Barry Bauer v. Xavier Becerra

858 F.3d 1216, 2017 WL 2367988, 2017 U.S. App. LEXIS 9658
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 1, 2017
Docket15-15428
StatusPublished
Cited by16 cases

This text of 858 F.3d 1216 (Barry Bauer v. Xavier Becerra) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Barry Bauer v. Xavier Becerra, 858 F.3d 1216, 2017 WL 2367988, 2017 U.S. App. LEXIS 9658 (9th Cir. 2017).

Opinion

OPINION

THOMAS, Chief Judge:

In this appeal, we consider whether California’s allocation of $5 of a $19 fee on firearms transfers to fund enforcement efforts against illegal firearm purchasers violates the Second Amendment. We conclude that, even if collection and use of the fee falls within the scope of the Second Amendment, the provision survives intermediate scrutiny and is therefore constitutional. We affirm the judgment of the district court.

I

California regulates firearm sales and transfers through the Dealer’s Record of Sale (“DROS”) system, which was created a century ago and has been updated throughout the intervening years. See 1917 *1219 Cal. Stat. 221, § 7. The DROS system today requires that “any sale, loan, or transfer of a firearm” be made through a licensed dealer, Cal. Penal Code §§ 27545, 28050(a), and it requires dealers to keep standardized records of all such transactions, id. at §§ 28100, 28160 et seq. This statutory framework also requires the California Department of Justice (“the Department”) to run background checks prior to purchase, and to notify the dealer if a prospective firearm purchaser is prohibited from possessing a gun under federal law or under certain provisions of California law relating to prior convictions and mental illness. Cal. Penal Code § 28220.

The DROS system allows the Department to charge a fee, known as the DROS fee, to cover the cost of running these background checks and other related expenses. 1 Cal. Penal Code § 28225. Although the use of the DROS fee was originally limited to background checks, 1982 Cal. Stat. 1472, § 129, this provision was later expanded to allow the fee to be used for “the costs associated with funding Department of Justice firearms-related regulatory and enforcement activities related to the sale, purchase, loan, or transfer of firearms,” as well as certain costs incurred by other agencies in compliance with the record-keeping and notification requirements of the background check provisions. Cal. Penal Code 12076(e) (repealed 2010, replaced by Cal. Penal Code § 28225). In 1995 the legislature capped the DROS fee, with inflation adjustment to be set by regulation. Cal. Penal Code § 28225(a). With inflation, the fee was most recently set at $19 in 2004. Cal. Code Regs. Tit. 11, § 4001.

In 2011, the California Legislature further expanded the permissible uses of the DROS fee by enacting the law that is challenged in this case. This law, commonly referred to as Senate Bill 819, changed the language of § 28225 to allow the DROS fee to be used for “firearms-related regulatory and enforcement activities related to the sale, purchase, possession, loan, or transfer of firearms.” Cal. Penal Code § 28225(b)(ll) (emphasis added). In effect, this change allows the Department to use a portion of the DROS fee “for the additional, limited purpose” of funding enforcement efforts targeting illegal firearm possession after the point of sale, through California’s Armed Prohibited Persons System (“APPS”). 2011 Cal. Stat. 5735, § 1(g)-

The APPS program, established in 2001, enforces California’s prohibitions on firearm possession by identifying “persons who have ownership or possession of a firearm” yet who, subsequent to their legal acquisition of the firearm, have later come to “fall within a class of persons who are prohibited from owning or possessing a firearm” due to a felony or violent misdemeanor conviction, domestic violence restraining order, or mental health-related prohibition. Cal. Penal Code §§ 30000, 30005. Essentially, these are people who passed a background check at the time of purchase but would no longer pass that check, yet still possess a firearm.

The system identifies such people by cross-referencing the Consolidated Firearms Information System (“CFIS”) database of people who possess a , firearm, which is generated primarily through DROS reporting, against criminal records, domestic violence restraining order records, and mental health records. Cal. Penal Code §§ 11106, 30005. This process generates a list of “armed prohibited persons,” which the Department uses for “in *1220 vestigating, disarming, apprehending, and ensuring the prosecution” of persons who have become prohibited from firearm possession.

Since the enactment of Senate Bill 819 in 2011, the APPS program—including both the identification of armed prohibited persons and the Department’s related enforcement efforts confiscating firearms from those people—has been partially funded by DROS fees. 2 However, only a portion of the DROS fee is used to fund APPS: the evidence in the record before us suggests that the cost of running background checks and processing DROS records is approximately $14, meaning that only the remaining $5 of each DROS fee is available for APPS funding.

Barry Bauer and five other individuals and entities (collectively, “Bauer”) challenge the use of this $5 portion of the DROS fee 3 to fund APPS, arguing that it violates the Second Amendment because “the criminal misuse of firearms” targeted by the APPS is not sufficiently related to the legal acquisition of firearms on which the fee is imposed. On these grounds, Bauer filed suit against the Attorney General of California and the Chief of the California Department of Justice Bureau of Firearms (collectively, “the State”) in August 2011, seeking declaratory and in-junctive relief under 42 U.S.C. § 1988. Bauer subsequently filed an amended complaint adding allegations regarding the 2013 appropriation of funds from the DROS account to the APPS program.

The district court granted summary judgment for the State, concluding that the DROS fee does not violate the Constitution because it falls outside the scope of the Second Amendment as a “condition[ or] qualification[ ] on the commercial sale of arms.” Dist. of Columbia v. Heller, 554 U.S. 570, 626-27, 128 S.Ct. 2783, 171 L.Ed.2d 637 (2008). In the alternative, the district court concluded that the DROS fee would survive heightened scrutiny even if the Second Amendment were implicated, because it places only a “marginal burden” on the of the core Second Amendment right. Bauer timely appealed.

The district court had jurisdiction under 28 U.S.C. § 1331, and we have jurisdiction to hear Bauer’s appeal under 28 U.S.C. § 1291. “We review a district court’s grant of summary judgment de novo.” Peruta v. Cty. of San Diego, 824 F.3d 919, 925 (9th Cir. 2016) (en banc) (citing Sanchez v. Cty. of San Diego, 464 F.3d 916, 920 (9th Cir. 2006)). Similarly, “[w]e review constitutional questions de novo.” Id. (citing Am. Acad, of Pain Mgmt. v. Joseph, 353 F.3d 1099, 1103 (9th Cir. 2004)).

II

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Cite This Page — Counsel Stack

Bluebook (online)
858 F.3d 1216, 2017 WL 2367988, 2017 U.S. App. LEXIS 9658, Counsel Stack Legal Research, https://law.counselstack.com/opinion/barry-bauer-v-xavier-becerra-ca9-2017.