Franks v. Nimmo

796 F.2d 1230
CourtCourt of Appeals for the Tenth Circuit
DecidedJuly 7, 1986
DocketNo. 83-2672
StatusPublished
Cited by302 cases

This text of 796 F.2d 1230 (Franks v. Nimmo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Franks v. Nimmo, 796 F.2d 1230 (10th Cir. 1986).

Opinion

SEYMOUR, Circuit Judge.

John J. Franks, M.D., brought this lawsuit asserting claims arising out of proceedings to terminate his employment as Associate Chief of Staff (ACOS) for Research at the Veterans Administration Medical Center (VAMC) in Denver, Colorado. Named as defendants in their official capacities are Robert S. Nimmo, administrator of Veterans’ Affairs, and T.P. Mullon, Regional Director. Mansell Piper, who was the VAMC Director, William Hammond, who was Chief of Staff and Dr. Franks’ immediate supervisor, and Philip Varneck, who was the VAMC Personnel Director, are sued both in their official capacities and individually. Dr. Franks asserted that defendants improperly treated him as a probationary employee, or were estopped from claiming that he was probationary. Alternatively, Dr. Franks argued that, if he was on probation, defendants failed to reduce his probationary period by creditable time and failed to follow the administrative procedures governing termination of probationary employees. Dr. Franks also asserted claims based on alleged constitutional and common law torts, and attempted to disqualify the trial judge. The trial judge refused to disqualify himself and granted summary judgment for defendants on all issues. We affirm.

This lawsuit was instituted after administrative separation proceedings had begun but before any decision had been reached. Dr. Franks obtained a preliminary injunction directing defendants to treat him as a non-probationary employee, which had the effect of halting the termination process until this court vacated the injunction. See Franks v. Nimmo, 683 F.2d 1290 (10th Cir.1982). Although the relevant facts up to that point in the proceedings are set out in that opinion, we briefly repeat them here to help place subsequent events in context. We will discuss in detail facts relevant to specific issues on appeal when we address those issues individually.

Dr. Franks began his employment in 1969 with the Department of Medicine and Surgery of the Veterans Administration (VA) at the VAMC. He served as a temporary part-time employee until July 1980, when he agreed to accept a full-time permanent appointment. Subsequently, the hospital director received complaints from researchers about Dr. Franks’ administration and requested a site visit team to evaluate Dr. Franks’ performance of his administrative duties. Following a visit in May 1981, the site visit team recommended that Dr. Franks be relieved of his administrative position as ACOS, but did not evaluate or make recommendations with respect to Dr. Franks’ work at the VAMC as a medical researcher and instructor. When attempts by Dr. Franks and VÁ officials to resolve the situation failed, administrative separation proceedings were begun in July 1981.

At the time administrative action was taken regarding Dr. Franks’ termination, he had served as full-time ACOS less than one year and defendants were then treating him as a probationary employee under the applicable statutes and regulations. The appointment of permanent full-time physicians is made pursuant to 38 U.S.C. § 4104 (1982) and is governed by section 4106, which provides:

“Such appointments as described in subsection (a) of this section shall be for a probationary period of two years and the record of each person serving under such appointment in the Medical, Dental, and Nursing Services shall be reviewed from time to time by a board, appointed in accordance with regulations of the Administrator, and if said board shall find him not fully qualified and satisfactory he shall be separated from the service.”

Id. § 4106(b) (emphasis added). Before the section 4106(b) procedures had been completed, Dr. Franks obtained an injunction directing defendants to accord him non-probationary status. After this court vacated the injunction, a review board met pursuant to section 4106(b). The board subsequently recommended Dr. Franks’ separation, which was to become effective on July 23, 1982. On that date Dr. Franks filed a motion to postpone final agency action. [1233]*1233Following proceedings before the district court that same day, Dr. Franks and defendants stipulated that Dr. Franks would continue employment in another position at the VAMC pending resolution of this suit in the district court.

