Jan M. Tuveson v. Florida Governor's Council on Indian Affairs, Inc., a Florida Corporation and an Agency of the State of Florida

734 F.2d 730, 1984 U.S. App. LEXIS 21448, 34 Empl. Prac. Dec. (CCH) 34,453, 35 Fair Empl. Prac. Cas. (BNA) 264
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 18, 1984
Docket82-3214
StatusPublished
Cited by67 cases

This text of 734 F.2d 730 (Jan M. Tuveson v. Florida Governor's Council on Indian Affairs, Inc., a Florida Corporation and an Agency of the State of Florida) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Jan M. Tuveson v. Florida Governor's Council on Indian Affairs, Inc., a Florida Corporation and an Agency of the State of Florida, 734 F.2d 730, 1984 U.S. App. LEXIS 21448, 34 Empl. Prac. Dec. (CCH) 34,453, 35 Fair Empl. Prac. Cas. (BNA) 264 (11th Cir. 1984).

Opinion

RONEY, Circuit Judge:

Jan M. Tuveson filed suit against the Florida Governor’s Council on Indian Affairs, Inc. claiming the Council fired her because she was not a native American Indian. She sought to recover damages for alleged race discrimination under both Title VII of the Civil Rights Act, 42 U.S.C.A. § 2000e et seq., and 42 U.S.C.A. § 1983. The Title VII claim was dismissed on summary judgment on the ground that the Council is not an employer for Title VII purposes because of its limited number of employees. That ruling has not been appealed. Tuveson won a jury verdict of $124,500 on her § 1983 claim. Finding the Council to be the alter ego of the state and thus entitled to Eleventh Amendment immunity, we reverse.

The Florida Governor’s Council on Indian Affairs was created by the Governor by executive order in 1974. Exec. Order No. 74-23 (1974). That order directed the Council to incorporate as a corporation not for profit. The Council’s duties are to advise the Governor on matters affecting Florida’s Indians, to represent their interests before state agencies, and to assist their advancement. Tuveson was hired by the Council for the position of secretary/staff assistant in 1974. She advanced to the position of executive director. On August 25, 1978, she was dismissed.

Tuveson requested a hearing from the Council on her termination. The Council denied her request on the ground that the Council was not a state agency and only state agencies were statutorily required to grant hearings. Tuveson obtained a declaratory judgment in state court that the Council was a state agency for purposes of the state law applicable to state agencies. Florida Governor’s Council on Indian Affairs v. Tuveson, 384 So.2d 217 (Fla.Dist.Ct.App.1980). Pursuant to that decision the Council requested a hearing before the Florida Division of Administrative Hearings. Unsatisfied with the relief that could be obtained from such a proceeding, Tuveson moved for a stay and filed the present suit in federal district court.

*732 The district court held that Tuveson’s suit was not barred by the Eleventh Amendment. Although acknowledging the state court’s ruling that the Council was a state agency, the court thought the state exercised too little control over the Council for it to be considered a state agency for Eleventh Amendment purposes.

The Eleventh Amendment grants immunity to the states in federal court. Edelman v. Jordan, 415 U.S. 651, 662-63, 94 S.Ct. 1347, 1355-1356, 39 L.Ed.2d 662 (1974). Suit is barred against state agencies “when the action is in essence one for the recovery of money from the state....” Ford Motor Co. v. Department of Treasury, 323 U.S. 459, 464, 65 S.Ct. 347, 350, 89 L.Ed. 389 (1945). Although the Supreme Court has held that the states are not immune from Title VII actions, Fitzpatrick v. Bitzer, 427 U.S. 445, 96 S.Ct. 2666, 49 L.Ed.2d 614 (1976), they are immune from money damages in 42 U.S.C.A. § 1983 suits. Quern v. Jordan, 440 U.S. 332, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979).

Eleventh Amendment immunity does not extend to independent political entities, such as counties or municipalities. Mt. Healthy City School District Board of Education v. Doyle, 429 U.S. 274, 280, 97 S.Ct. 568, 572, 50 L.Ed.2d 471 (1977). This is true even though the acts of a municipality or county are usually considered state action within the purview of the Fourteenth Amendment. Edelman, 415 U.S. at 667 n. 12, 94 S.Ct. at 1358 n. 12.

In determining which political entities are protected by the Eleventh Amendment, the Supreme Court has given special attention to the state law creating and defining the entity. See, e.g., Lake Country Estates, Inc. v. Tahoe Regional Planning Agency, 440 U.S. 391, 401, 99 S.Ct. 1171, 1177, 59 L.Ed.2d 401 (1979); Mt. Healthy, 429 U.S. at 280, 97 S.Ct. at 572; see also Fouche v. Jekyll Island-State Park Authority, 713 F.2d 1518, 1520 (11th Cir. 1983). The state law provides assistance in ascertaining whether the state intended to create an entity comparable to a county or municipality or one designed to take advantage of the state’s Eleventh Amendment immunity. Lake County Estates, 440 U.S. at 401, 99 S.Ct. at 1177. Aspects of state law particularly relevant to this inquiry are: how state law defines the entity; what degree of control the state maintains over the entity; where funds for the entity are derived; and who is responsible for judgments against the entity. Lake County Estates, 440 U.S. at 401-02, 99 S.Ct. at 1177, 1178; Mt. Healthy, 429 U.S. at 280, 97 S.Ct. at 572. Several courts of appeals have regarded the final factor, who ultimately pays, as the most crucial. E.g., Miener v. Missouri, 673 F.2d 969, 980 (8th Cir.), cert. denied, 459 U.S. 909, 103 S.Ct. 275, 74 L.Ed.2d 171 (1982); Blake v. Kline, 612 F.2d 718, 723 (3d Cir.1979), cert. denied, 447 U.S. 921, 100 S.Ct. 3011, 65 L.Ed.2d 1112 (1980). This Court has stated the most important factor is how the entity has been treated by the state courts. Huber, Hunt & Nichols, Inc. v. Architectural Stone Co., 625 F.2d 22, 25 (5th Cir.1980).

The exact status of the Council on Indian Affairs under Florida law is uncertain. Although created by executive order, that order directed that the Council register as a non-profit corporation. Nevertheless, the Governor created the Council for the purpose of carrying out a governmental, not a proprietary, function. The Council was charged with advising the Governor and other state agencies and providing “technical assistance for the educational economic, social and cultural advancement of the Indian people within the State of Florida.” Exec. Order No. 74-23 (1974). At the time of its creation, the Council fit the definition of an executive branch council. 1 Fla.Stat. § 20.03(7) (1979). That statutory definition has since been amended, *733 however, and the Council no longer comes within it. 2 Fla.Stat.Ann. § 20.03(7).

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734 F.2d 730, 1984 U.S. App. LEXIS 21448, 34 Empl. Prac. Dec. (CCH) 34,453, 35 Fair Empl. Prac. Cas. (BNA) 264, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jan-m-tuveson-v-florida-governors-council-on-indian-affairs-inc-a-ca11-1984.