Rosen v. Saratoga Springs City

2012 UT App 291, 288 P.3d 606, 719 Utah Adv. Rep. 40, 2012 WL 4936626, 2012 Utah App. LEXIS 303
CourtCourt of Appeals of Utah
DecidedOctober 18, 2012
Docket20110497-CA
StatusPublished
Cited by8 cases

This text of 2012 UT App 291 (Rosen v. Saratoga Springs City) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rosen v. Saratoga Springs City, 2012 UT App 291, 288 P.3d 606, 719 Utah Adv. Rep. 40, 2012 WL 4936626, 2012 Utah App. LEXIS 303 (Utah Ct. App. 2012).

Opinion

OPINION

DAVIS, Judge:

[ 1 Aaron Rosen challenges the decision of the Saratoga Springs City Employee Appeals Board (the Board) upholding his demotion in the Police Department for Saratoga Springs City (the City). We set aside the Board's order and direct it to revisit its findings in light of this opinion.

BACKGROUND

12 Rosen's demotion from corporal to top step police officer arose from an incident occurring on January 18, 2011, in which Ro-sen dropped his pants in the presence of a female records clerk (Clerk) at the police department, an event the Board described as a "wardrobe malfunction." Rosen's pants fell to around his knees, and it is unclear if anything besides his shirttails and underpants were visible. Rosen claims that in an attempt to "downplay [his] idiocy" and embarrassment, he made a comment to Clerk that she interpreted as inappropriate. The appeal focuses on what Rosen was ordered to do or not do in the wake of this pants-dropping incident.

T3 The incident prompted an internal affairs investigation during which the investigating officer, Sergeant Kerry Cole, claims to have instructed Rosen on January 19, 2011, (Sergeant Cole's January 19 Instruction) to restrict his contact with Clerk to "'professional contact' ... until things 'cooled off'" Rosen interpreted that instruction as requiring him to limit his contact with Clerk during the investigation period by refraining from discussing the investigation and by conducting any interactions with her within the physical confines of the police department, but not necessarily to restrict those interactions to work-related matters. 1 Several days later, on January 26, 2011, Rosen placed a cireus ticket in Clerk's department mailbox as an apparent peace offering. He obtained the ticket from his part-time job at a radio station. On the ticket he left a note stating, "Sorry so late! Enjoy!" 2 Also on January 26, Rosen responded to an e-mail Clerk sent to the entire department about a work-related matter. Rosen's response did not answer *610 the work-related question posed by Clerk in the e-mail but attempted to make a joke and exchange pleasantries. Clerk described feeling as though the e-mail was mocking her. At the close of the internal investigation on January 28, 2011, Police Chief Gary Hicken "gave [al verbal reprimand to Corporal Ro-sen" (the Verbal Reprimand) as a result of the pants-dropping incident and permitted Rosen to make a brief, casual apology to Clerk. 3

4 On February 2, 2011, Chief Hicken met with Rosen and "ordered Rosen to have nothing but 'professional contact with [Clerk], and nothing else'" (Chief Hicken's February 2 Order). Like Sergeant Cole's January 19 Instruction, Rosen interpreted this latest instruction as requiring him to refrain from contacting Clerk outside of work and to maintain professionalism while at work. However, several days later, on February 7, while passing through the front office, Rosen congratulated Clerk for winning a River Dance ticket giveaway at his radio station. Without Clerk's prior knowledge or permission, Rosen had entered Clerk's name into the giveaway. She was selected at random for the prize and received several phone calls from relatives informing her that they heard her name read over the radio as the contest winner.

T5 That same day, Rosen was placed on paid administrative leave, at which time Chief Hicken repeated to Rosen "that there is to be no contact, no gifts, no [third] party contacts or any other conduct which could be interpreted by [Clerk] as embarrassing, humiliating, or any other unwanted recognition of any kind." In light of the cireus ticket and River Dance incidents, the internal investigation was reopened and Rosen met with Sergeant Cole again on February 11, 2011. In response to the reopened investigation, Rosen submitted a written statement (the prehearing statement) to Sergeant Cole summarizing his feelings and opinion on the events. In the prehearing statement, Rosen described Sergeant Cole's January 19 Instruction as requiring him to "only communicate with [Clerk] 'professionally' as needed, until the conclusion of the [internal investigation]." Ultimately, Sergeant Cole's recommendation at the close of the renewed investigation was that Rosen be demoted for failing to follow his January 19 Instruction by giving Clerk a cireus ticket, and Chief Hicken's February 2 Order by entering Clerk in the River Dance giveaway. Chief Hicken adopted that recommendation and demoted Rosen, characterizing the circus ticket and River Dance incidents as insubordination and conduct unbecoming an officer.

T6 Rosen appealed his demotion to the Board, arguing that "(hle was not given an order and he was not insubordinate" and that "the discipline he received was not proportionate to his alleged offense nor was it consistent with other discipline meted out by the City." The Board upheld the demotion, concluding that giving Clerk a cireus ticket and entering her into the River Dance giveaway did not amount to professional contacts and were made by Rosen intentionally, despite his being instructed by his superiors on at least two occasions to limit his contact with Clerk to professional matters. The Board determined that Rosen's "failure to follow specific instructions and the Chief's direct orders ... is insubordination, which is a serious offense." The Board observed that Ro-sen's conduct "created a significant disruption within the [Police] Department, and it further illustrates his poor judgment, and an inability to lead others by his example," thus justifying his demotion from a supervisory position.

ISSUES AND STANDARDS OF REVIEW

T7 Rosen argues that the Board's decision to uphold his demotion was not supported by substantial evidence and that the Board's failure to make adequate findings of fact has deprived him of the right to a meaningful appeal. Next, Rosen contends that the Board abused its discretion by failing to address the proportionality and consistency of the discipline imposed in light of the nature *611 of the offense and the Police Department's history of disciplinary actions. Rosen also asserts that because the City failed to produce the recording of Rosen's January 19 investigation interview with Sergeant Cole, the Board should not have denied Rosen's motion for an adverse inference, which would have required the Board to accept Rosen's description of Sergeant Cole's January 19 Instruction. Last, Rosen argues that Board members were "improperly influenced by having reviewed the City's evidence in advance" of the hearing, thereby "taint[ing] the hearing and caus[ing] irreversible prejudice to Rosen."

18 We review the Board's actions "for the purpose of determining if the [Board] abused its discretion or exceeded its authority." Utah Code Ann. § 10-3-1106(6)(c)@ii) (Supp.2012). We will uphold the Board's decision "unless it exceeds the bounds of reasonableness and rationality." See Nelson v. Orem City, Dep't of Pub. Safety, 2012 UT App 147, ¶ 17, 278 P.3d 1089 (citation and internal quotation marks omitted). We review the Board's findings for substantial evidence. See Lucas v. Murray City Civil Serv.

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Bluebook (online)
2012 UT App 291, 288 P.3d 606, 719 Utah Adv. Rep. 40, 2012 WL 4936626, 2012 Utah App. LEXIS 303, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rosen-v-saratoga-springs-city-utahctapp-2012.