In Re Morris Epstein

32 F.3d 1559, 40 Fed. R. Serv. 773, 31 U.S.P.Q. 2d (BNA) 1817, 1994 U.S. App. LEXIS 21932, 1994 WL 440454
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 17, 1994
Docket93-1283
StatusPublished
Cited by40 cases

This text of 32 F.3d 1559 (In Re Morris Epstein) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Morris Epstein, 32 F.3d 1559, 40 Fed. R. Serv. 773, 31 U.S.P.Q. 2d (BNA) 1817, 1994 U.S. App. LEXIS 21932, 1994 WL 440454 (Fed. Cir. 1994).

Opinions

SCHALL, Circuit Judge.

This appeal is from the January 22, 1993 decision of the United States Patent and Trademark Office (PTO) Board of Patent Appeals and Interferences (Board), Appeal No. 92-2705. In its decision, the Board affirmed the examiner’s rejection of all pending claims (1-13, 15, 17, and 20-59) in appellant Epstein’s patent application serial No. 07/326,749, filed March 21,1989, for an “Integrated Electronic Parts Warehousing and Distribution System and Method.” Claim 44 stands rejected as anticipated under 35 U.S.C. § 102(b) (1988) by a software product [1562]*1562entitled “CONTROL SYSTEM” which, as evidenced by a catalog listing, was “in public use or on sale” more than one year before appellant’s filing date. All claims stand rejected as obvious under 35 U.S.C. § 103 (1988) by the CONTROL SYSTEM software product, either alone or in combination with various references. We affirm.

BACKGROUND

Appellant’s patent application is directed generally toward a computerized multi-ven-dor central parts warehouse. The concept is that parts of any type (e.g., fasteners, electronic parts, office supplies, and the like), or at least information on the parts, from a number of vendors are stored in a single warehouse system. The system enables a buyer to do one-stop parts shopping via computer link to the system. The system has computerized features for handling various aspects of the buying, selling, and storage and retrieval of parts in or from the warehouse system.1 In the preferred embodiment, both buyers and vendors can communicate electronically with a central computer from remote terminals. Vendors can list parts available from them, and buyers can determine which vendors offer parts they seek and place their orders electronically.

Appellant filed the application on March 21,1989. In a first office action dated March 20, 1991, the examiner allowed all but three of the fifty-eight then-pending claims over the following prior art:

1)U.S. Patent No. 4,734,858 to Schlafly for “Data Terminal and System for Placing Orders,” which was filed November 26, 1984, and issued March 29, 1988;
2) Canada Patent No. 1,188,814 to Epstein for “Warehousing System and Method,” which issued on June 11, 1985; and
3) “EMPTOR” database product brochure, dated 1983.

Applicant responded on April 10, 1991, by cancelling two of the disallowed claims and amending the other disallowed claim as suggested by the examiner.

In a subsequent office action dated May 23, 1991, a new examiner, relying on several newly discovered publications, withdrew the previous allowance and rejected all pending claims. As listed by the examiner, the newly discovered publications were:

1) “CONTROL SYSTEM 7.0” software product, as described in a database print-out (no date), which states a release date of January 1982;
2) “SMART/SCSS” software product, as described in a Datapro Research Group catalog dated February 1991, which states a first installation date of January 1987;
3) “Pro-Search” software product, as described in a database print-out (no date), which states a release date of October 1986, for version 1.08, and October 1, 1987, for version 1.07;
4) “DIALOG” database system, as described in a seminar book dated June 1988, which contains DIALOG file descriptions separately dated March 1987 [1563]*1563and sample DIALOG searches (not separately dated);
5) “CONTROL SYSTEM” software product, as described in a Datapro Research Group catalog dated February 1991, which states a first installation date of March 1982; and
6) “DCS2000” software product, as described in a Datapro Research Group catalog dated February 1991, which states a first installation date of 1977.

Only one of these publications — the DIALOG seminar book — is a prior art publication. The other publications are not prior art themselves; rather, they allegedly evidence prior art products. The examiner rejected one claim (claim 44) as being anticipated under 35 U.S.C. § 102(b) by the CONTROL SYSTEM software product. In addition, the examiner rejected all then-pending claims (1-13, 15, 17 and 20-59) as being obvious under 35 U.S.C. § 103 over one or more of the newly discovered prior art items (including, at least, the CONTROL SYSTEM software product) in combination with one or more of the prior art items cited by the previous examiner.

As indicated above, the Board affirmed the examiner’s rejections as to all the claims. In so doing, the Board rejected appellant’s argument that, because several of the newly discovered prior art software products were described in writings dated after the applicant’s filing date, such software products were not properly considered prior art and were not competent evidence of the level of skill in the art at the time of the invention. Board op. at 5-7. The Board also rejected appellant’s argument that various publications cited by the examiner were not enabling of the features for which they were cited. Id. at 5. Finally, because appellant’s brief did not address the merits of the prior art rejections, the Board sustained the rejections. Id. at 7.2

Appellant seeks from this Court reversal of the Board’s decision and an Order that the Commissioner issue a Notice of Allowance.

DISCUSSION

I. ISSUES

The issue of greatest import in this case is whether there is clear error in the Board’s fact finding in support of its legal conclusion that various third-party software products were “in public use or on sale” more than one year before appellant’s filing date, and thus were properly considered prior art. These software products are described in various abstracts that, as the PTO admits, are not prior art publications; however, the abstracts do indicate that the products were “first installed” or “released” prior to one year before appellant’s filing date. Appellant argues that, with only the abstracts as evidence, the PTO has not met its evidentiary burden of proving the “in public use or on sale” status of the third-party software products by a preponderance of the evidence. Closely related to this issue is whether there is clear error, as appellant argues there is, in the Board’s fact finding that the abstracts evidence the level of ordinary skill in the art at the time the invention was made.

Also at issue in this ease is whether the Board erred as a matter of law in concluding that the publications used by the examiner are sufficiently enabling of the features for which they are cited. Appellant claims that the Board erred on this point. Finally, there is the issue of whether the Board clearly erred, as appellant claims it did, in sustaining the examiner’s rejection of the claims at issue as either obvious or anticipated.

II.

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32 F.3d 1559, 40 Fed. R. Serv. 773, 31 U.S.P.Q. 2d (BNA) 1817, 1994 U.S. App. LEXIS 21932, 1994 WL 440454, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-morris-epstein-cafc-1994.