In the Matter of Lyle L. LAWTON. Stephen Lawton v. Lyle L. Lawton

384 S.W.3d 754
CourtCourt of Appeals of Tennessee
DecidedJune 15, 2012
DocketM2011-00475-COA-R3-CV
StatusPublished
Cited by12 cases

This text of 384 S.W.3d 754 (In the Matter of Lyle L. LAWTON. Stephen Lawton v. Lyle L. Lawton) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In the Matter of Lyle L. LAWTON. Stephen Lawton v. Lyle L. Lawton, 384 S.W.3d 754 (Tenn. Ct. App. 2012).

Opinion

HOLLY M. KIRBY, J.,

delivered the opinion of the Court,

in which ALAN E. HIGHERS, P.J., W.S., and J. STEVEN STAFFORD, J., joined.

OPINION

This appeal involves a conservatorship. After the parties announced in open court that they had reached an agreement on a partial conservatorship, the appellant ward stood up in court and asked to speak. The hearing was adjourned and subsequently the partial conservatorship was ordered in accordance with the agreement. The ward now appeals, arguing inter alia that the trial court erred in failing to hold an evi-dentiary hearing, failing to make the requisite findings, and failing to hear from the ward. We find no error and affirm.

Facts and Proceedings Below

On January 20, 2010, Petitioner/Appellee Stephen Lawton, (“Son”) filed a petition in the Chancery Court of Coffee County, Tennessee, seeking to be appointed conservator for his father, Respondent/Appellant Lyle L. Lawton (“Mr. Lawton”). At that time, Mr. Lawton was approximately 91 years old, legally blind, and had significant hearing loss.

*756 Not long before Son filed his petition, Mr. Lawton had received $358,000 from the Veteran’s Administration. Shortly after Mr. Lawton received these monies, he married Lena Kite (“Mrs. Lawton-Kite”). Son’s conservatorship petition alleged that Mr. Lawton’s ability to manage his finances and personal affairs had declined due to some form of dementia, and Son asserted that Mr. Lawton was making inappropriate loans and substantial monetary gifts from the monies he had received. Son claimed that the recipients of the gifts and loans were exerting undue influence over his father. It appears that, at some point, Son became alarmed at the rapid disappearance of his father’s monies and removed a portion of Mr. Lawton’s funds from Mr. Lawton’s control. Son deposited his father’s funds with a credit union.

After Son filed his petition, the trial court appointed attorney Christopher R. Stanford as the guardian ad litem (“GAL”) for Mr. Lawton, pursuant to Tennessee Code Annotated § 34-1-107. The trial court also ordered that Mr. Lawton be examined by a geriatric physician to determine his mental state and his ability to manage his personal and financial affairs. Son was ordered to transfer the credit union funds to the Clerk and Master of the Court for safekeeping. The trial court enjoined the sale of any of Mr. Lawton’s real property pending the hearing, scheduled for November 16, 2010.

Mr. Lawton was evaluated by three physicians: Harry Gwirtsman, M.D. (“Dr. Gwirtsman”), a certified geriatric physician chosen by the GAL, osteopath Albert O. Brandon, D.O. (“Dr. Brandon”), and psychiatrist Indira Challa, M.D. (“Dr. Chal-la”).

In order to investigate Mr. Lawton’s circumstances, the GAL visited Mr. Law-ton and his new wife, Mrs. Lawton-Kite for an approximate one-hour conversation. The GAL’s observations and conclusions were summarized in his report to the trial court. He commented on Mr. Lawton’s physical infirmities, noting that he used a walker, magnifier, and hearing aids, and also depended on his wife to get around. In the GAL’s visit with Mr. Lawton, the report stated, Mrs. Lawton-Kite answered most of the questions “in an angry, irritated and forceful tone while [Mr. Lawton] intermittently, repetitively and angrily accused his son of stealing from him and demanded that he be prosecuted.”

