In re the Estate of Strickland

172 Misc. 976, 16 N.Y.S.2d 666, 1939 N.Y. Misc. LEXIS 2594
CourtNew York Surrogate's Court
DecidedDecember 18, 1939
StatusPublished
Cited by1 cases

This text of 172 Misc. 976 (In re the Estate of Strickland) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Strickland, 172 Misc. 976, 16 N.Y.S.2d 666, 1939 N.Y. Misc. LEXIS 2594 (N.Y. Super. Ct. 1939).

Opinion

Wingate, S.

The situation disclosed in the present proceeding is the reverse of the familiar one in which a decedent has involved his estate in difficulties by an attempt to act as the artificer of his own will. In such a case the complications are customarily caused by a failure to secure legal guidance. The present indicates that perhaps there has been a superfluity thereof.

Stated in chronological order, the documents by which this decedent attempted to place her temporal affairs in order were, first, the presently propounded will, dated December 22, 1928; second, an inter vivos trust agreement, dated November 18, 1930; third, the presently propounded codicil, dated December 10, 1930; fourth, a further modification of the trust agreement, dated April 10, 1933; sixth, an additional modification of the trust agreement, [977]*977dated January 10, 1934; and seventh, a new trust agreement, dated April 27, 1937.

It is the contention of the proponent that both the will and the codicil should be admitted to probate and that both are effective. The contestants assert that the codicil should be denied probate, or, in the alternative, should be declared ineffective. The petition and citation contained notice of the questions of construction to be propounded, and the court has entertained the petition in this respect, wherefore complete jurisdiction exists for a determination of the entire controversy.

No assertion has been made that either the will or codicil was not duly executed as required by section 21 of the Decedent Estate Law or that the testatrix lacked mental capacity or was subject to any restraint or undue influence, and these statutory prerequisites to admissibility to probate have been demonstrated to the satisfaction of the court. The admission to probate of both documents is, consequently, obligatory upon the court by reason of the mandatory directions of section 144 of the Surrogate’s Court Act, which provides that under such circumstances the propounded instrument “ must be admitted to probate.” (Italics not in original.) This has uniformly been interpreted as according no discretionary authority whatsoever in this regard. (Matter of Davis, 182 N. Y. 468, 475; Matter of Webb, 122 Misc. 129, 133; affd., 208 App. Div. 793; Matter of Enright, 138 Misc. 853, 856; Matter of Mihlman, 140 id. 535, 538; Matter of Ayres, 141 id. 236, 237; Matter of Mortensen, 157 id. 717, 722.)

In this initial stage of the proceeding the terms or effect of the . duly authenticated document are wholly immaterial. (Matter of Merriam, 136 N. Y. 58, 60; Matter of Higgins, 264 id. 226, 229; Matter of Davis, 182 id. 468, 475; Matter of Hermann, 178 App. Div. 182, 191; affd., 222 N. Y. 564; Matter of Lally, 210 App. Div. 757, 760, 761; Matter of Holmes, 147 Misc. 394, 398; Matter of Tankelowitz, 162 id. 474, 475; Matter of Herle, 169 id. 197, 200), and this is true even if their every item is invalid or ineffective. Such questions are capable of evaluation only in a proceeding for the interpretation of the terms of the instruments and adjudication respecting their validity and effect, which is commonly designated a proceeding for construction.

Obviously, probate must precede construction by reason of the fact that there is no will to construe until probate has been accomplished, and, under section 145 of the Surrogate’s Court Ant, authority for construction is accorded only to the court “ in which such will was probated.”

The will and codicil must, accordingly, be admitted to probate, and, this result having been attained, the court will proceed with [978]*978the question of construction which has been raised. This concerns merely the devolutionary effect of the codicil.

If the chronological sequence of the various documents executed by the testatrix, as hereinbefore noted, be recalled, it will be seen that the codicil was executed exactly twenty-two days after the execution of the original inter vivos trust agreement, which was dated November 18, 1930, and two years and four days after the execution of the will.

The codicil recites the making of the inter vivos trust “ bearing date November 18, 1930,” and reads:

Whereas it was my intention and purpose to embody in, and dispose of by, that Deed of Trust and this Codicil all of my estate which had previously been disposed of by my Last Will and Testament, dated December 22, 1928, and
“ Whereas it is my intention that my said Last Will and Testament shall be superseded by the said Deed of Trust and this Codicil, unless the said Deed of Trust, .shall not be in effect at the time of my decease.”

The first item of the codicil thereupon gives to Brooklyn Trust Company all property which the testatrix may not have alienated during her life, to be held on the trusts described in the fourth, fifth and sixth items of her will, and continues:

Second. In the event that at the time of my decease I shall not have exercised the right reserved by me to revoke the said Deed of Trust in full, then and in that event only I revoke so much of my said Last Will and Testament as shall not be necessary or required to give force and effect to this Codicil, without thereby reviving any prior Will of mine.”

The “ third ” item authorizes Brooklyn Trust Company to merge with the corpus of the trusts described in said Deed of Trust * * * all of the property disposed of by this Codicil and to administer the same as though the same had been received by them on November 18, 1930, in pursuance of the said Deed of Trust.”

On April 27, 1937, the decedent and Brooklyn Trust Company entered into a new trust agreement, which recited that she conveyed to the latter the property specified in Schedule A attached thereto. Its first paragraph read: I revoke, cancel and annul the Indenture of Trust executed, acknowledged and delivered by me to the Brooklyn Trust Company, under date of November 18th, 1930, and any amendments thereto.”

It has been stipulated that on May 5th, 1937, the Brooklyn Trust Company as Trustee under the deed of trust executed by Louisa P. Strickland and dated November 18th, 1930, duly assigned [979]*979and delivered to said Louisa P. Strickland all of the assets comprising the principal of said Trust of November 18th, 1930. The assignments of such part of said former trust estate as consisted of mortgages or interests therein were duly recorded in the proper Registers’ Offices on May 14th, 1937.”

It is further stipulated that on the succeeding day the decedent executed and delivered to the trustee assignments of the items of property designated as composing the trusts under the agreement executed on April 27, 1937, and that these were similarly recorded on May fourteenth.

it is the position of the trustee that this new trust agreement of 1937 was in reality a continuance of the trust created by the 1930 agreement. There is nothing in the record to demonstrate that fact. The principal contributions to the 1937 trust are not indentifiable from the schedule attached thereto as having formed parts of the principal of the 1930 trust. Even were the contrary the fact, however, the 1937 trust was not, as a matter of law, a continuance of the 1930 trust.

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In re the Probate of the Will of Cherkoff
19 Misc. 2d 69 (New York Surrogate's Court, 1958)

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Bluebook (online)
172 Misc. 976, 16 N.Y.S.2d 666, 1939 N.Y. Misc. LEXIS 2594, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-strickland-nysurct-1939.