John v. Hoag

131 Misc. 2d 458, 500 N.Y.S.2d 950, 1986 N.Y. Misc. LEXIS 2518
CourtNew York Supreme Court
DecidedMarch 19, 1986
StatusPublished
Cited by2 cases

This text of 131 Misc. 2d 458 (John v. Hoag) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John v. Hoag, 131 Misc. 2d 458, 500 N.Y.S.2d 950, 1986 N.Y. Misc. LEXIS 2518 (N.Y. Super. Ct. 1986).

Opinion

OPINION OF THE COURT

Edward M. Horey, J.

Central to the motions before the court is the claim of the plaintiff that he was given an exclusive contractual right to sell cigarettes on the lands of the Seneca and that through the interference of the defendants, Hoag, the Seneca Nation and its officers breached the agreement.

The motions before the court are to dismiss the plaintiff’s complaint. One motion is brought by the defendant, Seneca Nation of Indians, and by the 19 officers and councilors of the Seneca Nation. A second motion is brought by the defendants, Robert Hoag and his wife Rosalyn Hoag.

There is no question but what the motions raise not only numerous but novel issues of law. Involved are questions of sovereign immunity of an Indian tribe, sovereign immunity of officers and councilors of an Indian tribe, ultra vires conduct of such officers and councilors, concurrent jurisdiction of the courts of the State of New York and the courts of the Seneca Nation of Indians, the essential pleadings necessary to assert a cause of action of interference with a contract and necessary parties to such an action.

The court considers first the action against the defendant, the Seneca Nation of Indians. That defendant has timely and by action of its duly elected officials raised the defense of sovereign immunity. The basic question raised is whether or not the Supreme Court of the State of New York has jurisdiction over this defendant.

The defense of sovereignty, if applicable, asserts that the absolute power of an independent State is free from the jurisdiction of courts of another State. It postulates that its powers as a sovereign are without accountability. The doctrine is well established in international law. It has been stated that the principles "have long been recognized as applicable to the dealings of all nations” (Mason v Intercolonial Ry., 197 Mass 349, 353, 83 NE 876, 877 [Sup Jud Ct 1908]). It is well recognized in England and in the United States. (See, for example, Mason v Intercolonial Ry., supra, cited also in Hudson, Cases on International Law, at 517 [2d ed].) See also, Mighell v Sultan of Johore ([1894] 1 QB 149, cited in Hudson, [460]*460Cases on International Law, at 505 [2d ed]) wherein it is stated, "that such a sovereign is entitled to immunity from the jurisdiction of our courts is beyond all question.”

It is of historical and judicial interest to note that the rights of sovereignty of the Indian tribes has been clouded by the manner in which the United States developed.

Discovered by the earlier European colonial powers, the rights of the Indian tribes were not entirely disregarded by the discoverers but such rights were to a considerable extent impaired. Chief Justice Marshall noted this early when he observed of the Indian tribes that "[t]hey were admitted to be the rightful occupants of the soil * * * but their rights to complete sovereignty, as independent nations, were necessarily diminished, and their power to dispose of the soil at their own will, to whomsoever they pleased, was denied by the original fundamental principle, that discovery gave exclusive title to those who made it.” (Johnson v M’Intosh, 8 Wheat [21 US] 543, 574.) As a consequence of the observed historical development the Supreme Court in Johnson v M’Intosh (supra) held that Indian tribes had no power to grant lands to anyone other than the Federal Government. This represented the first judicially determined inroad on the sovereignty of the Indian tribes.

Later in the celebrated case of Cherokee Nation v State of Georgia (5 Pet [30 US] 1, 20 [1831]) the Supreme Court of the United States again speaking through Chief Justice Marshall held that the Cherokee tribe of Indians could not be regarded as a "foreign state” within the meaning of US Constitution article III so as to permit an original action to be brought in the Supreme Court of the United States. However, the opinion recognized the Cherokee tribe to be a "state”, i.e., "a distinct political society, separated from others, capable of managing its own affairs and governing itself’ (supra, p 16). Justice Marshall described the Indian tribes in what has often been quoted as "domestic dependent nations” (supra, p 17).

Shortly later in 1832 in Worcester v State of Georgia (6 Pet [31 US] 515, 558) the Supreme Court again through Chief Justice Marshall stated: "The Indian nations had always been considered as distinct, independent political communities, retaining their original natural rights, as the undisputed possessors of the soil, from time immemorial,. with the single exception of that imposed by irresistible power, which excluded them from intercourse with any other European potentate [461]*461than the first discoverer of the coast of the particular region claimed”. It was in this most relevant decision that the Supreme Court of the United States held that the laws of the State of Georgia could have no force in Cherokee territory.

It was on the cited decision of Chief Justice Marshall that the view developed that the sovereignty of the Indian nations was limited only in two particulars, viz., the conveyance of land and the ability to deal with foreign powers.

Over the years one major additional exception to the sovereignty of the Indian tribes has developed. It is the intrusion on that sovereignty by the Federal Government. In his very informative text, American Indian Law, Professor William C. Candy, Jr., states (at 82) that "Congress’ power over Indian affairs is plenary and numerous examples exist of Federal statutes limiting the sovereignty of the tribes.” Among other examples cited is the Major Crimes Act (18 USC § 1153) which intruded on a tribe’s traditional power to punish its own members for crime and the Indian Civil Rights Act (25 USC § 1301 et seq.) which imposed some of the restraints of the Bill of Rights on the tribes.

Professor Candy notes sagaciously however that in dealing with the question of Indian tribal sovereignty "the relevant inquiry is whether any limitation exists to prevent the state from acting, not whether any authority exists to permit the tribe to act. As a sovereign, it [an Indian tribe] is free to act unless some federal intrusion has affirmatively modified that sovereignty.” (Candy, American Indian Law, at 67; italics added.) The professor states further that "such sovereignty exists entirely at the sufferance of Congress. Political restraints may, of course keep Congress from greatly diminishing or eliminating tribal sovereignty but legal restraints do not.” (Id., at 72.)

Despite the inroads which have been made on the sovereignty of the Indian tribes by Congress the principle of immunity from suit still remains well established. (See, Santa Clara Pueblo v Martinez, 436 US 49 [1978]; Puyallup Tribe v Washington Game Dept., 433 US 165, 172, wherein it was pointedly stated that '[ajbsent an effective waiver or consent, it is settled that a state court may not exercise jurisdiction over a recognized Indian tribe”; italics added.)

This court takes judicial notice that the Seneca are a recognized Indian tribe, and notes that no one contests that fact. It has been established in prior litigation both in the [462]*462courts of the State of New York and the courts of the United States. See, e.g., Matter of Patterson v Council of Seneca Nation

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Cite This Page — Counsel Stack

Bluebook (online)
131 Misc. 2d 458, 500 N.Y.S.2d 950, 1986 N.Y. Misc. LEXIS 2518, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-v-hoag-nysupct-1986.