The GAL also reported that Mr. Lawton loaned $70,000 to a friend of Mrs. Lawton-Kite, Barbara Jones (“Ms. Jones”). The loan was to be repaid by Ms. Jones at a rate of $200 per month with no interest. The GAL report said that Mr. Lawton gave Ms. Jones a $5,000 gift in addition to the $70,000 loan. The GAL noted that Ms. Jones and Mrs. Lawton-Kite gave conflicting statements about how the loan and gift came about.

This series of events was what led to Son’s involvement in Mr. Lawton’s finances, and ultimately to Son filing the conservatorship petition. In August 2009, after Ms. Jones had asked Mr. Lawton for another $10,000 in addition to the $70,000 loan she had already received, Mr. Lawton became confused about what to do and asked Son for advice. Son responded by suggesting that Mr. Lawton put the money into a CD to make it less accessible and so that it could accrue interest. Mr. Lawton initially agreed and named Son as his power of attorney that day; Son placed the money in a CD. The next day, apparently after discussing the matter with Mrs. Law-ton-Kite, Mr. Lawton revoked Son’s power of attorney and withdrew the money from the CD. Mr. Lawton then decided that he wanted his wife to have power of attorney for him going forward. The GAL recounted this incident in his report and described it as “indicative of the ease with which, *757 [Mr. Lawton] is able to be influenced ... [and] to be unable to make his own informed financial decisions.” The GAL also reported that Mr. Lawton had spent $27,500 on a new vehicle for Mrs. Lawton-Kite, wrote her a check for $19,500, and gave Son a gift of $20,000 as well.

In his report, the GAL also assessed the medical experts’ evaluations of Mr. Law-ton’s mental state. The GAL recommended that the evaluations of Mr. Law-ton by Drs. Brandon and Challa be given less weight than Dr. Gwirtsman’s evaluation. The GAL characterized the examinations by Drs. Brandon and Challa as “more limited,” in that each relied only on a single short discussion with Mr. Lawton to determine his competency, and neither did any testing beyond the short discussion. After a 25-80 minute interview with Mr. Lawton, the GAL said, Dr. Brandon determined that Mr. Lawton suffered from Lewy Body Dementia, but opined that Mr. Lawton’s dementia did not rise to the level necessary to appoint a conservator over his person or finances. 1 The GAL’s report noted that Dr. Challa’s records did not say how much time Dr. Challa spent with Mr. Lawton and did not indicate that Dr. Chal-la performed any medical tests on Mr. Lawton. Dr. Challa concluded that Mr. Lawton “is competent to handle his own affairs,” but the GAL’s report characterized this opinion as “contradictory” to Dr. Challa’s previous diagnosis indicating that Mr. Lawton suffers from mild to moderate dementia and requires medication. 2

In contrast, the GAL report stated, Dr. Gwirtsman first consulted Mr. Lawton’s medical records with the Veteran’s Administration, and then “performed a battery of tests” on Mr. Lawton, “including an ESR, Apo-E genotype, Vitamin D levels, SED rate, [and a] mini-mental examination.” In addition, Dr. Gwirtsman interviewed Mr. Lawton and other family members. The GAL characterized Dr. Gwirtsman’s evaluation of Mr. Lawton’s data as “extensive.” Based on the interviews and the tests, Dr. Gwirtsman concluded that while Mr. Law-ton retained the capacity to make personal decisions such as whom to marry, he was physically unable to care for himself and lacked “the capacity to manage finances.” Dr. Gwirtsman said that Mr. Lawton’s dementia had progressed to the point that “a fiduciary is necessary for the management of [Mr. Lawton’s] financial affairs.”

Based on his own investigation and the evaluation of Dr. Gwirtsman, the GAL opined in his report that Mr.

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Bluebook (online)
384 S.W.3d 754, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-the-matter-of-lyle-l-lawton-stephen-lawton-v-lyle-l-lawton-tennctapp-2012.