Republican Party of Minnesota v. Kelly

247 F.3d 854, 2001 WL 434484
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 30, 2001
Docket99-4021, 99-4025 and 99-4029
StatusPublished
Cited by11 cases

This text of 247 F.3d 854 (Republican Party of Minnesota v. Kelly) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Republican Party of Minnesota v. Kelly, 247 F.3d 854, 2001 WL 434484 (8th Cir. 2001).

Opinions

JOHN R. GIBSON, Circuit Judge.

The issue before us in this appeal is whether Canon 5 of the Minnesota Code of Judicial Conduct, a rule promulgated by the Supreme Court of Minnesota tq deal with political activity deemed inappropriate to judicial office, violates the First and Fourteenth Amendments of the United States Constitution. Canon 5 restricts candidates for judicial office from attending and speaking at partisan political gatherings; identifying their membership in a political party; seeking, accepting, or using a political party endorsement; announcing their views on disputed legal and political issues; personally soliciting campaign contributions; or authorizing or knowingly permitting others to do these things on the candidates’ behalf. The district court1 held that Canon 5’s provisions, except for the restriction on candidates announcing their views on disputed legal and political issues, were narrowly tailored to serve a compelling state interest in maintaining the independence and impartiality of Minnesota’s judiciary, did not offend equal protection, and were not im-permissibly vague. Republican Party v. Kelly, 63 F.Supp.2d 967, 974-88 (D.Minn.1999). As to the “announce” clause, the court concluded that a broad reading of the clause would raise constitutional difficulties. The court construed the clause narrowly to uphold its constitutionality, however, predicting that the Minnesota Supreme Court would do the same. Id. at 983-86. We affirm.

I.

The Minnesota Constitution provides that judges “shall be elected by the voters from the area which they are to serve,” and that their term of office shall be six years. Minn. Const, art. 6, § 7. In 1912, the Minnesota General Assembly designated judicial elections as nonpartisan, meaning that party affiliation is not listed when candidates file for office, nor does it appear on the ballot. Act of June 19, 1912, ch. 2, 1912 Minn. Laws Spec. Sess. 4-6.

Ethical codes restricting the campaign conduct of judicial candidates have existed in Minnesota since at least 1950, when the Minnesota District Judges Association adopted by unanimous vote the ABA’s Canons of Judicial Ethics (1924). In 1974, the Minnesota Supreme Court promulgated a code of judicial conduct that was based in large measure on the ABA’s Model Code of Judicial Conduct (1972). Over the years, the Minnesota Supreme Court has revised its ethical rules, including those relating to a candidate’s ability to attend and speak at political gatherings, to solicit campaign funds, and to discuss certain topics.

Gregory Wersal, a Minneapolis-area attorney and longtime member of the Republican Party of Minnesota, ran unsuccessfully for the office of Associate Justice of the Minnesota Supreme Court in 1996 and 1998. The year Wersal launched his first campaign, the Minnesota Supreme [858]*858Court revised its code of judicial conduct. The court renumbered and reorganized the canons and made several substantive changes, bringing the code largely in line with the 1990 version of the ABA’s Model Code of Judicial Conduct.

Wersal interpreted one revision to lift a twenty-two-year ban on judicial candidates speaking to partisan political gatherings. From 1974 until 1996, Canon 7 of the Minnesota Code of Judicial Conduct barred candidates and judicial incumbents from speaking at partisan political gatherings, but allowed them to accept invitations to speak on them own behalf to other groups. Canon 7(A)(2) (1974) (a judicial candidate or incumbent “may accept invitations to attend and speak on his own behalf at other than partisan political gatherings”). It also prohibited judges from engaging in political activity except on behalf of measures to improve the law or the legal system. Canon 7(A)(4) (1974). In the 1996 revisions, the Minnesota Supreme Court reorganized and revised the subsections of Canon 7 and renumbered it as Canon 5. One subsection of the newly revised Canon 5 allowed candidates and judges to speak on their own behalf to gatherings generally, while another prohibited candidates and incumbents from attending political events. Canon (5)(A)(l)(a) & (d) (1996).

Consistent with his reading of the canon, Wersal, his wife Cheryl, and members of his campaign committee spoke at Republican Party gatherings as part of Wersal’s 1996 bid for office. At these gatherings, they announced that Wersal was a member of the Republican Party and that he favored strict construction of the Constitution. They distributed campaign literature criticizing several Minnesota Supreme Court decisions on issues such as crime, welfare, and abortion as being “marked by their disregard for the Legislature and lack of common sense.” In addition, the campaign committee sought unsuccessfully to obtain an endorsement by the Republican Party.2

In May 1996, a delegate to a Republican district convention filed an ethical complaint against Wersal with the Office of ■Lawyers Professional Responsibility. The Office of Lawyers Professional Responsibility, under the direction of the Minnesota Lawyers Professional Responsibility Board (collectively, the Lawyers Board), investigates and prosecutes ethical violations of lawyer candidates for judicial office. The complainant questioned the propriety of Wersal’s attendance at Republican gatherings, the campaign committee’s solicitation of partisan support, and the campaign materials critical of Minnesota Supreme Court decisions. The Director of the Lawyers Board dismissed the complaint, concluding that no disciplinary action was warranted under Canon 5.

