In re National Hockey League Players' Concussion Injury Litigation

120 F. Supp. 3d 942, 2015 WL 4621368
CourtDistrict Court, D. Minnesota
DecidedJuly 31, 2015
DocketMDL No. 14-2551 (SRN/JSM)
StatusPublished
Cited by20 cases

This text of 120 F. Supp. 3d 942 (In re National Hockey League Players' Concussion Injury Litigation) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re National Hockey League Players' Concussion Injury Litigation, 120 F. Supp. 3d 942, 2015 WL 4621368 (mnd 2015).

Opinion

MEMORANDUM OPINION AND ORDER

. S.USAN RICHARD NELSON, District Judge.

This matter is before the Court on Plaintiffs’ Motion to Enforce Subpoenas [946]*946Directed to U.S. NHL Clubs [Doc. No. 142] and related disputes concerning discovery that contains medical and medical-related information of former NHL hockey players. In addition to filing memoranda in support of and in opposition to the instant motion, the parties and non-party U.S. NHL Clubs (“U.S. Clubs”) also filed position papers regarding the de-identifica-tiort of information contained in certain NHL electronic databases. (See Pis.’ Position Paper [Doc. No. 185]; U.S. Clubs’ Position Paper [Doc. No. 186]; and Def.’s Position Paper [Doc. No. 187].) For the reasons set forth herein, Plaintiffs’ motion is granted in part and denied in part.

I. BACKGROUND

Plaintiffs, former professional hockey players in the NHL, allege that they have experienced long-term neurological problems stemming from concussions that they sustained while playing for the Defendant NHL. (See Master Admin. Long-Form Compl. ¶¶ 1-2 [Doc. No. 28].) They contend that Defendant knew or should have known of a growing body of scientific evidence purportedly showing a link between repetitive concussive .events, sub-concussive events and/or brain injuries and • a greater risk for chronic neuro-eognitive illness and disabilities. (Id ¶4.) Plaintiffs assert that in 1997, the NHL created a concussion program (the “Concussion Program”) to ostensibly research and study brain injuries affecting NHL players. (Id. ¶ 9.) Citing a Concussion Program report, Plaintiffs contend that Defendant required team physicians to document all concussions sustained during regular season games from 1997-1998 through 2003-2004 using standardized injury report forms. (Id. ¶ 10.) In addition, Plaintiffs allege that the NHL initiated baseline brain testing for its players and required its team doctors and trainers to maintain records of all players who were believed to have suffered concussions. (Id. ¶¶ 10-11.) Defendant used this data, Plaintiffs assert, to study concussions in the NHL 'from 1997 through 2004. (Id. ¶ 11.) Plaintiffs contend that they are now entitled to full discovery of this data.

The Collective Bargaining Agreement (“CBA”) between the NHL and the National Hockey League Players’ Association (“NHLPA”) for the period of September 16, 2012 through September 15, 2022'ad-dresses the use of players’ medical information. (CBA, Art. 34.3, Ex. 3 to Penny Decl. [Doc. No. 145-6].) The CBA provides that in connection with a player’s annual pre-participation medical examination, players must execute the following forms, authorizing the release of medical information: the NHL/NHLPA Authorization Form for Health Care Providers, the NHL/NHLPA Concussion Program Authorization, and the Authorization for Management and Release of Neuropsychological Test Results. (Id., Art. 34.5(a).) In addition, the CBA indicates that the U.S. Clubs are required to input certain types of medical records into the Athlete Health Management System (“AHMS.”) (Id., Art. 34.5(b)©). While the CBA otherwise generally- prohibits the disclosure -of medical information absent “express, prior written consent of the Player or as required by law” (id., Art. 34.5(c)(ii)), it contains several exceptions for the disclosure of medical information. Most relevant here are two exceptions, the first of which is the public relations exception:

For public relations purposes, a Club, the League, and/or the NHLPA may disclose the following information: (A) for injuries sustained during the course of a Player’s employment as a hockey Player with the Club, including, but not limited to, travel with his team or on business requested by the Club: (I) the nature of a Player’s injury, (II) the prognosis and the anticipated length of recovery from the injury, and (III) the [947]*947treatment and surgical procedures undertaken or anticipated in regard to the injury; and (B) for any other medical and/or health condition that prevents a Player from renderings services to his Club: (I) the fact that a medical and/or health condition is preventing the Player from rendering services to the Club, and (II) the anticipated length of the Player’s absence from the Club.

(Id., Art. 34.5(c)(iii).)

The second relevant exception, the “de-identified exception,” is found in Article 34.5(c)(ii). In addition to permitting disclosure pursuant to an express release, this provision contains an exception, permitting disclosure where the disclosed information contains no player-identifying information:

Except with respect to uses, disclosures and redisclosures of Medical Information that are permitted under the CBA, the SPC, and the Authorizations, the Clubs, the NHLPA and the League shall not use, disclose or redisclose any Medical Information relating to a Player (unless stripped of all individual Player-identifying information) without the express, prior, written consent of the Player or as required by law.

(Id., Art. 34.5(c)(ii)) (emphasis added).

As part of Plaintiffs’ discovery in this action, they served subpoenas on 23 U.S. Clubs in January 2015. (Penny Decl. ¶ 2 [Doc. No. 145].) Among the information that Plaintiffs requested was information concerning head trauma and brain disease, including diagnoses of head trauma and brain disease, studies or analysés of the incidence of players’ brain disease, and communications between the U.S. Clubs and Defendant regarding head trauma and brain disease. (See Ex. 1 to Penny Decl. [Doc. No. 145-1].) At the time that Plaintiffs served the subpoenas, they provided the U.S. Clubs with a copy of the December 19, 2014 Protective Order entered in this case, which applied to the disclosure of “information protected under privacy law’s, including personal or medical information;” (12/19/14 Protective Order at ¶¶ 1, 3 [Doc. No. 70].) When an Amended Protective Order [Doc. No. 140] was filed in this case, Plaintiffs' provided the U.S. Clubs with a copy of that order as well.

The U.S! Clubs objected to the information requested in Plaintiffs’ subpoenas, primarily on grounds of medical privacy and burden. (See U.S. Club’s Opp’n Mem. at 2-3 [Doc. No. 156].) Instead, the U.S. Clubs offered to produce unredacted medical files only for any former or current NHL player who signed an authorization form. (Id. at 3.) Plaintiffs countered with a proposal that the U.S; Clubs produce a statistically significant sample of player medical records, which the U.S. Clubs rejected. (Id.) The U.S. Clubs contended that any such sample would still require them to disclose non-party medical information without player authorization, in violation of the law and the applicable CBA. (Id. at 4.)

The NHL also filed a response in opposition to Plaintiffs’ motion to enforce the subpoenas, arguing that the subpoenas posed an invasion into the privacy rights of the players whom Plaintiffs purportedly represent, (NHL’s Opp’n Mem. at 1 [Doc. No. 159].) Defendant further contended that Plaintiffs provided no justification for the need for players’ pre-retirement information. (Id. at 6.)

While the Court did not rule on the merits of the motion to.enforce the subpoenas, at the conclusion of the hearing on the motion, the Court offered guidance and directed the parties and the U.S. Clubs to meet and- confer on their disputes-. (See

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