Jia Sheng v. MTBank Corporation

848 F.3d 78, 33 Am. Disabilities Cas. (BNA) 424, 2017 WL 443641, 2017 U.S. App. LEXIS 1912, 101 Empl. Prac. Dec. (CCH) 45,732
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 2, 2017
Docket14-4467-cv
StatusPublished
Cited by63 cases

This text of 848 F.3d 78 (Jia Sheng v. MTBank Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jia Sheng v. MTBank Corporation, 848 F.3d 78, 33 Am. Disabilities Cas. (BNA) 424, 2017 WL 443641, 2017 U.S. App. LEXIS 1912, 101 Empl. Prac. Dec. (CCH) 45,732 (2d Cir. 2017).

Opinion

WINTER, Circuit Judge:

Jia Sheng brought this action against appellees (collectively MTBank 1 ), claiming violations of various state and federal statutes by not allowing her to work remotely when she became pregnant. After the close of evidence, Magistrate Judge Scott ruled as a matter of law against appellant on a number of claims, while the jury found for MTBank on the remaining claims.

On appeal, appellant contends that the district court erred by: (i) admitting evidence in violation of Fed. R. Evid. 408 that MTBank made an offer of reinstatement allowing her to work remotely, (ii) disqualifying the attorneys for both parties under the advocate-witness rule, (iii) not instructing jurors on her claim that MTBank violated the Americans with Disabilities Act of 1990 (ADA) by failing to engage in an interactive process, and (iv) dismissing as a matter of law appellant’s New York State Human Rights Law (NYSHRL) claim, which appellant argues had the same legal and factual underpinnings as her ADA claim that was presented to the jury-

We hold that (i) the district court abused its discretion in admitting evidence of the reinstatement offer because the offer was, as a matter of law, not unconditional; (ii) the district court erred in sua sponte disqualifying the attorneys, because the disqualification depended on the erroneous admission of evidence relating to the reinstatement offer; (iii) the jury instructions were not erroneous; and (iv) we lack jurisdiction over appellant’s challenge to the district court’s NYSHRL ruling.

We vacate the judgment in part, insofar as it adopted the jury’s verdict and the. district court’s disqualification order; dismiss the appeal in part, insofar as it pertains to claims under the NYSHRL; and remand for further proceedings consistent with this opinion.

BACKGROUND

“In reviewing this record we construe all evidence, draw all inferences, and make all credibility determinations in favor of the party that prevailed before the jury.” DiBella v. Hopkins, 408 F.3d 102, 110 (2d Cir. 2005).

In January 2010, appellant began her employment with MTBank in Buffalo, New York as a Lead on its Quality Assurance Test (QAT) team in the bank’s Central Technology (CT) Department. The QAT team executes system testing of computer programs for bank applications. In March 2011, appellant decided to resign her position and relocate to Los Angeles, where her husband had taken a job. However, her supervisor, Monica Holcomb, suggested that she continue to work at MTBank remotely through the bank’s Alternative Work Arrangement (AWA) policy. Under the AWA policy, “[a]n employee’s failure to resume [a] traditional work schedule or location upon revocation of an AWA will be considered a voluntary resignation of employment.” J. App’x at 77. Appellant accepted Holcomb’s offer and began working remotely from California.

*82 In the spring of 2012, MTBank’s management began exploring a reorganization of the CT Department, including the QAT team. This reorganization was intended to facilitate the Voyager Project, a planned overhaul of MTBank’s existing online banking system. On May 30, 2012, MTBank announced the reorganization to CT Department employees. In a meeting attended remotely by appellant, management explained that, in light of the reorganization, all AWAs would be reviewed. Later that day, Holcomb called appellant, who confirmed that she understood that her AWA status could be affected by the reorganization.

The next day, appellant notified Lonnie Basciani — who had replaced Holcomb as appellant’s supervisor and in turn reported to Holcomb — that she was pregnant. Shortly thereafter, she expressed concern about her AWA policy. Management determined, however, that team leads would need to be physically present in Buffalo at least two days per week in order to communicate and work directly with the individuals implementing the Voyager Project. At the time, appellant was the only employee on AWA status and not based in Buffalo. On June 27, 2012, Holcomb notified appellant that her AWA status would be altered, and that she would need to begin traveling to Buffalo.

The following day, on June 28, 2012, appellant emailed Holcomb and MTBank’s Human Resources Department, requesting a meeting to discuss the possibility of delaying the start of her commute to Buffalo until after she gave birth. At a July 3, 2012 meeting with Holcomb, however, appellant was informed that her request to be exempted from traveling to Buffalo during the duration of her pregnancy was denied. Appellant was given a deadline of July 27 to confirm that she would begin reporting to Buffalo in early August.

On July 19, appellant submitted a letter from her obstetrician to Holcomb and MTBank’s Human Resources Department, stating that, for health reasons, she should not engage in air travel for the duration of her pregnancy. After receiving this letter, Human Resources and MTBank management examined whether appellant could work on non-Voyager Project matters until she gave birth in December 2012. They concluded that there was not enough non-Voyager work to keep her occupied.

For the next eight weeks, appellant received minimal communication from MTBank, except for periodic directives that she continue working. Finally, on September 11, 2012, MTBank notified appellant that she should either permanently relocate to Buffalo within thirty days or apply for and, if eligible, take early short-term disability leave, allowing her to remain in California through the end of her pregnancy. If she chose neither of these options, she would be terminated and given eleven weeks of severance pay.

On September 14, 2012, appellant emailed MTBank, rejecting its offers. She explained that she was “not able to relocate to Buffalo within the next 30 days due to medical restrictions on [her] ability to travel during [her] pregnancy.” J. App’x at 78. On September 20, 2012, Ariel Y. Graff, an attorney for appellant, wrote a letter to MTBank’s General Counsel stating that appellant had been “effectively terminated ... because of her pregnancy ... Constituting] unlawful discrimination on the basis of gender, pregnancy and pregnancy-related medical conditions.” Id. at 60-62. He also stated that he was writing, in part, “to offer the Company and potential individually named Defendants the opportunity to avoid a costly legal action that will result in substantial liability and adverse publicity for the Company and its executives.” Id. at 62.

*83 The letter was forwarded to MTBank’s vice-president and counsel, Sean Ronan, who spoke with Graff by telephone on October 12, 2012. At the start of the conversation, Graff made clear, and Ronan agreed, that Rule 408 of the Federal Rules of Evidence, Fed. R. Evid. 408 (providing that offers of settlement are inadmissible in later proceedings under certain conditions), would govern the conversation. Graff then made a settlement offer demanding $200,000.

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848 F.3d 78, 33 Am. Disabilities Cas. (BNA) 424, 2017 WL 443641, 2017 U.S. App. LEXIS 1912, 101 Empl. Prac. Dec. (CCH) 45,732, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jia-sheng-v-mtbank-corporation-ca2-2017.