John Haegert v. University of Evansville

977 N.E.2d 924, 34 I.E.R. Cas. (BNA) 1145, 2012 WL 5492302, 2012 Ind. LEXIS 927, 116 Fair Empl. Prac. Cas. (BNA) 996
CourtIndiana Supreme Court
DecidedNovember 13, 2012
Docket82S01-1204-PL-235
StatusPublished
Cited by58 cases

This text of 977 N.E.2d 924 (John Haegert v. University of Evansville) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Haegert v. University of Evansville, 977 N.E.2d 924, 34 I.E.R. Cas. (BNA) 1145, 2012 WL 5492302, 2012 Ind. LEXIS 927, 116 Fair Empl. Prac. Cas. (BNA) 996 (Ind. 2012).

Opinion

DAVID, Justice.

An encounter between a tenured professor at a private university and his department head turned into a formal complaint of harassment against the professor. After extensive internal proceedings, the professor’s tenure was rescinded and he was dismissed from the university’s faculty. He filed suit claiming breach of his employment contract and tenure agreement, and the trial court granted summary judgment in favor of the university. We affirm.

I. Facts and Procedural History

John Haegert joined the University of Evansville’s faculty in 1979 and received his tenure in 1982 as a professor in the English Department. Margaret McMul-lan, a creative writing professor, chaired the English Department from 2000 to *929 2005. 1 On August 25, 2004, McMullan was in the English Department lounge interviewing a prospective student and her parents. Haegert walked into the lounge accompanied by a female student, said “Hi, Sweetie” to McMullan, walked up to her— standing with his belt buckle at her eye-level, about a foot from her face — and stroked his fingers under her chin and along her neck.

As will be explained in greater detail below, this encounter triggered a formal complaint by McMullan against Haegert through the University’s disciplinary review process. The outcome of that process was Haegert’s dismissal from the University, two lawsuits, and this appeal.

A. Haegert’s Employment Contract

The terms of Haegert’s appointment were, like all other tenured professors, governed by a yearly tenure contract with the University. Haegert’s tenure contract for the 2004-2005 academic year, executed on March 30, 2004, incorporated by reference the University’s Faculty and Administrator Manual (“Faculty Manual”), containing various University policies, terms, and conditions. The Faculty Manual also incorporated a number of national academic standards drafted by the American Association of University Professors and others (collectively, the “AAUP Guidelines”).

Under his contract, Haegert agreed “to perform the duties in accordance with standards of performance established by the University and to abide by and to fulfill all duties, responsibilities, and obligations imposed by the Board’s governing rules or by the University.” (App. at 448.) Failure to do so would be considered “cause for the University to terminate the appointment.” (App. at 448.) Of particular importance to this case are several provisions within the Faculty Manual expressing the University’s policy (and corresponding disciplinary procedures) with respect to harassment and sexual harassment.

Harassment is defined by the Faculty Manual as “verbal or physical conduct which has the intent or effect of unreasonably interfering with the individual’s or group’s education and/or work performance, or creating an intimidating, hostile, or offensive educational and work environment on or off campus.” (Supp. App. at 127.) The Faculty Manual’s definition of sexual harassment is a variation of that used by the Federal Equal Employment Opportunity Commission (EEOC) and incorporates two forms of sexual harassment: quid pro quo and hostile environment. 2 In the latter regard, sexual harassment is defined as:

[A]ny unwelcome sexual advance, request for sexual favors, reference to gender or sexual orientation, or other verbal or physical conduct of a sexual nature when:
* * ⅜
*930 2. Such conduct has the purpose or effect of unreasonably interfering with an individual’s work performance or educational experience, creating an intimidating, hostile, or offensive working or academic environment and when this conduct has no germane or legitimate relationship to the subject matter of a course.

(Supp. App. at 129.) In short, a “[hjostile environment occurs when unwelcome sexual conduct from any employee, student, or faculty member interferes with job or academic performance or creates an intimidating, hostile or offensive work or learning environment.” (Supp. App. at 129.) Examples of sexual harassment identified in the Faculty Manual include:

• Physical assault
• Unwelcome sexual advances, including unwanted touching, flirting, fondling, hugging, patting, pinching, or leering
• Verbal abuse or degrading propositions of a sexual nature including sexually-oriented jokes, kidding or teasing
• A sexually suggestive environment that interferes with the accomplishment of studies or work

(Supp. App. at 130.) Despite the more detailed definition of sexual harassment and particular examples provided, allegations of both harassment and sexual harassment are investigated and adjudicated using the same procedures outlined in the Faculty Manual.

These procedures begin with a recommendation to pursue informal resolution of the complaint; ideally with direct communication between the complainant and the alleged harasser. This is to avoid formal intervention on matters that may arise from mere misunderstanding, ignorance, or misinterpretation. However, “[a] complainant is not required to seek informal resolution to complaints prior to seeking a formal resolution.” (Supp. App. at 131.)

A person seeking to file a formal complaint of harassment must do so within 180 days of the most recent alleged conduct. Such a complainant is advised to consult the University’s Affirmative Action Officer (AAO) 3 or a policy coordinator 4 and discuss what happened, whether investigation is warranted, and the complaint procedure. If the complainant elects to proceed, a formal complaint is filed by providing the AAO or policy coordinator with a signed, written complaint containing the allegations and requesting an investigation.

When the alleged harasser (now the respondent) is a faculty member, the AAO is to convene a review committee to investigate the complaint, chaired by the AAO and including the faculty ombudsperson, a representative of the appropriate staff or administrator group, and a policy coordinator. The committee is charged with investigating the complaint to determine (1) whether the conduct occurred as alleged; and (2) whether that conduct constitutes harassment.

The Review Committee has thirty days to complete its investigation and review, after which the AAO provides the President of the University with a written recommendation that either there is, or is not, sufficient evidence supporting the alleged *931 violation. 5 These findings and recommendation shall also be sent to the complainant and respondent. If the alleged conduct is found to have occurred and constitute harassment, the AAO “will impose formal sanctions in accordance with University policy.” (Supp. App. at 135.) These may include, without limitation, a formal warning, suspension, or termination.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
977 N.E.2d 924, 34 I.E.R. Cas. (BNA) 1145, 2012 WL 5492302, 2012 Ind. LEXIS 927, 116 Fair Empl. Prac. Cas. (BNA) 996, Counsel Stack Legal Research, https://law.counselstack.com/opinion/john-haegert-v-university-of-evansville-ind-2012.