James M. Cronin v. Aetna Life Insurance Company

46 F.3d 196, 1995 U.S. App. LEXIS 1552, 66 Fair Empl. Prac. Cas. (BNA) 1727, 1995 WL 37636
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 25, 1995
Docket587, Docket 94-7419
StatusPublished
Cited by543 cases

This text of 46 F.3d 196 (James M. Cronin v. Aetna Life Insurance Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
James M. Cronin v. Aetna Life Insurance Company, 46 F.3d 196, 1995 U.S. App. LEXIS 1552, 66 Fair Empl. Prac. Cas. (BNA) 1727, 1995 WL 37636 (2d Cir. 1995).

Opinion

KEARSE, Circuit Judge:

Plaintiff James M. Cronin appeals from a final judgment of the United States District Court for the District of Connecticut, Alan H. Nevas, Judge, dismissing his complaint against his former employer, defendant Aetna Life Insurance Company (“Aetna”), alleging termination of his employment in violation of the Age Discrimination in Employment Act, 29 U.S.C. § 621 et seq. (1988) (“ADEA”), and various state-law claims. The district court granted summary judgment dismissing the ADEA claim on the grounds that (1) Cronin had failed to establish a prima facie case because he produced no evidence that his discharge occurred in circumstances giving rise to an inference of age discrimination, and (2) in any event, he failed to raise any triable issue as to whether the legitimate nondiscriminatory reason articulated by Aetna for his discharge, i.e., that it was part of a reorganization of its operations and reduction in its workforce, was merely a pretext for discrimination. The court declined to exercise supplemental jurisdiction over Cronin’s state-law claims. On appeal, Cronin contends that summary judgment dismissing the ADEA claim was inappropriate because there were genuine issues of material fact to be tried. We agree, and we therefore vacate the judgment and remand for further proceedings.

I. BACKGROUND

The basic sequence of events does not appear to be in dispute. Until early 1990, Cronin had been employed by Aetna for some 33 years in various managerial positions. He was consistently given good performance ratings and was awarded a merit bonus each time he was eligible. In 1989, Cronin, then age 56, worked in Aetna’s Personal Financial Security Division (“PFSD”), where he was Administrator of Strategic Automation Planning for the Northeast Region.

In December 1989, Aetna announced a reorganization of PFSD that was to eliminate 71 jobs, including Cronin’s. Aetna represented that it would attempt to find new positions for employees displaced by the reorganization. These attempts used a two-step procedure. After reviewing prior performance evaluations and “Competency Assessment Forms” summarizing the skills of the employees whose PFSD jobs were eliminated, the Aetna Human Resources Department (“HRD”) selected, or “surfaced,” a pool of several candidates for each available position. Each pool of candidates was considered by the Aetna manager responsible for supervising the position to be filled, and the individual managers, conducting interviews as they deemed necessary, then made the final hiring decisions. Aetna “surfaced” Cronin’s name for several positions, but he was not offered any of them, and his employment with Aetna was terminated in 1990.

After unsuccessfully pursuing administrative remedies before the Connecticut Commission on Human Rights and Opportunities (“CCHRO”), Cronin commenced the present action in 1991. The complaint alleged that Cronin had never received a job-performance evaluation of less than “meeting” or “exceeding” requirements and that there were many *200 positions for which he was at least as well qualified as the employees Aetna surfaced for or placed in those positions. Cronin asserted that Aetna had discharged him because of his age and seniority, in violation of the ADEA. Following a period of discovery, Aetna moved for summary judgment on the grounds that there were no facts showing or giving rise to an inference of discrimination against Cronin on the basis of his age, that its reorganization was a legitimate business reason for the termination of Cronin’s employment, and that there was no evidence that the reorganization was a pretext for age discrimination.

In response to Aetna’s motion, Cronin submitted his own affidavit and numerous Aetna documents. Cronin stated that his responsibilities with Aetna during his 33 years of employment included expense management, financial analysis and planning, setting and enforcing budgets, improvement of hiring and training techniques, and coordinating automation systems. In October 1989, just two months before announcing the reorganization, Aetna had circulated a memorandum to the management team for the northeast region praising Cronin’s “varied talents” and his contribution in “meeting multiple regional needs.” (Interoffice Memorandum from Senior Administrator to Northeast Region Management Team dated October 16, 1989.) At the time of the reorganization, Cronin’s current job-performance evaluation was that he was “exceeding requirements” (Aetna Competency Assessment Form for Cronin dated November 16, 1989); his supervisor stated, ‘“Jim’s background, skills, and knowledge would be applicable to the position of Branch Administration Manager or any administrative position requiring communication, budgeting and monitoring skills.’ ” (Affidavit of James M. Cronin dated July 30, 1993 (“Cronin Aff.”), ¶¶ 5, 13 (quoting March 1, 1989 Aetna Development Review).)

After the reorganization was announced, Cronin took steps to ensure that he would be considered for any position for which he was qualified, speaking to his immediate superior, as well as to PFSD’s president and the head of HRD, and informing them that he was willing to relocate or even to accept a lower position in order to remain with Aetna. Notwithstanding Cronin’s efforts and his employment history, Cronin “was not interviewed or even contacted by anyone concerning a possible position.” (Cronin Aff. ¶ 10.) Despite his efforts and his supervisor’s evaluation that he had the knowledge, background, and skills to be a branch administration manager or to hold “ ‘any administrative position requiring communication, budgeting and monitoring skills,’ ” Aetna surfaced Cronin’s name principally for positions requiring underwriting and computer programming expertise. Cronin later discovered that his name had not even been surfaced by Aetna for many positions for which he believed he was plainly qualified. Cronin’s affidavit listed eight such positions that he considered illustrative, including the Administrator of Planning or Budget Consultant positions for the Field Planning and Administration Section of either the Northeast Region or the Western Region, as well as various positions as administrator for agent services, annuity and pension administration, or “reporting/control.” (Cronin Aff. ¶ 14.)

With respect to the eight positions he listed in his affidavit, Cronin submitted a number of Aetna’s employee- evaluation documents, which had been submitted by Aetna during the CCHRO proceedings and were later furnished by CCHRO to- Cronin, with respect to employees whose names Aetna had surfaced for consideration, including the employees placed in those positions. In the letter accompanying its submission of those documents to CCHRO, Aetna stated that it had relied on the “competency assessment sheets and performance appraisals” in selecting candidates for surfacing; it mentioned no other basis for its decisions. (Aetna letter to CCHRO dated January 10, 1991.) Cronin pointed out that these documents showed that whereas he had been rated as “exceeding” requirements, 60% of the individuals Aetna had recommended for consideration had been rated only as “meeting” requirements (Cronin Aff. ¶ 19), and that the average age of this group of employees was 23 years younger than Cronin, i.e., age 33.

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46 F.3d 196, 1995 U.S. App. LEXIS 1552, 66 Fair Empl. Prac. Cas. (BNA) 1727, 1995 WL 37636, Counsel Stack Legal Research, https://law.counselstack.com/opinion/james-m-cronin-v-aetna-life-insurance-company-ca2-1995.