Justiniano v. Walker

986 F.3d 11
CourtCourt of Appeals for the First Circuit
DecidedJanuary 19, 2021
Docket18-2015P
StatusPublished
Cited by53 cases

This text of 986 F.3d 11 (Justiniano v. Walker) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Justiniano v. Walker, 986 F.3d 11 (1st Cir. 2021).

Opinion

United States Court of Appeals For the First Circuit

No. 18-2015

DAMARIS JUSTINIANO, as the personal representative of the Estate of Wilfredo Justiniano, Jr.,

Plaintiff, Appellant,

v.

STEPHEN V. WALKER; TIMOTHY P. ALBEN,

Defendants, Appellees.

No. 20-1063

DAMARIS JUSTINIANO, as the personal representative of the Estate of Wilfredo Justiniano, Jr.,

STEPHEN V. WALKER,

Defendant, Appellee,

TIMOTHY P. ALBEN,

Defendant.

APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Nathaniel M. Gorton, U.S. District Judge] [Hon. Donald L. Cabell, U.S. Magistrate Judge] Before

Thompson, Selya, and Barron, Circuit Judges.

Jin-Ho King, with whom Ilyas J. Rona and Milligan Rona Duran & King LLC were on brief, for appellant. David J. Officer, with whom David J. Officer, P.C. was on brief, for appellee Stephen V. Walker. Joseph P. Lucia, Assistant Attorney General, with whom Maura Healey, Attorney General of Massachusetts, was on brief, for appellee Timothy P. Alben.

January 19, 2021 THOMPSON, Circuit Judge. The case we now confront

presents a sad and recurring scenario, one we see play out on the

national stage all too often. While the facts among these cases

may differ in varying degrees, the legal outcome is often the

same: enter stage right, the legal principles of supervisory

liability, failure to train, and yes, unsurprisingly, qualified

immunity,1 too.

On June 14, 2013, Massachusetts State Trooper Stephen

Walker ("Walker") pepper-sprayed, shot, and killed Wilfredo

Justiniano, Jr. on the side of a highway. Damaris Justiniano,2

Justiniano's sister and the personal representative of his estate,

brought a wrongful death and civil rights suit against both Walker

and the Superintendent of the Massachusetts State Police, Colonel

Timothy Alben ("Alben"), alleging that Walker used excessive force

against Justiniano in violation of his constitutional rights, and

that Alben should be brought to bear for that violation as well

via supervisory liability (specifically, failure to train). The

district court dismissed the claims against Alben for failure to

state a claim, and later, the magistrate judge granted summary

1 See Jamison v. McClendon, 2020 WL 4497723, at *1-2 (S.D. Miss. Aug. 4, 2020) (collecting qualified immunity cases). 2 For ease of exposition, we will refer to Damaris Justiniano, as personal representative, and Wilfredo Justiniano, Jr. each as "Justiniano."

- 3 - judgment for Walker based on the qualified immunity doctrine.3

Justiniano appealed.

In the wake of the oral argument we heard on that appeal,

a new issue bubbled up: Justiniano's motion to vacate the summary-

judgment grant based on newly discovered evidence that, in

Justiniano's view, further supported the argument that summary

judgment for Walker was inappropriate and he was not entitled to

qualified immunity. The magistrate judge declined Justiniano's

invitation to set aside the judgment, and Justiniano appealed that,

too.

Having scoured the record and carefully reviewed the

issues in this consolidated appeal, we affirm each of the lower

court's judgments.

BACKGROUND

We start with the facts, which we present in the light

most favorable to Justiniano; as we do so, we draw all supportable

inferences in his favor. See, e.g., Rivera-Corraliza v. Morales,

794 F.3d 208, 210 (1st Cir. 2015) (citing Soto–Padró v. Pub. Bldgs.

Auth., 675 F.3d 1, 2, 5 (1st Cir. 2012)). We'll first recount the

3As a heads-up, note that the district court judge entered judgment on the motion to dismiss and the magistrate judge -- who, by agreement of the parties and in accordance with 28 U.S.C. § 636(c) and Rule 73(b) of the Federal Rules of Civil Procedure, thereafter handled the case on his own -- entered judgment on the summary-judgment motion, as well as the subsequent motion to vacate that judgment.

- 4 - facts of the incident itself -- the unfortunate turn of events

that sparked this litigation in the first place -- before shifting

to all of the procedural history. As is usually the case in the

summary-judgment context, the parties dispute a number of facts,

particularly those regarding what happened after Walker

encountered Justiniano on the side of the highway. But what

brought Walker to the scene is undisputed, and that's where we

begin.

On that morning in June 2013, Justiniano, a forty-one-

year-old Hispanic man who had been diagnosed with paranoid

schizophrenia, was driving north on Route 28 near the Milton/Quincy

line in Massachusetts. A driver behind him, Karen Kyriakides

("Kyriakides"), noticed that he was driving erratically. When

Justiniano pulled over, Kyriakides (a good Samaritan indeed)

stopped as well and, concerned about Justiniano's well-being, went

over to his car to check on him. Noticing that Justiniano was out

of sorts -- confused, distraught, and not speaking intelligibly -

- she returned to her car and called 911. The record does not

include a transcript of the 911 call, but Kyriakides remembers

telling the dispatcher a man "needed help" but she "didn't know

what was going on with [him], so they needed to come out and see

what was going on." Kyriakides indicated that, because of

Justiniano's erratic behavior, she was scared for Justiniano,

herself, and anyone else driving by.

- 5 - Meanwhile, at the nearby state police barracks in

Milton, Walker's 7:00 a.m. day shift was getting underway when

Kyriakides' 911 call came in. The desk officer who took the call

told Walker about "a possible medical emergency" on Route 28;

around 8:00 a.m., Walker set out for the scene. When Walker

arrived, he saw Justiniano standing near his car. Walker radioed

for backup, then parked behind Justiniano's car and left his

emergency lights flashing before exiting his vehicle to see what

was going on.

The details of what followed are hotly contested.

According to Walker, Justiniano told Walker that he

(Justiniano) was an undercover cop and Walker was going to have to

kill Justiniano.4 Justiniano, moving toward Walker, next told

Walker that if Walker didn't kill him (Justiniano), he would kill

Walker -- and he repeated this throughout the encounter. At

various points during their standoff, Walker attempted to calm

Justiniano down verbally and through gestures. Three civilian

witnesses on or near the scene -- Kyriakides, Jo-Ann Silva-Winbush,

and Shannon MacKeen -- testified that they saw Walker using hand

gestures meant to stop Justiniano from moving towards Walker and/or

to calm Justiniano down; none of the witnesses indicated that

Justiniano complied. Throughout this part of their encounter,

4 None of the other witnesses could hear what was being said by Justiniano or Walker.

- 6 - Walker and Justiniano stood about fourteen to twenty feet apart

from one another. Walker says Justiniano, while approaching

Walker, was holding a ballpoint pen much like someone would hold

a knife, still talking about killing Walker.5 In response, Walker

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