In Re the Disciplinary Proceeding Against Kaiser

759 P.2d 392, 111 Wash. 2d 275
CourtWashington Supreme Court
DecidedJuly 15, 1988
DocketJ.D. 4
StatusPublished
Cited by47 cases

This text of 759 P.2d 392 (In Re the Disciplinary Proceeding Against Kaiser) is published on Counsel Stack Legal Research, covering Washington Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Disciplinary Proceeding Against Kaiser, 759 P.2d 392, 111 Wash. 2d 275 (Wash. 1988).

Opinions

Dore, J. —

We hold that campaign statements made by District Judge James C. Kaiser violate Canons 1, 2(A) and 7 of the Code of Judicial Conduct. Those Canons require a judge to uphold the integrity of the judiciary, prohibit statements of party affiliation and prohibit pledges or promises of politically favored treatment. We censure Judge Kaiser.

Facts

In 1986, Judge Kaiser of the Northeast District Court in King County faced an especially strong challenge from William Roarty, a Seattle city attorney primarily handling driving while intoxicated (DWI) prosecutions. Judge Kaiser lost the primary vote to Roarty by a significant margin. As he prepared his campaign to save his seat, Judge Kaiser discovered that Roarty had successfully capitalized on his experience in DWI enforcement to create the impression [277]*277that he would improve DWI enforcement as district judge.1

Judge Kaiser considered himself an especially strict judge in DWI cases. In fact, he was at one time a member of the organization Mothers Against Drunk Drivers (MADD). In 1983 Judge Kaiser was admonished by the Judicial Qualifications Commission when it held that his membership in MADD violated Canon 5(B) of the Code of Judicial Conduct. Canon 5(B) prohibits involvement in civic organizations that are concerned with matters that may come before a judge and which might reflect adversely on a judge's impartiality.

Judge Kaiser also discovered that some of Roarty's financial backing came from attorneys who emphasized DWI defense in their practice. It appears that there was an organized effort by some of these attorneys to support Roarty. For example, one testified that he contacted numerous attorneys at the East King County Bar Association golf tournament in September 1986, seeking their support for Roarty. These were attorneys who were likely to appear before Judge Kaiser in defending DWI defendants.

In addition, Roarty had sought and received the endorsement of the Democratic Party. Judge Kaiser also had been contacted concerning that endorsement. He declined to be interviewed, however, because he believed that such an endorsement was inconsistent with the nonpartisan nature of the election.

The Democratic endorsement was a significant factor in this race. The returns from the primary election, which Roarty won, show that Democratic voters significantly outnumber Republicans in northeast King County.

To counter the Democratic Party's endorsement of Roarty, Judge Kaiser's campaign sent a letter, which he [278]*278read and approved, to Democratic precinct committee chairpersons. The letter contained the following paragraph:

Bearing in mind the nonpartisan position a judge must maintain while on the bench, it may be useful for you to know that Judge Kaiser's family have been lifelong Democrats. Indeed, Judge Kaiser has doorbelled for Democrats in the past. Although he is precluded by law from participating in partisan politics, his opponent has not been under this restriction and therefore may have provided you with a better opportunity to know him.

Commission exhibit 1(E). In order to counter Roarty's campaign on the DWI issue, Judge Kaiser made the following campaign statements:

Kaiser is "Toughest On Drunk Driving. ..." "Judge Kaiser's opponent, Will Roarty, receives the majority of his financial contributions from drunk driving defense attorneys. These lawyers do not want a tough, no-nonsense judge like Judge Kaiser."

Commission exhibit 1(A).

"Will Roarty is supported by D.W.I. defense attorneys— there must be a reason. ”

Commission exhibit 1(B).

Judge Kaiser is tough on drunk driving. . . Will Roarty, the opponent, receives the majority of his financial support from drunk driving defense attorneys, whose primary interests are getting their clients off.

Commission exhibit 1(C)(1).

My opponent, Will Roarty, has received the majority of his financial contributions from drunk driving defense attorneys. This is the only group involved with Northeast District Court not supporting my re-election.
The point is clear, I am a tough, no-nonsense judge and this group of attorneys wants to prevent my reelection."

Commission exhibit 1(D).

The Commission served a complaint on Judge Kaiser in March 1987. A hearing was held before the Special Master in May 1987. He concluded that Judge Kaiser's campaign statements violated Canons 1, 2(A) and 7 of the Code of Judicial Conduct. The Commission unanimously held there [279]*279was clear, cogent and convincing evidence to support the Special Master's conclusions, and recommended that Judge Kaiser be censured. The case was then certified to this court.

We consider several issues, including: (a) the standard of review to be applied by this court; (b) whether any of Judge Kaiser's statements violate the Code of Judicial Conduct; (c) whether Judge Kaiser's statements are protected by the free speech guaranties of the state and federal constitutions; and (d) in the event we find a code violation, the proper sanction for this case.

The Standard of Review

The power to discipline a judge is conferred by amendment 71 of the State's constitution on the Supreme Court alone. Const. art. 4, § 31. The court cannot delegate its fact-finding responsibility and de novo review of disciplinary proceedings is required by this court. In re Deming, 108 Wn.2d 82, 88, 736 P.2d 639 (1987). However, the court gives "considerable weight" to the findings and recommendation of the Commission. In re Buchanan, 100 Wn.2d 396, 400, 669 P.2d 1248 (1983). The standard of proof is "clear, cogent and convincing evidence." Deming, at 109.

Judge Kaiser Made an Improper Statement of Party Affiliation

Judge Kaiser's statement that his family were lifelong Democrats and that he himself had doorbelled for Democrats in the past violated CJC Canon 7(A)(2).

Canon 7(A)(2) provides in part:

The judge or candidate shall not identify himself as a member of a political party . . .

The clear import of the Kaiser letter is that Judge Kaiser is a member of the Democratic Party. Judge Kaiser testified that he intended the letter to counteract Roarty's endorsement by the Democrats. He stated that he wished to soften the implication that since Roarty was the Democrats' candidate, that he, Kaiser, must be a Republican.

[280]*280It is true that the letter is phrased so as to avoid a direct identification of the Judge as a Democrat and that it mentions the restrictions on him regarding statements of party affiliation. Despite the phrasing and the disclaimers, however, the letter has one unmistakable message. Indeed, the disclaimers explain the phrasing away, leaving the clear implication that Judge Kaiser is himself a Democrat. We hold that Canon 7(A)(2)'s prohibition on statements of party affiliation has been violated.

Judge Kaiser Improperly Pledged Favored Treatment

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Bluebook (online)
759 P.2d 392, 111 Wash. 2d 275, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-disciplinary-proceeding-against-kaiser-wash-1988.