In the Director’s written determination, she first noted that it was unclear whether the Minnesota Supreme Court had intended to retain the ban on candidates speak[859]*859ing to political gatherings when it revised the code in 1996. Second, she pointed out that the 1996 version of Canon 5 restricted only candidates, and not their campaign committees, from soliciting publicly stated support. Finally, the Director expressed doubts about the applicability of the announce clause to Wersal’s campaign statements. Citing several decisions from other jurisdictions in which similar language was either struck down or interpreted narrowly, she also questioned whether the clause was enforceable.

Ethical complaints are deemed confidential in Minnesota, but notification of the Director’s initial determination whether a complaint should be dismissed summarily or investigated further is provided to the complainant and to the respondent lawyer. Sometime after Wersal received this notification, he withdrew his candidacy for the 1996 race, fearing that further ethical complaints would jeopardize his ability to practice law. In January of the following year, Wersal announced his candidacy for a supreme court seat opening up in 1998, and he and his campaign committee began campaigning as they had in the 1996 race, 'including the campaign committee’s pursuing the Republican Party endorsement.

The Minnesota Board on Judicial Standards (the Judicial Board), the body charged with enforcing ethical codes against judges, petitioned the Minnesota Supreme Court in September 1997 to amend Canon 5, primarily to clarify the nonpartisan nature of judicial elections. The Judicial Board, which had become aware that Wersal’s campaign committee was soliciting a political party endorsement, urged the court to add language that would limit the ability of candidates to identify themselves as members of a political organization and that would prevent campaign committees from seeking endorsements from political organizations.

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Republican Party of Minnesota, an Association Indian Asian American Republicans of Minnesota, an Association Republican Seniors, an Association Young Republican League of Minnesota, a Minnesota Nonprofit Corporation Minnesota College Republicans, an Association, - Gregory F. Wersal, Individually, Cheryl L. Wersal, Individually Mark E. Wersal, Individually Corwin C. Hulbert, Individually, - Campaign for Justice, an Association, Minnesota African American Republic Council, an Association, - Muslim Republicans, an Association Michael Maxim, Individually Kevin J. Kolosky, Individually v. Verna Kelly, in Her Capacity as Chairperson of the Minnesota Board of Judicial Standards, or Her Successor, Barry M. Lazarus, in His Capacity as Chairperson of the Minnesota Board of Judicial Standards, or His Successor Edward J. Cleary, in His Capacity as Director of the Minnesota Office of Lawyers Professional Responsibility, or His Successor Charles E. Lundberg, in His Capacity as Chair of the Minnesota Lawyers Professional Responsibility Board, or His Successor, - Minnesota Civil Liberties Union, Amicus on Behalf of the Minnesota State Bar Association, Amicus on Behalf of Republican Party of Minnesota, an Association Indian Asian American Republicans of Minnesota, as Association Republican Seniors, an Association Young Republican League of Minnesota, a Minnesota Nonprofit Corporation Minnesota College Republicans, an Association Minnesota African American Republic Council, an Association Cheryl L. Wersal, Individually Mark E. Wersal, Individually Corwin C. Hulbert, Individually Gregory F. Wersal, Individually Campaign for Justice, an Association Muslim Republicans, an Association, Michael Maxim, Individually, - Kevin J. Kolosky, Individually v. Verna Kelly, in Her Capacity as Chairperson of the Minnesota Board of Judicial Standards, or Her Successor, Barry M. Lazarus, in His Capacity as Chairperson of the Minnesota Board of Judicial Standards, or His Successor Edward J. Cleary, in His Capacity as Director of the Minnesota Office of Lawyers Professional Responsibility, or His Successor Edward J. Cleary, in His Capacity as Director of the Minnesota Office of Lawyers Professional Responsibility, or His Successor Charles E. Lundberg, in His Capacity as Chair of the Minnesota Lawyers Professional Responsibility Board, or His Successor, - the Minnesota State Bar Association, Amicus on Behalf of Republican Party of Minnesota, an Association Indian Asian American Republicans of Minnesota, an Association Republican Seniors, an Association Young Republican League of Minnesota, a Minnesota Nonprofit Corporation Minnesota College Republicans, an Association, Gregory F. Wersal, Individually, - Cheryl L. Wersal, Individually Mark E. Wersal, Individually Corwin C. Hulbert, Individually Campaign for Justice, an Association - Minnesota African American Republic Council, an Association Muslim Republicans, an Association Michael Maxim, Individually Kevin J. Kolosky, Individually v. Verna Kelly, in Her Capacity as Chairperson of the Minnesota Board of Judicial Standards, or Her Successor Barry M. Lazarus, in His Capacity as Chairperson of the Minnesota Board of Judicial Standards, or His Successor Edward J. Cleary, in His Capacity as Director of the Minnesota Office of Lawyers Professional Responsibility, or His Successor Charles E. Lundberg, in His Capacity as Chair of the Minnesota Lawyers Professional Responsibility Board, or His Successor, - the Minnesota State Bar Association, Amicus on Behalf Of
247 F.3d 854 (Eighth Circuit, 2001)

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Bluebook (online)
247 F.3d 854, 2001 WL 434484, Counsel Stack Legal Research, https://law.counselstack.com/opinion/republican-party-of-minnesota-v-kelly-ca8-2001.