In Re the Guardianship of Doe

195 P.3d 701, 119 Haw. 234, 2008 Haw. App. LEXIS 690
CourtHawaii Intermediate Court of Appeals
DecidedOctober 31, 2008
Docket28139
StatusPublished

This text of 195 P.3d 701 (In Re the Guardianship of Doe) is published on Counsel Stack Legal Research, covering Hawaii Intermediate Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Guardianship of Doe, 195 P.3d 701, 119 Haw. 234, 2008 Haw. App. LEXIS 690 (hawapp 2008).

Opinion

Opinion of the Court by

RECKTENWALD, C.J.

In this confidential guardianship proceeding, Petitioner/Appellant (Petitioner) appeals from the August 14, 2006 “Order on Petitioner’s Motion for Attorney’s Fees and Costs Pursuant to Rule 68, Hawaii Family Court Rules” filed in the Family Court of the Second Circuit (family court). 1

Petitioner filed a petition seeking to be appointed guardian for his mother (Mother), whom he claimed was incapacitated. His brother (Brother 1) and sister-in-law (Sister-in-Law) appeared at the initial hearing on the petition, and participated in the proceedings thereafter. Petitioner made a Hawai'i Family Court Rules (HFCR) Rule 68 2 offer to settle to Brother 1 and Sister-in-Law early in the litigation, and they did not respond to the offer. After trial, the family court found that Mother was incapacitated and appointed Petitioner as guardian. Petitioner then sought an award of attorney’s fees and costs, pursuant to HFCR Rule 68, from Brother 1 and Sister-in-Law. The family court denied that motion, on the ground that Brother 1 and Sister-in-Law “were not adverse parties on ... the date the Rule 68 offer was tendered[.]” 3 (Emphasis in original.)

On appeal, Petitioner argues that the family court erred in that conclusion, and that it accordingly should have required Brother 1 and Sister-in-Law to pay Petitioner’s fees and costs for the period after Petitioner made the HFCR Rule 68 offer. Because we conclude that Brother 1 and Sister-in-Law were not parties to the proceeding when Petitioner made his Rule 68 offer, we affirm.

I. BACKGROUND FACTS

The pertinent background facts, as reflected in the record and in the uncontested findings of fact, are as follows. 4

*236 On July 25, 2005, Petitioner filed a “Petition for Appointment of a Guardian of the Person of an Incapacitated Person” in FC-G 05-1-0037. The petition alleged that Mother was incapacitated due to Alzheimer’s dementia, and sought the appointment of Petitioner as guardian. The petition identified Petitioner, Brother 1, and another brother (Brother 2) as Mother’s adult children, and asserted that Petitioner, Brother 1 and Sister-in-Law held “a medical power of attorney” for Mother. The petition was served on Mother, Brother 1, Sister-in-Law, and Brother 2.

The first hearing on the petition was held on August 15, 2005. 5 Petitioner, Petitioner’s counsel, Mother’s counsel, Brother 1, and Sister-in-Law attended the hearing. The transcript of this hearing does not clearly indicate whether Mother attended, although a written trial-setting order entered after the hearing indicates that Mother was present.

At the hearing, Mother’s counsel raised and then waived an objection with regard to service of the petition, and asked for an evidentiary hearing. The family court then addressed Brother 1 and Sister-in-Law, noting that “since you are present and have a right to appear at these proceedings,” the court wanted to get “some indication of your response to the petition.” Sister-in-Law did not respond to the court’s inquiry. 6 Brother 1 stated, “I oppose [sic] to a guardianship at this time,” because he felt that Mother was “quite capable of living alone.” The court explained some of the issues that would need to be addressed at the evidentiary hearing, and then noted:

[Y]ou are here on your own without an attorney which is okay, and you can proceed in this action and participate in it on your own although you may want to, at some point, consult with an attorney if you have any questions about the procedures or what ultimately the Court’s going to be asked to decide. But just to make it clear you’re not represented by an attorney at this time.
[Brother 1]: That’s correct.
THE COURT: Okay. But you are here responding orally saying that you are opposed at this time to the' request that this Court appoint a guardian for your mother.
[Brother 1]: That is correct.

After addressing some additional procedural issues, including finding that Brother 2 was in default, the court noted:

Well, let’s see if we all understand one another. We’re here today because clearly the petition at this time is being opposed by [Mother], as well as at least one of the sons of [Mother], And therefore this matter is what we would consider to be a' contested matter.
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The policy of the Court is then to set this matter for a contested hearing. We’re going to set a date for that hearing. And if there are any other matters that need to be discussed so that we can proceed with an evidentiary hearing I want to hear those so that all parties understand what will be necessary at the time of the hearing.
That will be the time in which all parties will have the right to present evidence either in support of or in opposition to the petition. It is an evidentiary hearing so for purposes of persons who are not represented by an attorney you need to understand that at the time of the hearing there will be rules applied as far as the presentation of evidence.
And if you have questions about that, as I’ve already said, you may want to consult with an attorney just so you understand when you’re here at the hearing and there is evidence to be presented that it’s done in the manner in which the evidence would be admissible.
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... Since this is a contested matter the Court would also set a pretrial. At that *237 pretrial I would order that the parties file with the Court at least one week in advance of pretrial a proposed witness list as well as exhibit list, and a brief proposed position statement.

The contested hearing was set for October IB, 2005.

On August 30, 2005, Petitioner filed a motion for appointment of a Kokua Kanawai and a motion for an independent mental examination of Mother. On September 7, 2005 Petitioner issued several subpoenas duces te-cum to banks requesting Brother 1 and Sister-in-Law’s financial information.

Brother 1 and Sister-in-Law hired attorney Elizabeth Melehan to represent them, 7 although the exact date of that retention does not appear in the record. In a letter dated September 14, 2005 to Ms. Melehan, Petitioner made an offer of settlement to Brother 1 and Sister-in-Law pursuant to HFCR Rule 68. Petitioner offered that (1) he be appointed as Mother’s guardian, (2) he would provide notice two weeks in advance of any major medical procedure for Mother, and (3) he would provide sixty days’ notice prior to listing for sale the house in which Mother lived. Although Ms. Melehan received the letter, Brother 1 and Sister-in-Law did not respond to it.

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Cite This Page — Counsel Stack

Bluebook (online)
195 P.3d 701, 119 Haw. 234, 2008 Haw. App. LEXIS 690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-guardianship-of-doe-hawapp-2008.