workers, and commission salespersons must “be paid the wages in accordance with the agreed terms of employment, but not less frequently than semi-monthly, on regular pay days designated in advance by the employer.” Id. § 191(1)(d); see also id. § 191(1) (“Every employer shall pay wages in accordance with the following provisions.”). Whenever any employer terminates an employee’s employment, “the employer shall pay the wages not later than the regular pay day for the pay period during which the termination occurred.” NYLL § 191(3). “A plaintiff sufficiently pleads a violation of NYLL § 191(3) by alleging they ‘were not paid the wages owed them upon the termination of their employment.’” Thompson v.

Jennings & Hartwell Fuel Oil Corp., No. 14 Civ. 1857, 2015 WL 5437492, at *4 (E.D.N.Y. Aug. 27, 2015) (citation omitted). II. Plaintiff’s Evidence3 Because Defendants have not disputed Rodriguez’s evidence, the Court will credit the facts alleged in the record. Westech is a security firm with an office in the Throggs Neck section of the

2 Security guards may be considered manual workers under the terms of the NYLL. See, e.g., Carrasquillo v. Westech Sec. & Investigation Inc., No. 23 Civ. 4931, 2025 WL 1558920, at *1 (S.D.N.Y. Apr. 23, 2025), report and recommendation adopted, 2025 WL 1558201 (S.D.N.Y. June 2, 2025). 3 “[M]ost district courts . . . have held that evidence need not be admissible under the Federal Rules of Evidence—or that the rules should not be applied strictly—on a motion for class certification.” Flores v. Anjost Corp., 284 F.R.D. 112, 124 n.3 (S.D.N.Y. 2012) (collecting cases); see also Kassman v. KPMG LLP, 416 F. Supp. 3d 252, 267–68 (S.D.N.Y. 2018) (“The parties’ arguments concerning testimony challenged under the Federal Rules of Evidence are considered only to evaluate the weight of the evidence and not its admissibility.”). Bronx. Rodriguez Decl. ¶ 6, ECF No. 25-1. From November 2022 until about September 13, 2024, Rodriguez worked for Westech as a security guard and hourly employee. Id. ¶ 5. His employment was based out of Westech’s Throggs Neck office, although he physically worked first at an apartment building and then at a school in the Bronx. Id. ¶¶ 6, 8. On September 12, 2024, Westech abruptly closed its Throggs Neck office. Id. ¶¶ 10–11; see also Diaz Decl. ¶ 6, ECF

No. 25-2; Nelson Decl. ¶ 10, ECF No. 25-3; Bronx Times Art., ECF No. 25-4; Bronx Times Art. II, ECF No. 25-5. Westech did not notify its employees of the shutdown. See Rodriguez Decl. ¶¶ 10– 13; Diaz Decl. ¶ 7; Nelson Decl. ¶ 11. For example, Steven Diaz, a Westech security guard like Rodriguez, learned of the shutdown on September 10, after he went to Westech’s office to pick up his paycheck and instead saw press and other security guards gathered. Diaz Decl. ¶ 6. Lashane Nelson, another security guard, first heard about the shutdown that day from Diaz. Nelson Decl. ¶¶ 10–11. Rodriguez learned of it later through press coverage. Rodriguez Decl. ¶ 10. In addition, for at least two pay periods preceding the shutdown, Rodriguez and other security guards, like Diaz and Nelson, received no paycheck or ones that bounced. See Rodriguez

Decl. ¶ 9–11; Diaz Decl. ¶ 8; Nelson Decl.

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Keith Rodriguez, and others similarly situated v. Westech Security and Investigation Inc, William Vassell, and “JOHN DOE #1” through “JOHN DOE #10,” the last ten names being fictitious and unknown to Plaintiffs, the person or parties intended being the individual shareholders, officers, directors or managers who qualify as “employers” under the New York Labor Law because they: (1) had the power to hire and fire the employees; (2) supervised and controlled employee work schedules or conditions of employment; (3) determined the rate and method of payment; (4) and maintained employment records., Counsel Stack Legal Research, https://law.counselstack.com/opinion/keith-rodriguez-and-others-similarly-situated-v-westech-security-and-nysd-2026.