John LOWERY, Plaintiff-Appellant, v. Louis W. SULLIVAN, MD, Sec., Dept. of Health & Human Services, Defendant-Appellee

979 F.2d 835, 1992 U.S. App. LEXIS 32895, 1992 WL 355957
CourtCourt of Appeals for the Eleventh Circuit
DecidedDecember 21, 1992
Docket91-7527
StatusPublished
Cited by304 cases

This text of 979 F.2d 835 (John LOWERY, Plaintiff-Appellant, v. Louis W. SULLIVAN, MD, Sec., Dept. of Health & Human Services, Defendant-Appellee) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John LOWERY, Plaintiff-Appellant, v. Louis W. SULLIVAN, MD, Sec., Dept. of Health & Human Services, Defendant-Appellee, 979 F.2d 835, 1992 U.S. App. LEXIS 32895, 1992 WL 355957 (11th Cir. 1992).

Opinion

HATCHETT, Circuit Judge:

The sole issue in this case is whether substantial evidence supports the Secretary’s determination that Lowery’s retardation is not a lifelong condition which manifested itself before Lowery reached age twenty-two. Because substantial evidence does not support the determination, we reverse.

BACKGROUND

On July 16, 1987, John Lowery, the appellant, filed an application for supplemental security income benefits. The Secretary denied Lowery’s application initially and also denied the application upon reconsideration. After a hearing, an administrative law judge (AU) concluded that Lowery was not disabled, finding that Lowery did not meet or equal the requirements of section 12.05(C) of the Listings of Impairments. See 20 C.F.R. Part 404, Subpart P, Appendix 1 (1992). On March 2, 1990, the Appeals Council denied Lowery’s request for review, making the AU decision the final decision of the Secretary.

On May 1, 1990, Lowery sought judicial review of the Secretary’s final decision in the United States District Court for the Southern District of Alabama. On April 29, 1991, a United States Magistrate Judge issued a recommendation that the Secretary’s decision be affirmed, finding that substantial evidence supported the Secretary’s conclusion that Lowery was not disabled. Over Lowery’s objections, the district court adopted the recommendation of the magistrate judge on May 15, 1991.

CONTENTIONS

On appeal, Lowery contends that the Secretary’s decision denying his application for supplemental security income benefits is not supported by substantial evidence. Lowery argues that the evidence establishes that he meets or equals the requirements for disability under section 12.05(C), based on his documentation of a valid I.Q. score of 69 and the AU’s conclusion that Lowery suffered a “severe” physical impairment that restricted him to performance of no greater than light work. The Secretary concedes that Lowery has a current valid I.Q. score of 69, and that he has an additional and significant work-related limitation of function. The Secretary, however, argues that the district court properly determined that Lowery’s retardation is not a lifelong condition which manifested itself before age twenty-two, a third requirement of a section 12.05(C) disability.

*837 DISCUSSION

The Secretary’s factual findings are conclusive if supported by substantial evidence. Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir.1990). Substantial evidence is defined as more than a mere scintilla, and means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion. Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 1427, 28 L.Ed.2d 842 (1971). Although our review is a limited one, the entire record must be scrutinized to determine the reasonableness of the Secretary’s factual findings. Bridges v. Bowen, 815 F.2d 622 (11th Cir.1987).

To establish a disability under section 12.05(C), a claimant must present evidence of a valid verbal, performance, or full-scale I.Q. score of between 60, and 70 inclusive, and of a physical or other mental impairment imposing additional and significant work-related limitation of function. See 20 C.F.R. Part 404, Subpart P, Appendix 1 § 12.05(C) (1992). In addition, the general introduction on “mental retardation and autism” provides that a section 12.05(C) claimant must demonstrate that the retardation is a lifelong condition which manifested itself before age twenty-two. See 20 C.F.R. Part 404, Subpart P, Appendix 1, § 12.05 (1992).

Generally, a claimant meets the criteria for presumptive disability under section 12.05(C) when the claimant presents a valid I.Q. score of 60 to 70 inclusive, and evidence of an additional mental or physical impairment that has more than “minimal effect” on the claimant’s ability to perform basic work activities. See Edwards by Edwards v. Heckler, 755 F.2d 1513, 1517 (11th Cir.1985). This court, however, has recognized that a valid I.Q. score need not be conclusive of mental retardation where the I.Q. score is inconsistent with other evidence in the record on the claimant’s daily activities and behavior. Popp v. Heckler, 779 F.2d 1497, 1499 (11th Cir.1986) (rejecting a claim of section 12.05(C) mental retardation where the claimant’s I.Q. score of 69 was inconsistent with evidence that he had a two-year college associate’s degree, was enrolled in a third year of college as a history major, and had worked in various technical jobs such as an administrative clerk, statistical clerk, and an algebra teacher). Although the AU is allowed some leeway to evaluate other evidence when determining the validity of an I.Q. score, an AU may not consider a claimant’s age, education, and work experience after the AU accepts the I.Q. score as valid and finds that the claimant meets or equals the criteria of a listed impairment. See Ambers v. Heckler, 736 F.2d 1467, 1470 (11th Cir.1984) (“consideration of the fact that [claimant] could return to her past work is not a relevant inquiry once she has mist the Listing of Impairments in Appendix 1”);. 20 C.F.R. § 404.1520(d).

The basis for the findings below is ambiguous. The AU found that Lowery does not have an impairment or combination of impairments that meet or equal the requirements of section 12.05(C). Apparently, the AU based this finding on a rejection of the validity of Lowery’s I.Q. score after a Popp v. Heckler-style analysis of the inconsistency between Lowery’s I.Q: score and evidence of his daily activities, behavior, work history, and old educational placement tests. The AU specifically recognized that Lowery would be disabled under section 12.05(C) if Lowery’s I.Q. score were accepted as the sole indicator of the claimant’s residual intellectual capacity and considered in combination with his physical impairments. The Appeals Council, however, stated that the AU did not find Lowery’s I.Q. scores invalid based on a Popp v. Heckler analysis. Instead, the Appeals Council concluded that the AU based its finding that Lowery did not meet the requirements of section 12.-05(C) based on evidence that Lowery’s mental retardation did not manifest itself before age twenty-two. The recommendation of the magistrate judge, adopted as the opinion of the district court, further complicates the basis for the AU’s finding.

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979 F.2d 835, 1992 U.S. App. LEXIS 32895, 1992 WL 355957, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-lowery-plaintiff-appellant-v-louis-w-sullivan-md-sec-dept-of-ca11-1992.