Isaacson v. Dow Chemical Co.

304 F. Supp. 2d 442, 2004 U.S. Dist. LEXIS 1626
District Court, E.D. New York·Decided February 9, 2004·No. No. MDL 381; No. 98-CV-6383 JBW·Published·Cited by 26 cases

Opinion

MEMORANDUM & ORDER (REMOVAL)

WEINSTEIN, Senior District Judge.

Table of Contents

I. Introduction — 444

II. Facts — 445

III. Law — 445

A. General Rule — 445

B. Elements of Section 1442(a)(1) — 447

1. Definition of Person — 447
2. Acting Under Color of Federal Office — 447
3. Colorable Claim to a Federal Law Defense — 448

IV. Application of Law to Facts — 449

V. Policy Considerations Supporting Removal — 451

VI. Conclusion — 451

I. Introduction

Plaintiff, Joe Isaacson, is a Vietnam veteran. He claims injuries from exposure to Agent Orange during his service in Vietnam from 1968 to 1969. Defendants manufactured and sold Agent Orange to the United States for use by the military as a defoliant in Vietnam. This case has been remanded to determine whether there is federal jurisdiction. See Stephenson v. Dow Chemical Co., 346 F.3d 19 (2d Cir.2003).

[445] Originally filed in New Jersey state court, the complaint alleged claims under state law only. Defendants removed the case to federal court, asserting a variety of jurisdictional grounds: 28 U.S.C. §§ 1651 (All Writs Act), 1442 (acting under federal officer), 1332 (diversity), and 1331 (federal question). The District Court for the District of New Jersey approved removal based on the All Writs Act, 28 U.S.C. § 1651. The case was then transferred to this court by the Multidistrict Panel. MDL 381. The Court of Appeals for the Second Circuit approved removal solely on the basis of the All Writs Act. Stephenson v. Dow Chemical Co., 273 F.3d 249 (2d Cir.2001).

The Supreme Court remanded in light of its holding in Syngenta Crop Protection, Inc. v. Henson, 537 U.S. 28, 123 S.Ct. 366, 154 L.Ed.2d 368 (2002), indicating that the All Writs Act alone would not support removal. Dow Chemical Co. v. Stephenson, 539 U.S. 111, 123 S.Ct. 2161, 156 L.Ed.2d 106 (2003) (per curiam). On remand from the Supreme Court, the Second Circuit determined that jurisdiction could not be grounded in the All Writs Act and remanded the case to this court to determine if there is an alternate ground supporting federal jurisdiction. Stephenson v. Dow Chemical Co., 346 F.3d 19 (2d Cir.2003).

Pending is plaintiffs motion to remand the case to state court on the ground that there is no basis for federal jurisdiction. Defendants contend that the case is removable.

It would not be removable on diversity grounds since diversity of parties is lacking. Nor would it be removable on the ground that plaintiffs have stated a federal cause of action since the Court of Appeals by a split decision disagreed with this court that federal substantive law was the predicate for Agent Orange claims. See

In re “Agent Orange” Prod. Liab. Litig., 635 F.2d 987 (2d Cir.1980), cert, denied, 454 U.S. 1128, 102 S.Ct. 980, 71 L.Ed.2d 116 (1981). The only other basis is the federal officer removal statute. 28 U.S.C. § 1442(a)(1).

For reasons indicated below, the motion to remand is denied. Federal jurisdiction is properly asserted under the federal officer removal statute. A prior decision of this court reached a contrary conclusion in an Agent Orange case. See Ryan v. Dow Chemical Co., 781 F.Supp. 934 (E.D.N.Y. 1992). The Ryan decision is no longer persuasive. As the Court of Appeals for the Fifth Circuit pointed out in rejecting Ryan’s conclusion, this court recognized its decision on the point as “close” and “uncertain.” Winters v. Diamond Shamrock Chemical Co., 149 F.3d 387, 392 (5th Cir.1998). Ryan was “not legally capable of appellate review.” Id. Winters, a persuasive appellate decision, on facts almost identical to those in Ryan, held the federal officer removal statute applicable to the defendants in the instant case. Id. at 401; see also Miller v. Dow Chemical Co., 275 F.3d 414, 417 (5th Cir.2001) (same).

II. Facts

The facts supporting removal of the case on the basis of the federal officer removal statute are set forth in extensive contractual and other documents. See In re “Agent Orange” Products Liability Litigation, Judgment and Order of Dismissal, 304 F.Supp.2d 404 (E.D.N.Y. Feb. 9, 2004) (“Judgment in Agent Orange III”). Judgment in Agent Orange III contains a description of the relevant facts. It is deemed incorporated in this memorandum and order.

III. Law

A. General Rule

The federal officer removal statute allows executive branch officials and per[446] sons acting under them to remove to a federal court civil and criminal actions brought against them in a state court for their official acts. The relevant portion of Section 1442(a)(1) of Title 28 of the United States Code reads:

(a) A civil action or criminal prosecution commenced in a State court against any of the following may be removed by them to the district court of the United States for the district and division embracing the place wherein it is pending:
(1)The United States or any agency thereof or any officer (or any person acting under that officer) of the United States or of any agency thereof, sued in an official or individual capacity for any act under color of such office....

The statute has its origins in Congress’s response to the New England states’ opposition to the War of 1812. Willingham v. Morgan, 395 U.S. 402, 405, 89 S.Ct. 1813, 23 L.Ed.2d 396 (1969). Its reach was extended through the years, taking its current form in the enactment of the Judicial Code of 1948. Mesa v. California, 489 U.S. 121, 126, 109 S.Ct. 959, 103 L.Ed.2d 99 (1989).

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Isaacson v. Dow Chemical Co., 304 F. Supp. 2d 442, 2004 U.S. Dist. LEXIS 1626 (E.D.N.Y. 2004).

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