Jerry Expose, Jr. v. Thad Wilderson & Associates, P.A., Nina Mattson

Procedural entryThis page is a short order in Jerry Expose, Jr. v. Thad Wilderson & Associates, P.A., Nina Mattson. Read the opinion of the Court — 2016 Minn. LEXIS 752
Supreme Court of Minnesota·Decided January 9, 2017·No. A14-413·Published

Opinion

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STATE OF MINNESOTA

January 9, 2017

IN SUPREME COURT Om~EGF'

AJII'B.IA1ECcuna

A14-0413

Jerry Expose, Jr., Respondent,

vs. Thad Wilderson & Associates, P.A., Appellant,

Nina Mattson, Appellant.

ORDER

Based upon all the files, records, and proceedings herein, IT IS HEREBY ORDERED THAT:

1. The opinion filed on November 30, 2016, is modified on page 2 of the slip opinion, paragraph 3 of the Syllabus, to read as follows:

Because the record does not establish that the patient consented to the disclosure of information about his treatment, the district court erred in dismissing a claim that alleged an intern-therapist' s disclosure of that information violated the Minnesota Health Records Act, Minn. Stat.

§§ 144.291-.298 (2014).

2. The opinion filed on November 30, 2016, is modified on pages 14-15 of the slip opinion, in the second sentence of the first paragraph in section IV, as follows:

Because the Client Rights and Responsibilities form that Expose signed was a notification of his rights as they relate to his health records, and was not a consent to release his health records, we conclude that the district court erred in dismissing this claim.

3. The opinion filed on November 30, 2016, is modified on pages 16-17 of the slip opinion, in the last sentence of the second paragraph on page 16, as follows:

Because Expose did not provide consent to disclose information about his treatment in the manner set out in section 144.293, subdivision 2, the district court erred in dismissing Expose's claim alleging that Mattson's disclosure of Expose's threats during her second conversation with the investigating officer and during her pretrial meeting with prosecutors violated the Minnesota Health Records Act.

4. The attached slip opinion, amended as state above, shall be substituted for the opinion filed on November 30, 2016.

5. The petition ofThad Wilderson & Associates, P.A., for rehearing is otherwise denied.

Dated: January 9, 2017

Associate Justice

STATE OF MINNESOTA

IN SUPREME COURT

Al4-0413

Court of Appeals Anderson, J.

Took no part, Hudson, McKeig, JJ.

Jerry Expose, Jr.,

Respondent,

vs. Filed: November 30, 2016 Office of Appellate Courts Thad Wilderson & Associates, P .A.,

Appellant,

Nina Mattson, Appellant.

A.L. Brown, Marcus L. Almon, Capitol City Law Group, LLC, Saint Paul, Minnesota, for respondent.

William M. Hart, Nicole L. Brand, Kathleen M. Ghreichi, Meagher & Geer, P.L.L.P., Minneapolis, Minnesota, for appellant Thad Wilderson & Associates, P.A.

Peter G. Van Bergen, Meaghan C. Bryan, Cousineau McGuire Chartered, Minneapolis, Minnesota, for appellant Nina Mattson.

Kay Nord Hunt, Michael N. Leonard, Lommen Abdo, P.A., Minneapolis, Minnesota, for amicus curiae Minnesota Psychological Association.

Nicholas B. Lienesch, Hans A. Anderson, Saint Paul, Minnesota, for amicus curiae Minnesota Board of Psychology.

SYLLABUS

1. Immunity is not provided under Minn. Stat. § 148.975 (2014) for an unlicensed intern-therapist who discloses a patient's threat of physical violence against a specific person to law enforcement.

2. The absolute privilege doctrine does not shield a clinic employee's pretrial statements that disclosed the nature and circumstances of a patient's confidential treatment information either to law enforcement or, in preparation for trial, to the prosecutors.

