In re J.A.

962 P.2d 173, 1998 Alas. LEXIS 129
CourtAlaska Supreme Court
DecidedAugust 7, 1998
DocketNo. S-8454
StatusPublished
Cited by20 cases

This text of 962 P.2d 173 (In re J.A.) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re J.A., 962 P.2d 173, 1998 Alas. LEXIS 129 (Ala. 1998).

Opinions

OPINION

FABE, Justice.

I. INTRODUCTION

In this case, we must decide whether the State presented enough evidence to establish probable cause that J.A., a nine-year-old passenger in a drunk driving accident, was in imminent and substantial risk of physical harm. This was not an isolated instance of drunk driving for J.A.’s father, the driver of the car; he has a history of four prior reckless and drunk driving convictions, including two since 1992. Moreover, J.A.’s parents have longstanding substance abuse problems, and their pattern of domestic violence had driven the mother from the home on the day of the accident. Because a probable cause determination must be made in light of the totality of the circumstances, we conclude that the trial judge erred in failing to find probable cause that J.A. was in need of aid.

II. FACTS AND PROCEEDINGS

Joseph and Eliza A. have three children. J.A., the youngest, is nine years old and an Indian child within the meaning of the federal Indian Child Welfare Act (ICWA), 25 U.S.C. § 1901 et seq. On October 18, 1997, Joseph backed his car into a neighbor’s vehicle while attempting to leave the parking lot of his housing complex. J.A. was a passenger in the car. After failing a field sobriety [175]*175test, Joseph was arrested for Driving While Intoxicated (DWI) and taken into custody. J.A. was taken into emergency custody because there was no adult available to care for him.

On the following day, the Department of Health and Social Services filed a Child in Need of Aid (CINA) petition for temporary custody and adjudication. The petition was later amended to include allegations of a family history of domestic violence and substance abuse. A superior court master held a preliminary hearing. Based upon Joseph’s and Eliza’s stipulations, the master found probable cause to believe that J.A. was a child in need of aid and placed him in temporary state custody.

A second hearing was held before the superior court in December 1997. Attorneys for Joseph, Eliza, and the State were present, as were the guardian ad litem and a representative from the Native Village of Tununak. Joseph and Eliza sought to withdraw their stipulations as to probable cause. The superior court allowed the withdrawal and placed the burden of establishing probable cause on the State. After hearing testimony, Superior Court Judge Sen Tan ruled that although probable cause existed at the time of the accident, “it did not continue once [the father] was released and [the parents] were ready to assume custody of [J.A.].” The superior court then dismissed the petition and ordered J.A. returned to the custody of his parents. The State appeals.

III. STANDARD OF REVIEW

Whether probable cause exists is a mixed question of law and fact. See Saucier v. State, 869 P.2d 483, 484 (Alaska App.1994). Absent clear error, this court will accept the factual findings of the lower court. See id. ‘Whether probable cause arises from those facts, however, is a purely legal question” that this court reviews de novo. Id.; accord Chandler v. State, 880 P.2d 789, 792 (Alaska App.1992); State v. Grier, 791 P.2d 627, 631 (Alaska App.1990).

Although the dissenting justices urge us to review the superior court’s probable cause decision under the deferential “clearly erroneous” standard, we are persuaded that de novo review is the proper standard to be applied to a probable cause determination in a CINA case, just as it is in a case involving criminal law.

The question of what standard of review should be applied to probable cause determinations in cases involving warrantless searches was examined in depth by the United States Supreme Court in Ornelas v. United States, 517 U.S. 690, 116 S.Ct. 1657, 134 L.Ed.2d 911 (1996). There, Chief Justice Rehnquist, writing for the eight-member majority, concluded that once the historical facts are established, “the rule of law is undisputed” and the issue becomes whether those facts satisfy the applicable statutory or constitutional standard. Id. at 696, 116 S.Ct. 1657 (quoting Pullman-Standard v. Swint, 456 U.S. 273, 289 n. 19, 102 S.Ct. 1781, 72 L.Ed.2d 66 (1982)). The Court reasoned that to allow a policy of deferential review would permit different judges to draw different conclusions as to whether the facts are sufficient to constitute probable cause. “This, if a matter-of-course, would be unacceptable.” Id. at 697, 116 S.Ct. 1657. The Court further observed that because the legal rules for probable cause acquire meaning only through their application to the specific facts of a given case, “[i]ndependent review is therefore necessary if appellate courts are to maintain control of, and to clarify the legal principles.” Id. (citation omitted).1 These policy reasons for requiring de novo review of a probable cause determination in a criminal case are also applicable to the CINA context.

Furthermore, giving deference to the trial court’s factual findings but reviewing its legal determination of probable cause under a de novo standard is consistent with our approach in recent CINA decisions. For example, in R.J.M. v. State, 946 P.2d 855, 861 (Alaska 1997), we stated that we would apply [176]*176the clearly erroneous standard to the trial court’s factual findings, but “in determining whether the trial court’s findings comport with the requirements of the CINA statutes and rules, we deal with questions of law, and so apply the de novo standard of review.” See also R.R. v. State, 919 P.2d 754, 755 n. 1 (1996). We therefore apply the de novo standard of review to Judge Tan’s probable cause decision and exercise our independent judgment.

IV. DISCUSSION

A. Definition of Probable Cause in a CINA Case

Within forty-eight hours after the State has filed a petition alleging that a child is in need of aid, the superior court must conduct a temporary custody hearing. See AS 47.10.142(d); CINA Rule 10(a)(1). The court is charged with determining whether, at the time of the hearing, probable cause exists to believe that the child is a child in need of aid as defined in the statute. See AS 47.10.142(d).2 The trial court must make its probable cause findings in light of the totality of the circumstances. See, e.g., Van Sandt v. Brown, 944 P.2d 449, 452 (Alaska 1997) (citing Illinois v. Gates, 462 U.S. 213, 231-32, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983)); Lord v. Wilcox, 813 P.2d 656, 659 (Alaska 1991).

In CINA proceedings, probable cause is established where reasonably trustworthy information would justify a prudent person’s belief that the child is in need of aid. Cf. Lord, 813 P.2d at 658 (defining probable cause to arrest); State, Dep’t of Fish & Game v. Meyer, 906 P.2d 1365

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Bluebook (online)
962 P.2d 173, 1998 Alas. LEXIS 129, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ja-alaska-1998.