Evans v. United States

978 F. Supp. 2d 148, 2013 WL 3967119
CourtDistrict Court, E.D. New York
DecidedJuly 31, 2013
DocketNo. 11-CV-1661 (ADS)(GRB)
StatusPublished
Cited by29 cases

This text of 978 F. Supp. 2d 148 (Evans v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Evans v. United States, 978 F. Supp. 2d 148, 2013 WL 3967119 (E.D.N.Y. 2013).

Opinion

MEMORANDUM OF DECISION AND ORDER

SPATT, District Judge.

On March 30, 2011, the Plaintiff Charles Evans (the “Plaintiff’) commenced this action against the Defendant United States of America (the “Defendant”). The Plaintiff asserts negligence claims pursuant to the Federal Tort Claims Act, 28 U.S.C. § 2671 (“the FTCA”), and § 5102 of New York State’s No-Fault Insurance Law (“N.Y. Ins. Law” or the “No-Fault Law”). In this regard, the Plaintiff alleges that he suffered a “serious injury,” as defined by N.Y. Ins. Law § 5102(d), as the result of a motor vehicle accident with Jacob L. Tennis (“Tennis”), an employee of the Defendant.

Presently before the Court is the Defendant’s motion for summary judgment pursuant to Federal Rule of Civil Procedure (“Fed. R. Civ.P.”) 56. Also before the Court is the Defendant’s unopposed motion to strike from the summary judgment record the affidavit of the Plaintiffs chiropractor, Dr. Marie G. Gerard (“Dr. Gerard”). For the reasons set forth below, the Court denies the motion to strike, but grants the motion for summary judgment.

I. THE DEFENDANT’S MOTION TO STRIKE DR. GERARD’S AFFIDAVIT

Before discussing the background facts of this case or addressing the Defendant’s motion for summary judgment, the Court must first resolve the Defendant’s motion to strike the affidavit of Dr. Marie G. Gerard. Century Pacific, Inc. v. Hilton Hotels Corp., 528 F.Supp.2d 206, 213 (S.D.N.Y.2007) (“Because ‘a decision on the motion to strike may affect [the movant’s] ability to prevail on summary judgment,’ it is appropriate to consider the Motion to Strike prior to the Motion for Summary Judgment.”) (quoting Century Pac., Inc. v. Hilton Hotels Corp., 528 F.Supp.2d 206, 213 (S.D.N.Y.2007) aff'd, 354 Fed.Appx. 496 (2d Cir.2009)). In this regard, on June 4, 2012, discovery in this case closed. Pursuant to this Court’s Individual Rules, on June 22, 2012 and July 19, 2012, the Plaintiff and the Defendant exchanged their Fed.R.Civ.P. 56.1 Statements of Facts. Thereafter, on October 22, 2012, the Defendant moved for summary judgment.

On November 6, 2012, responding to the Defendant’s motion for summary judgment, the Plaintiff requested the right to supplement the summary judgment record with Dr. Gerard’s affidavit. The Defendant opposed the Plaintiffs request to so supplement the summary judgment record. On November 7, 2012, the Court directed the Defendant to address any issue pertaining to discovery and the sum[153]*153mary judgment record to the United States Magistrate Judge assigned to this ease, the Honorable Gary R. Brown.

Subsequently, on November 19, 2012, Judge Brown found the issue of whether the Plaintiff could supplement the summary judgment record with Dr. Gerard’s affidavit to be premature. However, Judge Brown stated that “[sjhould, after examination, plaintiff seek to supplement the record with additional medical findings or information, it may seek relief from the undersigned at that time, at which point the Court may consider that application, along with the Government’s objections, upon a full record.” (Docket Entry No. 28.)

On December 7, 2012, the Plaintiff filed his response to the Defendant’s motion for summary judgment and attached Dr. Gerard’s affidavit. However, the Plaintiff failed to renew his application to supplement the summary judgment record pursuant to Judge Brown’s November 19, 2012 Order. On December 11, 2012, the Defendant filed a letter addressed to Judge Brown moving to strike Dr. Gerard’s affidavit from the summary judgment record. The Defendant’s letter motion to strike is unopposed by the Plaintiff.

According to the Defendant, Dr. Gerard’s affidavit should be stricken because the Plaintiff neither made the application to the Court as required by Judge Brown’s November 19, 2012 Order nor provided the required expert or treating physician disclosures pursuant to Fed.R.Civ.P. 26. The Court disagrees.

As an initial matter, the Court first finds that, under the provisions of Fed.R.Civ.P. 26(a)(2), the Plaintiff was not required to disclose Dr. Gerard’s affidavit. Fed. R.Civ.P. 26(a)(2) states that a party presenting an expert witness must provide a written report that discloses the expert witness to the opposing party. Under the provisions of Fed.R.Civ.P. 37(c)(1), “if a party fails to provide information or identify a witness as required by [Fed.R.Civ.P.] 26(a) or (e), the party is not allowed to use that information or witness to supply evidence on a motion, at a hearing, or at a trial, unless the failure was substantially justified or is harmless.” Courts have found that failure to disclose an expert witness may prejudicially ambush the opposing party. Palma v. Pharmedica Communications, Inc., 00CV1128 (AHN), 2002 WL 32093275, at *2 (D.Conn. Mar. 27, 2002).

However, “treating physicians have consistently been held not to be experts within the meaning of Fed.R.Civ.P. 26(a)(2).” Thompkins v. Santos, No. 98Civ.4634 (MBMXHBP), 1999 WL 1043966, at *7 n. 5 (S.D.N.Y. Nov. 16, 1999); see also Zanowic v. Ashcroft, No. 97CIV.5292JGKHBP, 2002 WL 373229, at *2 (S.D.N.Y. Mar. 8, 2002) (“It is well settled that a treating physician is not subject to the disclosure obligations set forth in Fed.R.Civ.P. 26(a)(2)(B).”). With respect to determining whether a physician is a treating physician or an expert, while “[t]he law is not well developed as to what makes a physician a ‘treating physician!,]’ [t]he critical factor ... appears to be why the physician was retained.” Zanowic, 2002 WL 373229, at *2.

In this regard, “whether a physician is a treating or consulting physician appears to turn on why the patient saw the physician — for treatment or for testimony.” Id. Thus, if the physician examines the patient so that she may provide testimony at trial, then that physician is considered an expert witness, but if the physician examines the patient for the primary purpose of treating the patient, she is considered a treating physician. See, e.g., Mangla v. Univ. of Rochester, 168 F.R.D. [154]*154137, 139 (W.D.N.Y.1996) (“Experts are retained for purposes of trial and their opinions are based on knowledge acquired or developed in anticipation of litigation or for trial. A treating physician’s testimony, however, is based on the physician’s personal knowledge of the examination, diagnosis and treatment of a patient and not from information acquired from outside sources.”).

Here, Dr. Gerard is clearly the Plaintiffs treating physician. Indeed, Dr.

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978 F. Supp. 2d 148, 2013 WL 3967119, Counsel Stack Legal Research, https://law.counselstack.com/opinion/evans-v-united-states-nyed-2013.