State of Minnesota v. Jerry Expose, Jr.

849 N.W.2d 427, 2014 WL 3396262, 2014 Minn. App. LEXIS 71
CourtCourt of Appeals of Minnesota
DecidedJuly 14, 2014
DocketA13-1285
StatusPublished
Cited by7 cases

This text of 849 N.W.2d 427 (State of Minnesota v. Jerry Expose, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Minnesota v. Jerry Expose, Jr., 849 N.W.2d 427, 2014 WL 3396262, 2014 Minn. App. LEXIS 71 (Mich. Ct. App. 2014).

Opinion

OPINION

CHUTICH, Judge.

Appellant Jerry Expose Jr. appeals his conviction of terroristic threats, arguing that the district court erroneously ruled that an exception to the psychologist-client privilege exists for threatening statements made by a client to his or her psychologist and that the district court improperly allowed witnesses to testify about privileged *430 information. Because Expose’s communications with a therapist qualify under the psychologist-client privilege statute and no “threats exception” to the privilege exists in Minnesota, we reverse Expose’s conviction and remand.

FACTS

In the fall of 2012, appellant Jerry Expose Jr. attended individual counseling sessions with N.M., a therapist at Thad Wilderson & Associates, a mental-health clinic. Expose was required to attend anger-management therapy as part of a court-ordered case plan in a child-protection case.

On October 10, 2012, Expose arrived at his appointment with N.M. visibly upset. Before his appointment with N.M., Expose’s child-protection worker, D.P., canceled a planned unsupervised visit with his children because Expose did not comply with a requirement of his case plan. N.M. noticed Expose’s emotional state and asked him why he was upset. In response, Expose threatened the child-protection worker. N.M. testified at trial that Expose said:

[H]e felt that the child protection worker was a barrier to him getting his kids back and if ... his future court date did not go the right way that he would break her back, and then if he could not get to her ... he’d just have to make a couple phone[] calls and he can have someone else do it if he couldn’t get to her.

After Expose made these threats against D.P., N.M. told Expose that she was a “mandated reporter.” Expose said, “I don’t give a f-ek,” and noted that “[everybody has to go to their car at some point.” Because N.M. believed that Expose’s threats triggered an ethical duty to warn, she contacted her supervisor, H.F., the assistant clinical director. H.F. agreed with her and directed her to call the child-protection worker and the police to alert them to the threats.

After learning of Expose’s threat to harm her, D.P. showed visible signs of concern. She was no longer comfortable meeting with families at work, had nightmares, and had difficulty falling asleep. D.P.’s superior removed her from Expose’s case, relocated her office, and instructed a deputy to escort her to and from her ear.

In November 2012, the state charged Expose with one count of terroristic threats. See Minn.Stat. § 609.718, subd. 1 (2012). Before trial, Expose moved the district court to prohibit N.M. from testifying that she called D.P. and the police because she had a statutory duty to warn D.P. He contended that because N.M. was not a licensed mental-health professional, the duty-to-warn statute did not apply. 1 In response, the prosecution asserted that N.M. should be treated as a licensed psychologist because she was working under the supervision of someone who was licensed. The district court denied Expose’s motion.

After opening statements, but before any testimony, Expose again objected to N.M.’s testimony, contending that, consistent with the district court’s prior ruling, N.M. should be treated as a psychologist under the psychologist-client privilege and thereby precluded from testifying against her client. The district court denied Expose’s motion, concluding that N.M.’s testimony was admissible “[a]s an exception to the privilege.” The district court found that the statements “are not protected because they are statements of a threat of serious imminent harm to another person.”

*431 A jury convicted Expose of making ter-roristic threats, and the district court sentenced him to a stayed sentence of 28 months’ imprisonment. This appeal followed.

ISSUES

1. Did Expose fail to object to N.M.’s testimony in a timely manner, waiving his claim of privilege?

II. Does the psychologist-client privilege statute, Minnesota Statutes section 595.02, subdivision 1(g) (2012), apply to Expose’s communications with N.M.?

III. Do Expose’s threats against a third person during a therapy session fall under an exception to the psychologist-client privilege statute for threatening statements?

IV. Was admission of N.M.’s testimony harmless error?

ANALYSIS

Expose asserts that the district court erred by allowing N.M. to testify about statements he made while he was in an individual therapy session with her. The state counters that we need not reach the merits of Expose’s privilege argument because Expose failed to timely object to N.M.’s testimony and any error in admitting N.M.’s testimony was harmless. The state further contends that N.M. does not qualify as a psychologist under Minnesota Statutes section 595.02, subdivision 1(g), and that, even if she did qualify as a psychologist, the threats that Expose made during therapy were not necessary to enable N.M. to act in a professional capacity. Finally, the state asserts that N.M. testified against Expose under a “threats exception” to the statutory privilege. Because we conclude that Expose did not waive his objection to N.M.’s testimony; the requirements of the testimonial privilege set out in section 595.02, subdivision 1(g), were met; a “threats exception” to the psychologist-client privilege is not recognized in Minnesota; and admission of Expose’s statements was not harmless, we reverse Expose’s conviction and remand for further proceedings consistent with this opinion.

I. Expose Did Not Waive His Objection to N.M.’s Testimony

As a threshold issue, the state argues that Expose waived the privilege issue on appeal because he failed to object to N.M.’s testimony in a timely fashion under Minnesota Rule of Criminal Procedure 10.01, subdivision 2. 2 We reject this assertion because, unlike a constitutional challenge to the admission of evidence, which must be raised at an omnibus hearing to be timely, see State v. Pederson-Maxwell, 619 N.W.2d 777, 780 (Minn.App.2000), Expose raised an evidentiary objection based on privilege. Under the Minnesota Rules of Evidence, any “timely objection” preserves a claimed error in admitting evidence. Minn. R. Evid. 103(a).

Expose first objected to N.M.’s testimony through a motion in limine, which is one way to timely object to anticipated evidence. See Minn. R. Evid. 103(a) 2006 advisory comm. cmt. Before N.M. testified, and based upon the district court’s ruling that N.M. could testify about her duty to warn, Expose then objected to her *432 testimony, contending that the psychologist-client privilege precluded her from testifying against Expose, her client. In response, the state never contended that Expose waived this objection by failing to assert it earlier; instead, it argued the merits of the objection.

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Related

Jerry Expose, Jr. v. Thad Wilderson & Associates, P.A., Nina Mattson
889 N.W.2d 279 (Supreme Court of Minnesota, 2016)
State of Minnesota v. Jerry Expose, Jr.
872 N.W.2d 252 (Supreme Court of Minnesota, 2015)
Jerry Expose, Jr. v. Thad Wilderson & Associates, P. A., Nina Mattson
863 N.W.2d 95 (Court of Appeals of Minnesota, 2015)
State of Minnesota v. Thomas Alan Boos
Court of Appeals of Minnesota, 2014

Cite This Page — Counsel Stack

Bluebook (online)
849 N.W.2d 427, 2014 WL 3396262, 2014 Minn. App. LEXIS 71, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-minnesota-v-jerry-expose-jr-minnctapp-2014.