State, Department of Administration, Division of Retirement & Benefits v. Shea

394 P.3d 524, 2017 WL 1422475
CourtAlaska Supreme Court
DecidedApril 21, 2017
Docket7166 S-15787
StatusPublished
Cited by4 cases

This text of 394 P.3d 524 (State, Department of Administration, Division of Retirement & Benefits v. Shea) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State, Department of Administration, Division of Retirement & Benefits v. Shea, 394 P.3d 524, 2017 WL 1422475 (Ala. 2017).

Opinions

OPINION

WINFREE, Justice.

I. INTRODUCTION

A state employee applied for occupational disability benefits, claiming that prolonged sitting at work aggravated a preexisting medical condition. The Division of Retirement and Benefits denied the claim. An administrative law judge affirmed that decision, determining that employment was not a substantial factor in causing the employee’s dis[527]*527ability. On appeal the superior court reversed the administrative law judge’s decision. Because the administrative law judge’s decision was supported by substantial evidence, we reverse the superior court’s decision and thereby affirm the administrative law judge’s decision.

II. FACTS AND PROCEEDINGS

A. Underlying Facts And Prior Proceedings

This case comes to us for a third time.1 The underlying facts and proceedings relevant to this appeal are fully set forth in Shea II.2

In brief, Shirley Shea suffers from chronic pain and has been unable to work since 2001.3 Shea was granted non-occupational disability benefits in March 2003,4 but was denied occupational disability benefits because the Division of Retirement and Benefits’ retained expert, Dr. William Cole, concluded after reviewing Shea’s medical record that “[tjhere is not evidence from the record that the pain was caused by her occupation.” 5 In response Shea underwent a series of medical exams between August 2003 and August 2005 seeking to determine the connection, if any, between prolonged sitting at her employment and her chronic pain.6 The Division found the new information unconvincing:

In August 2005, at the Division[’s] request, Dr. William Cole reviewed all the information in Shea’s medical record, including the opinions and medical reports Shea had obtained since Dr. Cole’s opinion in March 2003. After considering this information, Dr. Cole maintained his opinion that “there is not a substantial presentation of an argument to support [Shea’s] claim that her job activities were [a] significant contributing factor to this condition, no more than the rest of the activities of daily living of her life were.” As a result, the Division affirmed its denial of Shea’s claim for occupational disability benefits.[7]

Shea appealed this decision to the Office of Administrative hearings, and a hearing was held in March 2006.8 Both Dr. Michael Smith, whom Shea had seen in 2004 for an opinion on causation,9 and Dr. Joella Beard, whom Shea had seen in 2001 for a disability impairment rating,10 testified at the hearing.11

The Administrative Law Judge (ALJ) found by a preponderance of the evidence that Shea “suffered some form of injury to her ilioinguinal nerve in the course of the 1984 procedure, resulting in long-term unresolved ilioinguinal neuralgia.” But he defined her “disabling condition [as] chronic pain syndrome, primarily resulting from the nerve injury in 1984, and referred and secondary pain related to that injury.” He also found that the initial trauma from 1984 left Shea “with a vulnerable nerve, which intermittently flared up ... as a result of the activities of everyday life, leading eventually to secondary bursitis and referred pain in a variety of areas.” He noted that Shea’s bursitis, however, “is not disabling, and the chronic pain she suffers has many sources other than her working conditions.... Her claim for disability benefits rests on whether, in light of the record as a whole, her employment was a substantial factor in a complex chronic pain syndrome.”

The ALJ found that Shea “did not prove by a preponderance of the evidence that her employment was a substantial factor in her disability” and affirmed the Division’s denial [528]*528of Shea’s occupational disability claim;12 Shea appealed to the superioi* court, and it affirmed the ALJ’s decision.13 Shea appealed to this court, and we reversed the superior court’s decision upholding the ALJ’s decision and remanded for proceedings consistent with our explanation of the appropriate causation standard.14

B. The ALJ’s Decision On Remand

The ALJ issued his decision on remand in February 2013. No new evidence was considered, but the ALJ did consider the parties’ briefs and our Shea II decision, which authorized the ALJ to “reevaluate the evidence ... as he deemfed] necessary,”15 The sole issue again was whether Shea’s employment was a substantial factor in causing her disabling pain.

The ALJ examined evidence indicating that prolonged sitting at work was a substantial factor in causing Shea’s disabling pain. Among this evidence was; “(1) Dr. Smith’s opinion [at the hearing] that-prolonged sitting aggravated a physical condition and her pain symptoms, ... (2) sitting was painful to her, (3) her job duties involved long periods of sitting, and (4) during the time she worked for the State of Alaska, her pain symptoms increased.”

The ALJ also considered evidence indicating that Shea’s employment was not a substantial factor in her disability:

(1) Ms. Shea on multiple occasions prior to becoming disabled reported that her pain was caused by a wide variety of common, every-day activities, including walking, and physical activity in general; (2) .Ms. Shea did not identify sitting as a causal factor until February, 1999, after her symptoms had become highly problematic; (3) Ms. Shea in 1998, and again in 1999, reported no significant or particular aggravating or alleviating factors; (4) Ms. Shea did not herself identify working conditions as. a causal factor until 2003, long after she had ceased working; (5) Dr. Beard’s expert medical opinion that prolonged sitting did not permanently aggravate the underlying physical condition; and (6) Dr. Beard’s observation that Ms. Shea’s pain symptoms could have been a result, in some degree, of psychological factors.

The ALJ determined that Shea had proved prolonged periods of sitting at work were a but-for cause of her disability. But the ALJ concluded that reasonable persons would not attach responsibility to the State for Shea’s disability because her employment conditions were not a sufficiently “significant and important a cause” of her disability; the ALJ therefore found Shea had not proved that prolonged sitting at work was a substantial factor in causing her disability. Shea then appealed the ALJ’s decision, to the superior court.

C. Appeal To The Superior Court

The superior court issued its decision in December 2014, reversing the ALJ’s decision after determining that it was not supported by substantial evidence, The superior court determined that “the factual findings upon which the ALJ based his conclusion that reasonable persons would not attach responsibility to Shea’s employer for her injury were not adequate to support his conclusion,” This determination was driven in part by the notion that “ft]he ALJ cannot find on one hand that Dr.

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Cite This Page — Counsel Stack

Bluebook (online)
394 P.3d 524, 2017 WL 1422475, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-department-of-administration-division-of-retirement-benefits-v-alaska-2017.