3. Because the record does not establish that the patient consented to the disclosure of information about his treatment, the district court erred in dismissing a claim that alleged an intern-therapist's disclosure of that information violated the Minnesota Health Records Act, Minn. Stat. §§ 144.291-.298 (2014).

Affirmed.

OPINION

ANDERSON, Justice.

Respondent Jerry Expose, Jr. brought a civil action against appellant Thad Wilderson & Associates, P.A. (the clinic) and appellant Nina Mattson (collectively appellants), asserting claims for unlawful disclosure of health records under the Minnesota Health Records Act,§§ 144.291-.298 (2014), invasion of privacy, vicarious liability, and negligent supervision. Appellants jointly moved for judgment on the pleadings, and the district court dismissed the claims. As relevant here, the district court ruled that appellants are immune from liability under Minn. Stat. § 148.975 (2014), that they are immune from liability under the common law doctrine of absolute privilege, and that Expose consented

to Mattson's disclosures. The court of appeals reversed on all of these issues except the immunity under the common law doctrine of absolute privilege as to the testimony from the criminal trial. We granted the clinic's petition, as well as Mattson's petition, for review.

The three questions presented here arise in the context of a relationship between a patient and an unlicensed intern-therapist. First, we determine whether Minn. Stat. § 148.975, which imposes a duty to warn on a licensed therapist when a specific, serious threat of physical violence is made against a specific, clearly identified or identifiable person, imposes the same duty on an unlicensed intern-therapist to disclose that information to law enforcement. Second, we determine whether the common law doctrine of absolute privilege shields the disclosures made by an unlicensed intern-therapist to law enforcement and to prosecutors. Third, we determine whether a consent form notifying a client of the client's rights under the Minnesota Health Records Act authorizes the release of the client's medical records. Because we answer all three questions in the negative, we affirm the court of appeals.

I.

In March 2012, Expose was convicted of making terroristic threats against his 6-

year-old daughter, his daughter's mother, and the mother's unborn child. As part of his sentence, Expose was ordered to undergo anger-management therapy. In September 2012, he began therapy at the clinic. Before his first session, Expose signed a "Client Rights and Responsibilities" form, which stated that information he shared with his therapist would be "treated as strictly confidential" unless certain described events occurred. Mattson, an unlicensed intern-therapist providing individual therapy under the clinic's supervision, was

Expose's therapist. 1 On October 10,2012, during one ofhis therapy sessions, Expose made statements that threatened serious injury to the child protection caseworker assigned to a custody case involving his daughter. Mattson reported Expose's threats to her supervisor and then, at the direction of her supervisor, to both local law enforcement and to the caseworker.

State v. Expose Based on the statements he made to Mattson, Expose was arrested and charged with one count of making terroristic threats under Minn. Stat. § 609.713, subd. 1 (20 14). The State subpoenaed Mattson to testifY at Expose's criminal trial on this charge. In early January 2013, Mattson met with the prosecutors who were assigned to Expose's case and disclosed information about the threats Expose made at his October 10 counseling session. Before trial, Expose moved to exclude any testimony from Mattson about whether, in light of her status as an unlicensed intern-therapist, she was obligated under Minn. Stat. § 148.975 to disclose Expose's alleged threats to fulfill a statutory duty to warn. The district court denied Expose's motion. The State then called Mattson as the first witness at trial. Expose objected, arguing that the therapist-client privilege prohibited Mattson from testifYing. The district court overruled Expose's objection, reasoning that the

See Minn. Stat. § 148B.33, subd. 1(4) (2014) (requiring an applicant for a license from the Board of Marriage and Family Therapy to complete "at least two years of supervised postgraduate experience in marriage and family therapy"); Minn. Stat. § 148B.5301, subd. l(a)(3) (2014) (requiring an applicant for a license as a professional clinical counselor to have no '"fewer than 700 hours" of "supervised field experience in counseling").

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Jerry Expose, Jr. v. Thad Wilderson & Associates, P.A., Nina Mattson, (Mich. 2017).

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