In re Arthur Treacher's Franchisee Litigation

92 F.R.D. 429, 33 Fed. R. Serv. 2d 227, 1981 U.S. Dist. LEXIS 15655
District Court, E.D. Pennsylvania·Decided November 6, 1981·No. MDL No. 467·Published·Cited by 40 cases

Opinion

MEMORANDUM AND ORDER

HANNUM, District Judge.

I. Preliminary Statement

This Memorandum will address several discovery related problems which have recently arisen in this litigation. Specifically, the following motions are pending:
(1) Motion Of Arthur Treacher’s Fish & Chips, Inc. And Mrs. Paul’s Kitchens To Compel Answers To Deposition Questions Objected To On Grounds Of Attorney-Client Privilege And For Reimbursement Of Reasonable Costs, Including Attorney’s Fees, MDL Docket Entry No. 193.
(2) Motion Of Arthur Treacher’s Fish & Chips, Inc. For Sanctions, MDL Docket Entry No. 203.
(3) Motion Of Defendant Kenneth L. Horstmyer, and his counsel, Frank H. Griffin, III, Esquire, For A Protective Order And For An Order Quashing A Subpoena, MDL Docket Entry No. 218.
(4) Motion Of Arthur Treacher’s Fish & Chips, Inc. And Mrs. Paul’s Kitchens For Sanctions To Compel Answers To Deposition Questions Objected To On Improper Grounds And To Compel Answers To Questions Counsel For Plaintiff Was Unable To Propound When The Deposition Was Improperly Terminated And For Reimbursement Of Reasonable Costs, Including Attorney’s Fees, MDL Docket Entry No. 210.

These motions were all filed between October 2, 1981 and October 19, 1981.

The Court attempted to shorten the discovery process by ordering that all discovery motions must be accompanied by a certification that the parties met and attempted to amicably resolve their dispute. See Pretrial Order No. 1, MDL Docket Entry No. 15 filed on June 22, 1981. Further steps designed to move this litigation along were recently taken when I ordered that reply briefs to answering briefs in discovery motions would not be permitted without leave of Court. See Transcript Of Second Pretrial Conference, October 20, 1981, MDL Docket Entry No. 229 at 8. Reply briefs to answering briefs in non-discovery motions are permitted provided they are filed within seven (7) days of service of the answer to the motion. See Interim Memorandum No. 2 at 6, MDL Docket Entry No. 220; Local Rule of Civil Procedure 20(c).

The primary role of a judge is to be an arbiter. This Court will make every effort to prevent that role from becoming subsumed within a secondary role which courts at times must assume during lengthy and complex litigations — that of refereeing the bitter in-fighting resulting from the uncooperative exchange of discovery. The first conflict which has culminated in a formal application under Fed.R.Civ.P. 37 arose at the depositions of franchisee defendants Michael Henehan, Leon Magnes, Richard Benefield, Kenneth Nadel and Theodore Tolies.1

II. Motion of Arthur Treacher's Fish & Chips, Inc. And Mrs. Paul’s Kitchens To Compel Answers To Deposition Questions Objected To On Grounds Of Attorney-Client Privilege And For Reimbursement Of Reasonable Costs, Including Attorney’s Fees.

The problem which prompted this motion apparently first arose at Benefield’s deposi[432]*432tion on August 13, 1981. We conducted an in-chambers conference on August 19, 1981 in an attempt to arrive at an amicable solution. However, the informal intervention on the Court’s part proved to no avail and this formal application was filed on October 2, 1981.

Subsequent to Benefield’s deposition, the depositions of Henehan (August 24, 1981), Tolies (September 2, 1981), Magnes (September 9, 1981), and Nadel (September 30, 1981) were taken. At each deposition, certain questions were objected to and the respective witnesses were instructed not to answer. The majority of the objections raised were based upon the attorney-client privilege. The work-product doctrine was also invoked and a number of questions were objected to on relevancy grounds.

At the direction of the Court, Arthur Treacher’s has provided full copies of the transcripts of the pertinent depositions. Furthermore, a full list of the questions to which Arthur Treacher’s Fish & Chips, Inc. seeks answers has also been submitted. Reply Memorandum Of Law In Support Of Arthur Treacher’s Fish & Chips, Inc.’s And Mrs. Paul’s Kitchens, Inc.’s Motion To Compel Answers To Deposition Questions, MDL Docket Entry No. 222, Appendix “A”.2 Those questions are the following:

1. Was the topic of Gulf City Fisheries being a supplier to the Arthur Treacher’s franchisee association ever discussed at a meeting at which you were present? (Benefield deposition at p. 116)
2. And have you ever been present at a meeting at which the prospect of Gulf City Fisheries being a supplier to the franchisee association has been discussed? (Benefield deposition at p. 117)
3. Who was present at that meeting? (Benefield deposition at p. 120)
4. Were other members of the Arthur Treacher’s franchisee association present? (Benefield deposition at p. 120)
5. What was the purpose of this meeting? (Benefield deposition at p. 121)
6. Was the purpose to seek legal advice from the attorneys at Weil, Gotshal? (Benefield deposition at p. 121)
7. How many people were present at this meeting? (Benefield deposition at p. 122)
8. How long did the meeting last? (Benefield deposition at p. 123)
9. On what date did the meeting occur? (Benefield deposition at p. 123)
10. Was the subject of setting up an alternative franchisee system discussed at this meeting? (Benefield deposition at p. 123)
11. Was the refusal of the franchisee association to pay royalties discussed at this meeting? (Benefield deposition at p. 123)
12. What members of Arthur Treacher’s franchisee association board were present? (Benefield deposition at p. 124)
13. Were any persons present who were not members of the board of Arthur Treacher’s franchisee association present? (Benefield deposition at p. 124)
14. What was the next most recent meeting at which you were present? ... At which you discussed Gulf City Fisheries, Inc. (Benefield deposition at p. 125)
15. Did you attend any meetings prior to March of 1980 for which attorneys from Weil, Gotshal were present? (Benefield deposition at p. 126)
[433]*43316. Have you and Mr. Henahan ever had any discussions concerning the withholding of royalties? (Benefield deposition at p. 129)
17. How much have you contributed to the legal defense fund? (Benefield deposition at p. 147)
18. Has M.I.E. Hospitality made contributions to the franchisee association legal defense fund? (Benefield deposition at p. 151)
19.

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In re Arthur Treacher's Franchisee Litigation, 92 F.R.D. 429, 33 Fed. R. Serv. 2d 227, 1981 U.S. Dist. LEXIS 15655 (E.D. Pa. 1981).

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