In re the Estate of Brush

154 Misc. 480, 277 N.Y.S. 559, 1935 N.Y. Misc. LEXIS 980
CourtNew York Surrogate's Court
DecidedFebruary 15, 1935
StatusPublished
Cited by13 cases

This text of 154 Misc. 480 (In re the Estate of Brush) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Brush, 154 Misc. 480, 277 N.Y.S. 559, 1935 N.Y. Misc. LEXIS 980 (N.Y. Super. Ct. 1935).

Opinion

Wingate, S.

The verity of the ancient adage respecting the untoward results of canine malignment was never better illustrated than in the law relating to the subject of testamentary stipulations which conditions benefits upon an abstention by the legatee from contest of the will of the donor. A large proportion- of the judicial utterances adjudicating the effect of such conditions refer to them as “ in terrorem ” provisos, but such an appellation adds nothing illuminating to a consideration of the subject, and, as the Court of Appeals has aptly observed, is merely, a convenient phrase adopted by judges to stand in place of a reason for refusing to give effect to a valid condition.” (Hogan v. Curtin, 88 N. Y. 164, 171.)

Whereas the indulgence of superlatives in judicial utterance is usually hazardous and frequently productive of untoward results, it may be said with safety that there are few subjects of testamentary interpretation, the principles concerning which are in a more nebulous and unsatisfactory state than in that which is here in question. This condition is particularly true in New York, since whereas the question has frequently arisen before the courts, the resulting determinations are in hopeless conflict and the Court of Appeals has never directly spoken the final word in settlement.

In the United States as a whole, three schools of thought prevail [481]*481on the subject, and the decisions of this State have from time to time, either by decision or dictum, indicated a preference for each of the three.

The first, in point of antiquity, though in the opinion of this court, not in honor, is that exemplified by the Supreme Court of Virginia in Fifield v. Van Wyck (94 Va. 557, 563; 27 S. E. 446), to the effect that conditions relating to marriage and disputing a will, when annexed to bequests of personal estate, where there is no gift over upon breach of such condition, are * * * inoperative.” The comparatively few jurisdictions which adhere to this doctrine do not, however, apply this rule to cases of devises of real estate. (See Bradford v. Bradford, 19 Ohio St. 546, 547; Hogan v. Curtin, 88 N. Y. 164, 173.)

The reason of the apparent anomaly ” (Hogan v. Curtin, supra, p. 172) has been frequently elucidated on the historical basis that the English Ecclesiastical Courts, which controlled the distribution of personalty in the early days, imported and applied the rules of the civil law in their dealings with that species of property. These were thereafter followed in equity. In respect to land, however, the common-law rules received continuous application and the courts consistently refused to override the clearly expressed wishes of a testator respecting the mode of disposition of his property.

The second school of American legal thought on the subject is mirrored in the decision of the Supreme Court of Errors of the State of Connecticut in South Norwalk Trust Co. v. St. John (92 Conn. 168, 177; 101 A. 961), which, while repudiating, as wholly factually and logically baseless, any distinction between real and personal property in determining whether or not a testator’s express limitating condition on the bestowal of a benefit shall be effectuated, substitutes, in effect, the opinion of the court for the expression of testator’s wish, as to the' reasonableness of the condition, and holds that a testamentary limitation against a contest will be voided, if the court, in its august wisdom, concludes that the expressly fimited legatee had “ reasonable ground ” for instituting the contest.

To this court the objection to this rule voiced by former Surrogate Fowler (Matter of Kathan, 141 N. Y. Supp. 705, 710, not otherwise reported) is wholly conclusive. He says: “ This leaves the whole matter to a judge, and this is wrong, ‘ Optima est lex quae minimum relinquit arbitrio judiéis,’ said Coke and Bacon.” Either the condition imposed by the testator should be wholly validated, on the theory that a breach of a lawful condition annexed to a legacy, either divests it, or prevents an estate therein [482]*482arising in the legatee, depending upon whether the condition is precedent or subsequent ” (Hogan v. Curtin, 88 N. Y. 164, 171), and that “ legacies and devises ” are acts of bounty merely. The testator was free to withhold them altogether, or subject them to conditions, whether sensible or futile. The gift is to be taken as it is made or not at all ” (Oliver v. Wells, 254 N. Y. 451, 459), or the entire hmitation should be wholly deleted, and the law be frankly stated to be that the immemorial criterion of testamentary interpretation does not here obtain and that in the words of Rip Van Winkle: This one don’t count.” The middle course adopted in the Connecticut doctrine permits the court to write a new will for the testator, which, like too many other questions of testamentary interpretation, will depend in many instances on the activities of the particular court on the previous evening and his satisfaction with his prandial repast.

The third and final school of thought is represented by the vast preponderance of American opinion, typified by the decision of the Supreme Court of Ohio in Bradford v. Bradford (19 Ohio St. 546), which quotes and adopts (p. 548) the position of Judge Redfield in his well-known treatise on Wills: “ any such condition, which is reasonable,— as one against disputing one’s will surely is, as nothing can be more in conformity to good policy than to prevent litigation,— will be held binding and valid.”

Other authorities to the same effect are Donegan v. Wade (70 Ala. 501, 505); Estate of Hite (155 Cal. 436, 446; 101 P. 443); Estate of Kitchen (192 Cal. 384, 389; 220 P. 301); Sackett v. Mallory (42 Mass. [1 Metc.] 355, 356); Rudd v. Searles (262 id. 490, 499; 160 N. E. 882); Schiffer v. Brenton (247 Mich. 512, 518; 226 N. W. 253); Estate of Chambers (322 Mo. 1086, 1103; 18 S. W. [2d] 30); Hoit v. Hoit (42 N. J. Eq. 388, 390, 391; 7 A. 856); Bender v. Bateman (33 Ohio App. 66, 69; 168 N. E. 574); Estate of Hickman (308 Penn. St. 230, 234; 162 A. 168); Breithaupt v. Bauskett (1 Rich. Eq. [S. C.] 465, 472); Thompson v. Gaut (82 Tenn. [14 Lea] 310, 315); Massie v. Massie (54 Tex. Civ. App. 617, 618; 118 S. W. 219); semble accord, White v. Chellew (108 Wash. 628, 632; 185 P. 621). This fist might be considerably extended, but the great weight of authority is sufficiently demonstrated by the foregoing.

Whereas this review may present an interesting summary of the diverse conceptions of the subject entertained by the various ultimate tribunals of the several States, it would possess no more than academic interest in an opinion by a New York nisi prius tribunal if in spite of the absence of a determination by the Court of Appeals, decisions of other intermediate appellate courts of the State had established the rule of law to be followed. As this court [483]*483reads the six appellate decisions which have been rendered on this question, such is, however, not the case. These decisions, in chronological order are Woodward v. James (44 Hun, 95), decided by the General Term for the First Department in 1887; Bryant v. Thompson

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154 Misc. 480, 277 N.Y.S. 559, 1935 N.Y. Misc. LEXIS 980, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-brush-nysurct-1935.