Jeffrey H. Smilow v. United States

465 F.2d 802
CourtCourt of Appeals for the Second Circuit
DecidedOctober 24, 1972
Docket924, 72-1738
StatusPublished
Cited by30 cases

This text of 465 F.2d 802 (Jeffrey H. Smilow v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jeffrey H. Smilow v. United States, 465 F.2d 802 (2d Cir. 1972).

Opinion

FEINBERG, Circuit Judge:

Jeffrey H. Smilow, a 17-year old high school student, appeals from a judgment of the United States District Court for the Southern District of New York, Edward Weinfeld, J., holding appellant in contempt for refusing to answer certain questions asked him by a duly constituted grand jury and sentencing him to jail for 30 days unless he purged himself sooner by answering the questions. The district court refused to stay its order and appellant has been committed to the Federal Detention Center at West Street since June 30. Appellant took a prompt appeal and moved in this court for bail pending appeal. The motion was denied by Chief Judge Friendly on July 6, .but the appeal was expédited and set down for argument one week later before the next scheduled panel. 1 At oral argument of the appeal, the United States Attorney frankly conceded that there was .no real danger that appellant would flee and pointed out that appellant had already been granted relatively iow -bail in connection. with an alleged state offense described below. Under these circumstances, and because of appellant’s youth, because we felt that the appeal was not frivolous or taken for- delay and that the issues raised were sufficient to justify further consideration and preparation of an opinion, and because completion of the sentence might .moot the appeal, we granted bail pending appeal. For the reasons set forth below, we affirm the order of the district .court.

The grand jury that summoned appellant is investigating the fire bombing on January 26, 1972 of the Manhattan offices of Columbia Artists Management, Inc. and Hurok Concerts, Inc. The gravity of the investigation is made clear by the Government’s’ allegation that a young woman died as a result of the fire bombing at the Hurok office. Three persons have already been indicted in the Southern District in connection with these fire bombings for violation of 18.U.S.C. §§ 844(i) and 2. Appellant has not been federally indicted but has been charged in the New York State courts with arson in the *804 second degree, N.Y. Penal Law § 150.10 (McKinney’s Consol.Laws, c. 40, 1967), in connection with the fire bombing at the Columbia Artists office.

On June 26, 1972, appellant appeared before the grand jury and, after being advised of his rights and conferring with counsel, refused to answer material questions relating to the grand jury’s investigation. Thereafter, he persisted in this refusal even though the district judge, after hearing argument on the matter, ordered him to respond. Appellant attempts to justify his recalcitrance on constitutional and statutory grounds, which we discuss below. Noticeably absent from his claims, however, is the fifth amendment privilege against self-incrimination. Appellant has deliberately chosen not to rely on that constitutional provision, in part it seems because the Government is prepared to offer him use immunity pursuant to 18 U.S.C. § 6002. See Kastigar v. United States, 406 U.S. 441, 92 S.Ct. 1653, 32 L.Ed.2d 212 (1972).

We begin with appellant’s claim that he is privileged from testifying before the grand jury by reason of the first amendment freedom of worship clause. Appellant asserts that as an “observant and committed Jew” he must refuse to answer the grand jury questions or else suffer “Divine punishment and ostracism from the Jewish Community” as an “informer.” The legal claim is apparently a novel one and its precise religious basis is not clear from the record before us. But even assuming arguendo that there is such a tenet of Jewish law and that appellant devoutly embraces it, this would not be sufficient justification for appellant’s conduct. The Supreme Court has only last month emphasized the duty that rests upon every citizen to furnish to a grand jury evidence of crime, even when the claim is made that doing so interferes with the freedom of the press. Branzburg v. Hayes, 408 U.S. 665, 92 S.Ct. 2646, 33 L.Ed.2d 626 (1972). 2 And we do not believe that appellant’s right to refuse to answer highly relevant questions is any greater than those claimed by petitioners in Branzburg, in the face of the compelling state interest in this case in uncovering evidence of serious crimes of violence. Accord, People v. Woodruff, 26 A.D.2d 236, 272 N.Y.S.2d 786 (1966), aff’d mem., 21 N.Y.2d 848, 288 N.Y.S.2d 1004 (1968); In re Williams, 269 N.C. 68, 152 S.E.2d 317, cert. denied, 388 U.S. 918, 87 S.Ct. 2137, 18 L.Ed.2d 1362 (1967).

We do not say that bona fide religious views must always give way to the rigid demands of a grand jury investigation. If appellant had refused to appear before the grand jury on the ground that he had been summoned to testify on a Jewish Holy Day, the considerations would be different. Cf. Sherbert v. Verner, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963). Recognition of appellant’s right to follow his religious beliefs would not then completely nullify society’s interest in a thorough investigation. A postponement for a day or two would provide a feasible and sensible accommodation of individual and societal interests. But appellant’s claim that he can keep forever hidden possible evidence of serious crime is obviously far different. While courts must be sensitive to the rights of citizens to freely exercise their religious beliefs, see Wisconsin v. Yoder, 406 U.S. 205, 92 S.Ct. 1526, 32 L.Ed.2d 15 (1972), those rights are not absolute. In this case, the reasons for assuming that appellant has vital relevant information, in view of the state court indictment, are clear and no claim is made that these facts can conveniently be obtained *805 from others. The penalty to be imposed is narrowly drawn to effectuate the goal of obtaining vital testimony. Appellant makes no claim that the grand jury investigation is designed to harass him or those holding his religious beliefs. On this record, therefore, we believe that appellant’s first amendment claim is outweighed by the compelling state interest in having the grand jury hear “every man’s evidence” bearing on alleged criminal activity that resulted in the death of an innocent person. Branzburg v. Hayes, supra, 408 U.S. 665, 92 S.Ct. 2646, 33 L.Ed.2d 626.

Appellant also argues that the contempt judgment is invalid because the Government refuses to “affirm or deny” that it had placed an unauthorized wiretap on the telephone of the Jewish Defense League’s office, where appellant purportedly worked in his spare time in return for a weekly honorarium of $15. The quotation is from 18 U.S.C. § 3504, enacted as part of the Organized Crime Control Act of 1970, and reproduced in relevant part in the margin. 3

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Ray and Concerning Lindecrantz
2018 COA 35 (Colorado Court of Appeals, 2018)
State v. Otkins-Victor
193 So. 3d 479 (Louisiana Court of Appeal, 2016)
State of Louisiana Versus Errol Victor, Sr.
Louisiana Court of Appeal, 2016
State v. Victor
195 So. 3d 128 (Louisiana Court of Appeal, 2016)
In Re: Grand Jury
Third Circuit, 1999
United States v. Lynch
952 F. Supp. 167 (S.D. New York, 1997)
Maiuri v. Tagessian
1993 Mass. App. Div. 149 (Mass. Dist. Ct., App. Div., 1993)
Port v. Heard
594 F. Supp. 1212 (S.D. Texas, 1984)
United States v. Fisher
571 F. Supp. 1236 (S.D. New York, 1983)
Africa v. Anderson
542 F. Supp. 224 (E.D. Pennsylvania, 1982)
United States v. Lieber
473 F. Supp. 884 (E.D. New York, 1979)
State v. Bing
253 S.E.2d 101 (Supreme Court of South Carolina, 1979)
In Re the Marriage of Gove
572 P.2d 458 (Court of Appeals of Arizona, 1977)

Cite This Page — Counsel Stack

Bluebook (online)
465 F.2d 802, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jeffrey-h-smilow-v-united-states-ca2-1972.