Kachalsky v. County of Westchester

701 F.3d 81, 2012 U.S. App. LEXIS 24363, 2012 WL 5907502
CourtCourt of Appeals for the Second Circuit
DecidedNovember 27, 2012
Docket11-3642 (L)
StatusPublished
Cited by202 cases

This text of 701 F.3d 81 (Kachalsky v. County of Westchester) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kachalsky v. County of Westchester, 701 F.3d 81, 2012 U.S. App. LEXIS 24363, 2012 WL 5907502 (2d Cir. 2012).

Opinion

WESLEY, Circuit Judge:

This appeal presents a single issue: Does New York’s handgun licensing scheme violate the Second Amendment by requiring an applicant to demonstrate “proper cause” to obtain a license to carry a concealed handgun in public?

Plaintiffs Alan Kachalsky, Christina Nikolov, Johnnie Nance, Anna Marcueei-Nance, and Eric Detmer (together, the “Plaintiffs”) all seek to carry handguns outside the home for self-defense. Each applied for and was denied a full-carry concealed-handgun license by one of the defendant licensing officers (the “State Defendants” *84 1 ) for failing to establish “proper cause” — a special need for self-protection — pursuant to New York Penal Law section 400.00(2)(f). Plaintiffs, along with the Second Amendment Foundation (“SAF”), thereafter filed this action to contest New York’s proper cause requirement. They contend that the proper cause provision, on its face or as applied to them, violates the Second Amendment as interpreted by the Supreme Court in District of Columbia v. Heller, 554 U.S. 570, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008).

The State Defendants moved for summary judgment. The district court granted that motion and granted Defendant County of Westchester summary judgment sua sponte. Kachalsky v. Cacace, 817 F.Supp.2d 235, 273-74 (S.D.N.Y.2011). The district court found that SAF lacked standing to sue on its own behalf or on behalf of its members. Id. at 251. Addressing the merits, the district court concluded that the concealed carrying of handguns in public is “outside the core Second Amendment concern articulated in Heller: self-defense in the home.” Id. at 264. In the alternative, the district court determined that the proper cause requirement would survive constitutional scrutiny even if it implicated the Second Amendment. Id. at 266-72. For the reasons that follow, we affirm. 2

I

A

New York’s efforts in regulating the possession and use of firearms predate the Constitution. By 1785, New York had enacted laws regulating when and where firearms could be used, as well as restricting the storage of gun powder. See, e.g., Act of Apr. 22, 1785, ch. 81, 1785 Laws of N.Y. 152; Act of Apr. 13, 1784, ch. 28, 1784 Laws of N.Y. 627. Like most other states, during the nineteenth century, New York heavily regulated the carrying of concealable firearms. In 1881, New York prohibited the concealed carrying of “any kind of fire-arms.” 1881 Laws of N.Y., ch. 676, at 412. In 1884, New York instituted a statewide licensing requirement for minors carrying weapons in public, see 1884 Laws of N.Y., ch. 46, § 8, at 47, and soon after the turn of the century, it expanded its licensing requirements to include all persons carrying concealable pistols, see 1905 Laws ofN.Y., ch. 92, § 2, at 129-30.

Due to a rise in violent crime associated with concealable firearms in the early twentieth century, New York enacted the Sullivan Law in 1911, which made it unlawful for any person to possess, without a license, “any pistol, revolver or other firearm of a size which may be concealed upon the person.” See 1911 Laws of N.Y., ch. 195, § 1, at 443 (codifying N.Y. Penal Law § 1897, ¶ 3); see also N.Y. Legislative Service, Dangerous Weapons — “Sullivan Bill,” 1911 Ch. 195 (1911). A study of homicides and suicides completed shortly before the law’s enactment explained: “The increase of homicide by shooting indicates ... the urgent necessity of the proper authorities taking some measures for the regulation of the indiscriminate sale and carrying of firearms.” Revolver Kill *85 ings Fast Increasing, N.Y. Times, Jan. 30, 1911 (quoting N.Y. State Coroner’s Office Report). As a result, the study recommended that New York

should have a law, whereby a person having a revolver in his possession, either concealed or displayed, unless for some legitimate purpose, could be punished by a severe jail sentence.... [A] rigid law, making it difficult to buy revolvers, would be the means of saving hundreds of lives.

Id. (quoting N.Y. State Coroner’s Office Report).

The Sullivan Law survived constitutional attack shortly after it was passed. People ex rel. Darling v. Warden of City Prison, 154 A.D. 413, 422, 139 N.Y.S. 277 (1st Dep’t 1913). Although the law was upheld, in part, on what is now the erroneous belief that the Second Amendment does not apply to the states, the decision provides additional background regarding the law’s enactment:

There had been for many years upon the statute books a law against the carriage of concealed weapons.... It did not seem effective in preventing crimes of violence in this State. Of the same kind and character, but proceeding a step further with the regulatory legislation, the Legislature has now picked out one particular kind of arm, the handy, the usual and the favorite weapon of the turbulent criminal class, and has said that in our organized communities, our cities, towns and villages where the public peace is protected by the officers of organized government, the citizen may not have that particular kind of weapon without a permit, as it had already said that he might not carry it on his person without a permit.

Id. at 423, 139 N.Y.S. 277 (emphasis added).

In 1913, the Sullivan Law was amended to impose a statewide standard for the issuance of licenses to carry firearms in public. 1913 Laws of N.Y., ch. 608, at 1627-30. To obtain a license to carry a concealed pistol or revolver the applicant was required to demonstrate “good moral character, and that proper cause exists for the issuance [of the license].” Id. at 1629. One hundred years later, the proper cause requirement remains a feature of New York’s statutory regime.

B

New York maintains a general prohibition on the possession of “firearms” absent a license. See N.Y. Penal Law §§ 265.01-265.04, 265.20(a)(3). A “firearm” is defined to include pistols and revolvers; shotguns with barrels less than eighteen inches in length; rifles with barrels less than sixteen inches in length; “any weapon made from a shotgun or rifle” with an overall length of less than twenty-six inches; and assault weapons. N.Y. Penal Law § 265.00(3). Rifles and shotguns are not subject to the licensing provisions of the statute. 3

Section 400.00 of the Penal Law “is the exclusive statutory mechanism for the licensing of firearms in New York State.” 4 *86 O’Connor v. Scarpino, 83 N.Y.2d 919, 920, 615 N.Y.S.2d 305, 638 N.E.2d 950 (1994) (Mem.);

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Bluebook (online)
701 F.3d 81, 2012 U.S. App. LEXIS 24363, 2012 WL 5907502, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kachalsky-v-county-of-westchester-ca2-2012.