Joseph E.L. Sullivan v. United States

21 F.3d 198, 1994 U.S. App. LEXIS 7164, 1994 WL 124012
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 12, 1994
Docket93-1364
StatusPublished
Cited by34 cases

This text of 21 F.3d 198 (Joseph E.L. Sullivan v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Joseph E.L. Sullivan v. United States, 21 F.3d 198, 1994 U.S. App. LEXIS 7164, 1994 WL 124012 (7th Cir. 1994).

Opinion

ILANA DIAMOND ROVNER, Circuit Judge.

Joseph Sullivan, a prisoner at the federal penitentiary in Marion, Illinois, alleges that two federal public defenders who represented him in a parole revocation proceeding committed legal malpractice. Sullivan filed this action against David R. Freeman and James C. Delworth 1 under our diversity jurisdiction, but when the ease came before another panel of this court approximately three years ago, we asked whether the Federal Employees Liability Reform and Tort Compensation Act of 1988 (the “Westfall Act”), 2 which amended the Federal Tort Claims Act (“FTCA”), 28 U.S.C. §§ 1346(b), 2671-80, might apply to Sullivan’s claim. *200 Sullivan v. Freeman, 944 F.2d 334 (7th Cir.1991) (“Sullivan I”). We reasoned that as federal public defenders, Freeman and Del-worth might be considered “federal employees” under 28 U.S.C. § 2671, so that the Westfall Act would nullify Sullivan’s claim against them individually and require that he instead proceed only against the United States. Sullivan I did not resolve this issue, however, because Freeman and Delworth had not yet notified the Attorney General of Sullivan’s suit, as required by 28 U.S.C. § 2679(c), and the Attorney General had therefore not certified that they were government employees acting within the scope of their employment in representing Sullivan. Sullivan I, 944 F.2d at 337. Because the Attorney General has now provided that certification, the question of the Westfall Act’s application to federal public defenders is squarely presented. We hold that a federal public defender appointed pursuant to 18 U.S.C. § 3006A(g)(2)(A) is an “employee of the government” for purposes of 28 U.S.C. § 2671 and that the defender acts within the scope of that employment when representing his clients. The district court therefore properly dismissed Freeman and Delworth as defendants to Sullivan’s suit and substituted the United States pursuant to 28 U.S.C. § 2679(d)(1).

I. BACKGROUND

This case came before the earlier panel after the district court had found Freeman and Delworth absolutely immune from any claim for damages. We disagreed with that conclusion, holding that as federal public defenders, they were not entitled to absolute immunity from a malpractice suit under either Illinois or the federal common law. Sullivan I, 944 F.2d at 338. Yet in remanding, we raised the possible application of the Westfall Act, which had gone into effect shortly after Sullivan filed this suit. 3 That Act “limits the relief available to persons injured by Government employees acting within the scope of their employment.” United States v. Smith, 499 U.S. 160, 161, 111 S.Ct. 1180, 1183, 113 L.Ed.2d 134 (1991). The Act specifically provides that an individual’s remedy against the United States under the FTCA “is exclusive of any other civil action or proceeding for money damages by reason of the same subject matter against the émployee whose act or omission gave rise to the claim.” 28 U.S.C. § 2679(b)(1); see also Smith, 499 U.S. at 161-62, 111 S.Ct. at 1182-83; Sullivan I, 944 F.2d at 335. Sullivan I explained that if the Westfall Act were to apply, it would extinguish Sullivan’s claim against Freeman and Delworth personally and would require instead that Sullivan proceed against the United States. Sullivan I, 944 F.2d at 336, 338; see also 28 U.S.C. § 2679(d)(1); 4 Ward v. Gordon, 999 F.2d 1399, 1401 (9th Cir.1993). We indicated that the relevant question is whether a federal public defender is an “employee of the government” for purposes of 28 U.S.C. § 2671, and we outlined the arguments on each side. Sullivan I, 944 F.2d at 336-37. We stopped short of resolving the issue, however, because a condition precedent to the Act’s application had not been fulfilled:

For the Act to kick in, the employee must notify the Attorney General of the suit; the Attorney General must certify that the defendant employees were acting within the scope of their employment when the tort occurred; and, if [s]he refuses to so certify, the employees themselves must petition the district court. 28 U.S.C. §§ 2679(c), (d). .

Sullivan I, 944 F.2d at 337; see also Smith, 499 U.S. at 164 n. 5, 111 S.Ct. 1184 n. 5. We thus remanded to allow the district court to *201 consider, in the event the Act was properly invoked, whether Freeman and Delworth could avail themselves of its protections.

On remand, the Attorney General’s desig-nee certified that Freeman and Delworth, in representing Sullivan in the parole revocation proceeding, had indeed been federal employees who were acting within the scope of their employment. The government thus moved to substitute itself as the party defendant pursuant to section 2679(d)(1). The government also maintained that the district court should dismiss the action without prejudice because Sullivan had failed to exhaust his administrative remedies as required by 28 U.S.C. §§ 2675(a) & 2679(d)(4). The district court referred the government’s motions to a magistrate judge, who recommended that they be granted. The district court adopted that recommendation, concluding that a federal public defender is an “employee of the government” under the Act. The court accordingly substituted the United States as the party defendant and then dismissed the action without prejudice for Sullivan’s failure to first present his claim to the appropriate federal agency. Sullivan now appeals, challenging application of the West-fall Act to his claim.

II. DISCUSSION

A.

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Bluebook (online)
21 F.3d 198, 1994 U.S. App. LEXIS 7164, 1994 WL 124012, Counsel Stack Legal Research, https://law.counselstack.com/opinion/joseph-el-sullivan-v-united-states-ca7-1994.