Miller v. Roycroft

Court of Appeals for the First Circuit·Decided September 10, 2025·No. 24-1351·Published

Opinion

United States Court of Appeals For the First Circuit

No. 24-1351

IAN MILLER, personal representative of the Estate of Robert Joseph Miller,

Plaintiff, Appellee,

v.

SPENCER JACKSON, in his individual capacity; SEAN ROYCROFT, in his individual capacity,

Defendants, Appellants.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Angel Kelley, U.S. District Judge]

Before

Barron, Chief Judge,

Thompson and Rikelman, Circuit Judges.

Alexandra M. Gill, with whom Douglas I. Louison and Louison, Costello, Condon & Pfaff, LLP, were on brief, for appellants.

Matthew W.H. Wessler, with whom Robert Friedman, Gupta Wessler LLP, Howard Friedman, Law Offices of Howard Friedman, PC, Jeffrey Wiesner, Jennifer McKinnon, and Wiesner McKinnon LLP, were on brief, for appellee.

September 10, 2025

THOMPSON, Circuit Judge.

OVERVIEW

Robert Miller died during a run-in with Barnstable police officers Sean Roycroft and Spencer Jackson at his Cape Cod home in 2019. He was 63. A big question is how this happened. The parties (whose names appear in our caption) give differing accounts. But at this stage, we (as will be seen) must credit Miller's representative's version if there's evidence to support it. And that's the version we set out here and throughout.

The tragedy impelling this litigation unfolded in just minutes. Responding to a 911 call from Miller's girlfriend that he "need[ed] a psych evaluation," Roycroft got to Miller's place at 7:09 p.m. (she made the call around 7:03 p.m. and reported no crime (to be clear)). Jackson got there about a minute later. And by 7:12 p.m. — after struggling to handcuff him while on the floor of the home's office area — the officers needed an ambulance for the now-lifeless Miller, who was pronounced dead at 8:00 p.m.

Miller's son (whom we'll just call "plaintiff") sued the officers on behalf of the estate, alleging a federal excessive- force claim. See 42 U.S.C. § 1983. Following discovery, the officers moved for summary judgment on qualified-immunity grounds. Qualified immunity (broadly speaking) protects them from this suit unless they violated clearly established constitutional norms. See, e.g., Plumhoff v. Rickard, 572 U.S. 765, 778 (2014). But the

district judge (roughly speaking) thought that plaintiff raised triable issues because of questions concerning what reasonable jurors could infer about the officers' conduct (described more fully below) after "Roycroft and Miller tripped and fell to the floor in the office space area." See Est. of Miller v. Roycroft, No. 21-CV-10738-AK, 2024 WL 1416066, at *12 (D. Mass. Mar. 31, 2024). So the judge denied summary judgment on that aspect of the case. See id. at *15. The officers appealed.

After careful consideration of this interlocutory matter ("interlocutory," because the suit remains live in the district court), we reverse in part, affirm in part, and dismiss in part — sharing only those details needed to justify our decision (anyone interested in the full background can consult the district judge's opinion (cited in the preceding paragraph)). See generally McKenney v. Mangino, 873 F.3d 75, 85 (1st Cir. 2017) (signaling that a "pretrial denial of qualified immunity is but a way station in the travel of a case," and adding that "[d]epending on the facts proven at trial and the inferences drawn by the jury, the defendant may or may not ultimately prevail on his qualified immunity defense" (quotation marks omitted)).

GUIDING PRINCIPLES

A little bit about the legal backdrop is helpful, as a sort of primer for what's to come.

Qualified immunity shields police officers from § 1983 suits unless the officers violated clearly established federal law apparent to a rational officer standing in their shoes when they acted. See, e.g., Pearson v. Callahan, 555 U.S. 223, 232, 234 (2009) (holding that the qualified-immunity defense turns on whether (1) the officers violated constitutional guarantees (2) that governing caselaw clearly established the violation when it occurred — adding also that courts can resolve the defense under the first or second prong, as there's no "rigid order of battle"). See generally Dist. of Columbia v. Wesby, 583 U.S. 48, 63-64 (2018) (remarking that while in the "rare" case a clearly established right may be "obvious," clearly establishing a right typically requires "'controlling'" caselaw or a "'consensus'" of "'persuasive'" caselaw that puts the constitutional question "'beyond debate"" (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 741- 42 (2011))); McKenney, 873 F.3d at 81 (discussing the qualified- immunity standard in exquisite detail). Summary judgment in these kinds of cases turns on whether the record — read most favorably to plaintiff, with every reasonable inference it permits — reveals a material-fact dispute barring the officers' qualified-immunity claim or shows their right to judgment as a matter of law. See,

e.g., Rivera-Corraliza v. Puig-Morales, 794 F.3d 208, 214 (1st Cir. 2015) (stressing that "[c]ourts penalize officers for violating 'bright lines,' not for making 'bad guesses in gray areas'" (quoting Maciariello v. Sumner, 973 F.2d 295, 298 (4th Cir. 1992))).

Orders denying summary judgment usually aren't immediately appealable. See, e.g., Johnson v. Jones, 515 U.S. 304, 309 (1995) (discussing 28 U.S.C. § 1291). And that's because they're not final orders in the traditional sense. See id. (noting that § 1291 "grants appellate courts jurisdiction to hear appeals only from 'final decisions' of the district courts"). An exception exists for a summary-judgment order denying a qualified-immunity request if the appeal is about legal issues. Id. at 317. Qualified immunity, you see, is a defense from suit — not just liability. Id. at 312. And forcing officers who lost on summary judgment to wait for a jury verdict before appealing would kibosh an essential piece of the defense. Id. But — an important but — while we have jurisdiction to resolve purely legal issues, we have no jurisdiction to resolve fact disputes. See id. Put most simply, "the interlocutory appeal to vindicate the right not to be tried is unavailable when there is no legal uncertainty; there is no separate 'right not to be tried' on the question whether the defendants did the deeds alleged; that is precisely the question for trial." Elliott v. Thompson, 937 F.2d 338, 341 (7th Cir.

1991). See generally Brown v. Dickey, 117 F.4th 1, 6 (1st Cir. 2024) (stressing that we lack jurisdiction if the officers' appeal turns on their "claim that 'the facts asserted by the plaintiff[] are untrue, unproven, warrant a different spin, tell only a small part of the story, [or] are presented out of context'" (quoting McKenney, 873 F.3d at 80-81)).1 WHAT HAPPENED

Key Facts2

We now return to the scene of Roycroft and Miller lying on the office floor (which led to the conduct that the judge ruled not covered by qualified immunity) — viewing (as required) the evidence and all inferences from it in the light most sympathetic to plaintiff. See, e.g., Rivera-Corraliza, 794 F.3d at 214.3 The men's face-down tumble — occurring as Roycroft had his arms wrapped around Miller's chest from behind — resulted in both of Miller's arms and Roycroft's left arm getting pinned under

1 We confess that separating law-based appeals from fact-

based appeals isn't always easy. See Morse v. Cloutier, 869 F.3d 16, 22 (1st Cir. 2017).

2 Although this should be obvious, we point out that the "facts" in this opinion may not be the "actual facts" decided at trial — they're just the facts for summary-judgment purposes. See Eldridge v. Gordon Bros. Grp., L.L.C., 863 F.3d 66, 71 (1st Cir. 2017).

3 The officers specifically state that "the sole use of force on which this appeal is focused" concerns the "segment of force" for "the events that occurred after Miller and Roycroft fell down to the floor in the office area."

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