Both parties subsequently moved for partial summary judgment. In March 1983, the court granted defendants’ motion, ruling as a matter of law that Dr. Franks’ status was that of a probationary employee. Defendants then filed a motion for summary judgment on the remaining issues. Dr. Franks thereafter moved to disqualify the district judge, alleging grounds arising out of the proceedings held July 23, 1982, during which the court had been involved in encouraging the parties to reach the stipulation referred to above. The court denied the motion to disqualify and subsequently granted defendants’ motion for summary judgment on the remaining issues. The court also denied a motion by Dr. Franks to amend his complaint for the third time. On appeal Dr. Franks contends that the district judge erred in failing to disqualify himself, in ruling as a matter of law that Dr. Franks was a probationary employee, in denying his motion to amend the complaint, and in granting summary judgment for defendants on the constitutional tort claims.

I.

RECUSAL

Dr. Franks filed a motion to disqualify the trial judge under 28 U.S.C. §§ 144, 455(a), and 455(b)(1) (1982). In his supporting affidavit, Dr. Franks stated that during the July 23 hearing on the motion to stay his termination, the judge called counsel for both sides into his chambers, and then spoke with Dr. Franks alone. Dr. Franks further stated that the judge told him these matters never work out for a plaintiff unless they are settled, and that he ought to settle because the judge could not rule in his favor on the injunction issue. Dr. Franks stated his belief that the judge was biased, and that he had prejudged the case and created an appearance of impropriety.

In response, defendants presented a statement made by their co-counsel as an officer of the court, and an affidavit by an attorney for the VAMC. Both attorneys were present at the July 23 hearing. Their documents state that Dr. Franks’ wife was having emergency surgery on that day or the next, and that Dr. Franks was distraught and unable to concentrate. The judge expressed concern because, having heard the evidence, he believed he would have to rule against Dr. Franks, and that if Dr. Franks were terminated that day he could lose VA employee health insurance coverage for his wife. The judge was also concerned because ruling against Dr. Franks would interrupt the doctor’s ongoing research which the judge believed to be of substantial importance as Dr. Franks had described it. The judge asked defendants whether they would consider an agreement under which Dr. Franks would be offered an alternative temporary position pending resolution of all the issues in the district court, and defendants ultimately agreed. When Dr. Franks’ counsel questioned whether the doctor would accept the offer, all counsel agreed to the suggestion that the judge talk to Dr. Franks and explain the situation to him. Significantly, Dr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

DiTucci v. Ashby
D. Utah, 2021
WW v. DS.
482 P.3d 1084 (Hawaii Supreme Court, 2021)
Martinez v. Guadalupe County
200 F. Supp. 3d 1216 (D. New Mexico, 2016)
King v. Estate of Gilbreath
215 F. Supp. 3d 1149 (D. New Mexico, 2016)
Sperry v. Werholtz
413 F. App'x 31 (Tenth Circuit, 2011)
Bristol Co. Ltd. Partnership v. Bosch Rexroth Inc.
758 F. Supp. 2d 1172 (D. Colorado, 2010)
Chowdhury v. Bair
680 F. Supp. 2d 176 (District of Columbia, 2010)
Lynk v. Chase Home Finance, LLC
644 F. Supp. 2d 868 (E.D. Michigan, 2009)
Niles v. American Airlines, Inc.
563 F. Supp. 2d 1208 (D. Kansas, 2008)
Fierro v. Mesa Verde Enterprises, Inc.
244 F. Supp. 3d 1153 (D. New Mexico, 2007)
Niemi v. NHK Spring Co., Ltd.
481 F. Supp. 2d 869 (N.D. Ohio, 2007)
Apodaca v. Discover Financial Services
417 F. Supp. 2d 1220 (D. New Mexico, 2006)
Micale v. Bank One NA (Chicago)
382 F. Supp. 2d 1207 (D. Colorado, 2005)
Newmark v. Principi
262 F. Supp. 2d 509 (E.D. Pennsylvania, 2003)
Cuenca v. University of Kansas
265 F. Supp. 2d 1191 (D. Kansas, 2003)
Meiners v. University of Kansas
239 F. Supp. 2d 1175 (D. Kansas, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
796 F.2d 1230, Counsel Stack Legal Research, https://law.counselstack.com/opinion/franks-v-nimmo-ca10-1986.