Joshua N. Thomas v. Officers Tim Gavin, Chuck Tygart, Jess Bernhard, and Adam Olson Deputy Sheriff Luke Hruby Reserve Deputy Sheriff Joshua Gersten the City of North Liberty, Iowa and Johnson County, Iowa

838 N.W.2d 518, 2013 WL 5583524, 2013 Iowa Sup. LEXIS 108
CourtSupreme Court of Iowa
DecidedOctober 11, 2013
Docket12–1515
StatusPublished
Cited by47 cases

This text of 838 N.W.2d 518 (Joshua N. Thomas v. Officers Tim Gavin, Chuck Tygart, Jess Bernhard, and Adam Olson Deputy Sheriff Luke Hruby Reserve Deputy Sheriff Joshua Gersten the City of North Liberty, Iowa and Johnson County, Iowa) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joshua N. Thomas v. Officers Tim Gavin, Chuck Tygart, Jess Bernhard, and Adam Olson Deputy Sheriff Luke Hruby Reserve Deputy Sheriff Joshua Gersten the City of North Liberty, Iowa and Johnson County, Iowa, 838 N.W.2d 518, 2013 WL 5583524, 2013 Iowa Sup. LEXIS 108 (iowa 2013).

Opinion

*519 MANSFIELD, Justice.

While attending North Liberty Fun Days in 2007, the plaintiff alleges he was wrongfully assaulted and arrested by officers of the North Liberty Police Department and deputies of the Johnson County Sheriffs Office. He filed suit against the City of North Liberty, Johnson County, and the officers and deputies involved. The district court dismissed his case, finding the defendants were entitled to immunity based on Iowa Code chapter 669. The district court reasoned that the defendants were enforcing the criminal laws of Iowa and therefore acting on behalf of the state in an official capacity, and that the plaintiffs claims for assault, battery, false arrest, and malicious prosecution were outside the scope of permissible claims under the Iowa Tort Claims Act (ITCA). See Iowa Code §§ 669.2(3), (4), 669.14(4) (2007). The plaintiff appealed.

Upon our review, we now reach a different conclusion from the district court as to the defendants’ immunity from suit. We hold that any immunity conferred by Iowa Code chapter 669, the ITCA, does not protect these county and municipal officials from being sued under the Iowa Municipal Tort Claims Act (IMTCA), Iowa Code chapter 670. The IMTCA, in turn, does not bar claims for assault, battery, false arrest, and malicious prosecution. Accordingly, we reverse the judgment below and remand for further proceedings.

I. Facts and Procedural Background.

Plaintiff Joshua Thomas was attending a concert at North Liberty Fun Days on June 9, 2007. Late that evening, a fight broke out, and Thomas alleges that he intervened to try to break it up. Several law enforcement officers grabbed Thomas. They used Tasers on Thomas, handcuffed him, and arrested him. Thomas alleges that the Taser deployments were unnecessary and caused him ongoing pain and muscle and ligament damage.

Although Thomas was criminally charged with disorderly conduct and interference with official acts, the former charge was dropped before trial, and he was acquitted of the latter charge.

On May 15, 2009, Thomas brought suit against North Liberty police officers Tim Gavin, Chuck Tygart, Jess Bernhard, and Adam Olson and Johnson County sheriffs deputies Luke Hruby and Joshua Gersten, as well as the City of North Liberty and Johnson County. He alleged common law claims of assault, battery, false arrest, and malicious prosecution.

The defendants moved for summary judgment. 1 They argued that although the individual defendants do not receive their paychecks from the State of Iowa, they are nonetheless “employees of the state” for purposes of the ITCA. See Iowa Code § 669.2(4). They further argued that section 669.14(4) of the Act, which excludes any claim arising out of assault, battery, false arrest, and malicious prosecution, barred Thomas’s action.

Thomas resisted the motions on both factual and legal grounds. Factually, he disputed that the defendants were acting to enforce the laws of Iowa at the time the alleged torts were committed. Legally, he maintained the defendants had failed to account for Iowa Code chapter 670, the IMTCA, which applies to political subdivisions and their employees and does not have an exclusion for assault, battery, false arrest, or malicious prosecution claims.

*520 The district court originally denied the defendants’ motions for factual reasons. It explained, “[T]he Court concludes there is a genuine issue of material fact as to whether any or all Defendants were acting to detain Plaintiff and enforce the law at the time Plaintiff sustained his alleged injuries.”

However, on the eve of trial, the district court reconsidered its prior ruling and granted the defendants’ motions. Addressing the facts first, the court explained:

The Court felt, and all parties agreed, that the applicability of Iowa Code Chapter 669 to this case was a legal question for the Court to determine pri- or to trial, and that no additional factual record (other than filings already in the court file) was necessary for this determination.
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The following factual background is either stipulated to by Plaintiff or undisputed:
1. Plaintiffs claims stem from his involvement in an alleged intervention in and/or participation in a fight in North Liberty, Iowa.
2. Johnson County Deputy Hruby, Reserve Deputy Sheriff Gersten, City of North Liberty Police Officers Gavin, Tygart, Bernhard and Olson were all on duty as peace officers that evening.
3. All of the Defendants are sworn peace officers who have a duty to enforce the criminal laws of the State of Iowa.
4. All of the Defendants were generally involved (to a greater or lesser degree) in attempting to detain Thomas and ultimately arrest him for violations of Iowa Code Section 719.1, Interference with Official Acts, and Iowa Code Section 723.4, Disorderly Conduct.
5.The Defendants’ actions while on duty that evening involved enforcing the laws of the State of Iowa, and the charges filed against Thomas were for violating state law and were brought and prosecuted in the name of the State of Iowa. See Johnson County Court file SMSM069153 -State of Iowa vs. Joshua Thomas.

(footnote omitted).

The district court went on to adopt the central legal premise of the defendants’ motions. It found that the individual defendants were “employees of the state” for purposes of the ITCA, that Thomas’s claims were “claims” within the scope of the Act, and that “Iowa Code Section 669.14(4) preserves the State’s sovereign immunity with respect to any claim arising out of assault, battery, false arrest, and malicious prosecution.” Thus, it concluded both the city and the county defendants were immune from suit. The court added:

I also note that to hold otherwise would present the incongruous situation of an Iowa State Highway Patrol Officer and a County Deputy Sheriff (and/or a City Police Officer) jointly undertaking to arrest a criminal suspect in the enforcement of the State of Iowa’s criminal laws but which would then allow the arrestee to bring suit for false arrest against the County Deputy Sheriff but bar a similar claim against the Iowa State Highway Patrol Officer even though the physical acts of the officers involved were the same in enforcing the [Sjtate of Iowa’s criminal code and effectuating the arrest.
Thomas appeals the district court’s grant of summary judgment.

*521 II. Standard of Review.

We review a district court’s ruling on summary judgment for correction of errors of law. Office of Citizens’ Aide/Ombudsman v. Edwards,

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838 N.W.2d 518, 2013 WL 5583524, 2013 Iowa Sup. LEXIS 108, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joshua-n-thomas-v-officers-tim-gavin-chuck-tygart-jess-bernhard-and-iowa-2013.