Jiminez v. Amer Rathskeller Inc

CourtCourt of Appeals for the Third Circuit
DecidedSeptember 21, 2007
Docket06-3670
StatusPublished

This text of Jiminez v. Amer Rathskeller Inc (Jiminez v. Amer Rathskeller Inc) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jiminez v. Amer Rathskeller Inc, (3d Cir. 2007).

Opinion

Opinions of the United 2007 Decisions States Court of Appeals for the Third Circuit

9-21-2007

Jiminez v. Amer Rathskeller Inc Precedential or Non-Precedential: Precedential

Docket No. 06-3670

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Recommended Citation "Jiminez v. Amer Rathskeller Inc" (2007). 2007 Decisions. Paper 326. http://digitalcommons.law.villanova.edu/thirdcircuit_2007/326

This decision is brought to you for free and open access by the Opinions of the United States Court of Appeals for the Third Circuit at Villanova University School of Law Digital Repository. It has been accepted for inclusion in 2007 Decisions by an authorized administrator of Villanova University School of Law Digital Repository. For more information, please contact Benjamin.Carlson@law.villanova.edu. PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

Case No: 06-3670

GRACE JIMINEZ, as Administratrix of the Estate of Salvador Peter Serrano; BROOKE E. MORGAN

v.

ALL AMERICAN RATHSKELLER, INC. d/b/a The Rathskeller Bar; BOROUGH OF STATE COLLEGE d/b/a State College Police Dept.; PHYLLIS H. GENTZEL, d/b/a The Gentzel Corporation; BLUEBIRD ENTERTAINMENT ENTERPRISE, d/b/a The Dark Horse; JASON ROSENGRANT; RYAN ROSENGRANT; CURTIS ROSENGRANT; COLIN HAUGHTON; ASSOCIATED PROPERTY MANAGEMENT, INC., d/b/a Associated Realty Property Management

Grace Jiminez, Appellant On Appeal from the United States District Court for the Middle District of Pennsylvania District Court No.: 04-cv-1897 District Judge: The Honorable James F. McClure

Submitted Pursuant to Third Circuit L.A.R. 34.1(a) September 19, 2007

Before: SLOVITER, SMITH, and GARTH, Circuit Judges

(Filed: September 21, 2007 )

Louis A. Bove Marc J. Syken Bodell, Bove, Grace & Van Horn, P.C. 30 South 15th Street One Penn Square West, 6th Fl., 30 S. 15th St. Philadelphia, PA 19102 Counsel for Appellants

John Flounlacker, Esq. Michele J. Thorp, Esq. Thomas, Thomas & Hafer, LLP 305 North Front Street P.O. Box 999 Harrisburg, PA 17108-0999 Counsel for Appellee Borough of State College d/b/a State College Police Department

Joseph P. Green

2 Lee, Green & Reiter 115 East High Street Lock Drawer 179 Bellefonte, PA 16823 Counsel for Appellee Phyllis H. Gentzel d/b/a/ Gentzel Corp.

Harvey Pasternack Pasternack & associates 270 Walker Driver Suite 101W State College, PA 16801 Counsel for Appellee Bluebird Entertainment Enterprise d/b/a The Dark Horse

OPINION

SMITH, Circuit Judge.

Salvador Peter Serrano died in the early hours of October 26, 2003. Serrano was a student at Pennsylvania State University. Serrano was walking down an alleyway in the Borough of State College near a bar known as the Rathskeller at about 1:30 am with plaintiff Brooke Morgan, Timothy Padalino, and Alison Bresnahan. Padalino stopped in a parking lot behind the Rathskeller to urinate.

At this point, accounts of the incident diverge. The

3 Plaintiffs allege that an altercation began when an unidentified Rathskeller employee observed Padalino and violently forced him to the ground. Jason and Chris Rosengrant, security personnel employed at the Rathskeller, testified that they were informed that a fight was under way in the parking lot. They and several other Rathskeller employees confronted a group in the parking lot that included Serrano, Morgan, Padalino, and Bresnahan. The Rathskeller employees sought to restrain members of the group. Chris Rosengrant pulled Serrano to the ground.

According to the Plaintiffs, both Rosengrants were involved in throwing Serrano to the ground. They then held Serrano down and restrained him while Jason Rosengrant pressed his knee into Serrano’s back. According to the Rosengrants, Jason approached to assist Chris and placed Serrano’s hand behind his back.

Officer Winkelbach of the Borough of State College Police Department (“SCPD”) arrived on the scene while Jason Rosengrant was on top of Serrano. Officer Winkelbach testified that Rosengrant appeared to need assistance. Winkelbach began to handcuff Serrano before realizing that he was unresponsive.

Serrano was pronounced dead on arrival at the Centre County Community Hospital. The parties do not dispute that Serrano died of asphyxia. However, the cause has been hotly contested. The Plaintiffs’ expert, Dr. Michael Baden, stated that

4 the Rosengrants’ weight caused Serrano’s death by positional asphyxia. The Defendants’ expert, Dr. Gordon Carl Handte, performed an autopsy on Serrano and testified at a related criminal trial that he died from asphyxia by aspiration of vomitus. Dr. Handte concluded that the death was accidental and noted that substantial alcohol intoxication was a contributing factor.

The Plaintiffs Grace Jiminez, administratrix of Serrano’s estate, and Morgan, Serrano’s fiancee at the time of his death, filed complaints in United States District Court for the Middle District of Pennsylvania on August 25, 2004, which they amended twice. Morgan’s complaint was based on injuries she allegedly suffered during the encounter. On September 27, 2005, the District Court granted a motion to dismiss by Bluebird Entertainment Enterprise, d/b/a The Dark Horse. On May 2, 2006, the District Court granted the Plaintiffs’ unopposed motion for settlement and dismissed all claims against Phyllis H. Gentzel and Associated Property Management.

On June 2, 2006, the District Court granted summary judgment in favor of the Borough of State College (“State College”) and the SCPD on all claims against them. On July 21, 2006, the District Court approved the Plaintiffs’ unopposed motion for settlement with the remaining defendants and dismissed all claims against them. The Plaintiffs timely appealed.

5 The District Court had jurisdiction over this case pursuant to federal question jurisdiction, 28 U.S.C. § 1331, as the Plaintiffs advance claims under 42 U.S.C. § 1983. This Court has appellate jurisdiction under 28 U.S.C. § 1291. We review a grant of summary judgment de novo, applying the same standard that the District Court should have applied. P.N. v. Clementon Bd. of Educ., 442 F.3d 848, 852 (3d Cir. 2006).

The Plaintiffs advance claims under theories of municipal liability, pursuant to Monell v. New York City Department of Social. Services., 436 U.S. 658, 694 (1978), and of state-created danger liability.

I.

Under Monell, a municipality cannot be subjected to liability solely because injuries were inflicted by its agents or employees. See id. Rather, “it is when execution of a government’s policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury that the government as an entity is responsible under § 1983.” Id. There must be a “direct causal link between a municipal policy or custom and the alleged constitutional deprivation” to ground municipal liability. City of Canton v. Harris, 489 U.S. 378, 385 (1989). We have previously observed that “[t]here are three situations where acts of a government employee may be deemed to be the result of a policy or custom of the governmental entity for whom the

6 employee works, thereby rendering the entity liable under § 1983:”

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