In Re Inquiry Concerning Judge Anderson

2004 UT 7, 82 P.3d 1134, 491 Utah Adv. Rep. 29, 2004 Utah LEXIS 5, 2004 WL 111550
CourtUtah Supreme Court
DecidedJanuary 23, 2004
Docket20030345
StatusPublished
Cited by14 cases

This text of 2004 UT 7 (In Re Inquiry Concerning Judge Anderson) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Inquiry Concerning Judge Anderson, 2004 UT 7, 82 P.3d 1134, 491 Utah Adv. Rep. 29, 2004 Utah LEXIS 5, 2004 WL 111550 (Utah 2004).

Opinions

PER CURIAM:

T1 Through a series of tragic personal decisions, spread over a period of years, Judge Joseph W. Anderson has effectively prevented himself from performing the duties of the office of juvenile court judge to which he was appointed. These choices, and their inevitable consequences, were first made known in the facts giving rise to the complaints, and recommendation for discipline, before the Judicial Conduct Commis-gion, from which this action arises. Moreover, the choices and acts which most impact the outcome of this matter appear to have been undertaken primarily, if not solely, for the purpose of influencing the outcome of the Commission's inquiry.

12 Pursuant to our constitutional responsibility to review recommendations of the Judicial Conduct Commission, we have considered the Commission's report regarding Judge Anderson. The constitution directs us to review the recommendations as to both law and fact, and to accept and implement the recommendation, to reject it, or to modify the action proposed by the Commission, depending upon our conclusions after a thorough review of the matter. Utah Const. art. VIII, § 18. The overall purpose is to see that the interests of Utah's citizens, the [1138]*1138Judicial Department of state government, and the judge, in that order of priority, are protected. In addition, the constitutional directives to review as to both law and fact, and to take additional evidence where required, contemplate a review that may include facts or cireumstances relating to not only the evidence heard by the Judicial Conduct Commission, but also events directly related to the Commission's proceedings and recommendation, including matters in mitigation or aggravation.

13 Because of the unique complications in Judge Anderson's case, we appointed a special master to take additional factual evidence on our behalf. Judge Anderson and his counsel participated fully in this additional fact-finding. We have also accepted written submissions from Judge Anderson, raising challenges to the factual findings of the special master, as well as other challenges to the process of judicial discipline in Utah, including concerns about the fairness of the Judicial Conduct Commission proceedings and structure. On these issues, we have received additional written submissions on behalf of the Judicial Conduct Commission, the legislature through its Office of Legislative Counsel, and from the Attorney General on issues related to the process and structure of the Judicial Conduct Commission. In addition, we have heard argument from Judge Anderson, the Judicial Conduct Commission, the legislature, and the Attorney General. We have carefully reviewed all of the materials submitted to us by the parties, as well as the record of proceedings before the special master, and the record of proceedings before the Judicial Conduct Commission.

T4 Finally, unsure that Judge Anderson recognized the seriousness of the position he has placed himself in, we offered him an additional opportunity to address the court specifically on the question of how the apparent inability to resume his full caseload might be resolved short of his removal.

T5 On the basis of these submissions, arguments, and reviews, we have concluded that through his own behavior, and by his own choice, Judge Anderson has created a situation from which he cannot now extricate himself, and which has made it virtually impossible for him to perform a significant portion of the duties of his office as a juvenile court judge. Although Judge Anderson is not solely responsible for the difficulties in which he now finds himself, the predominant causes are his actions, and the primary responsibility for avoiding such a situation is his alone.

T1 6 The Judicial Conduct Commission recommended that Judge Anderson be given a public reprimand for engaging in conduct prejudicial to the administration of justice which brings a judicial office into disrepute, in violation of the obligations imposed upon him as a judge. We accept the findings of the Judicial Conduct Commission, but given the serious ongoing difficulty occasioned by Judge Anderson's conduct, we decline to adopt the recommended sanction. In its place, we conclude that Judge Anderson's behavior has been so prejudicial to the administration of justice as to both justify, and require, his removal from office.

I. JUDICIAL DISCIPLINE IN UTAH

T7 Because matters of judicial discipline rarely reach the level of discussion and dispute necessary for us to render an opinion, and because only three such instances have occurred since the creation of the Judicial Conduct Commission,1 we exercise our prerogative to describe, more broadly than may be absolutely necessary to resolve Judge Anderson's case, the law as it relates to judicial discipline. We do so as a guide to the Judicial Conduct Commission to the degree that doing so is our responsibility, and for the reassurance of the public and judges that we recognize, and take most seriously, our role in the process.

18 With the modification and re-enactment of the Judicial Article to the Utah Constitution in 1984, the people of Utah vested responsibility for judicial discipline in three separate, and independent, processes. [1139]*1139The first is reserved to the voters by article VIII, section 9, that of uncontested retention elections held periodically, by which the people may remove any judge at their pleasure by majority vote, for any reason. The see-ond is vested in the legislature by article VI, sections 17-20, under which a judge may be impeached for "high crimes, misdemeanors, or malfeasance in office" by a two-thirds vote of the House of Representatives, and removed from office after trial by the Senate, again by a two-thirds vote. The third is charged to the Judicial Conduct Commission and this court, under article VIII, section 18.2

T9 The people, through their constitution, have established the Judicial Conduct Commission for the express purpose of investigating and conducting confidential hearings on complaints against any justice or judge of this state. Utah Const. art. VIII, § 13. For any one or more of five enumerated reasons,3 the Judicial Conduct Commission may order the "reprimand, censure, suspension, removal, or involuntary retirement" of any judge. Id. These sanctions are limited in two important ways by the language of the constitution. First, they may only be imposed for one of the enumerated reasons set out in the constitution. Second, no order of the Judicial Conduct Commission is implemented until the Supreme Court has reviewed "the Commission's proceedings as to both law and fact." Id. In this review, the court is empowered by the people to "permit the introduction of additional evidence" as it deems necessary and helpful. Id. Once the review is complete, the court must, "as it finds just and proper, issue its order implementing, rejecting, or modifying the Commission's order." Id.

110 As a consequence of this constitutionally mandated process, it ultimately rests with this court to render a final decision on the propriety and nature of any sanction imposed on a judge. The Judicial Conduct Commission acts in a role more akin to an independent advisory committee to the court in this important process, and not as an independent body with the power to impose consequences on a judge that are simply subject to appellate review by this court.

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Bluebook (online)
2004 UT 7, 82 P.3d 1134, 491 Utah Adv. Rep. 29, 2004 Utah LEXIS 5, 2004 WL 111550, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-inquiry-concerning-judge-anderson-utah-2004.