In Re Adoption of Duren v. Hicks

200 S.W.2d 343, 355 Mo. 1222, 170 A.L.R. 391, 1947 Mo. LEXIS 537
CourtSupreme Court of Missouri
DecidedMarch 10, 1947
DocketNo. 40055.
StatusPublished
Cited by48 cases

This text of 200 S.W.2d 343 (In Re Adoption of Duren v. Hicks) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Adoption of Duren v. Hicks, 200 S.W.2d 343, 355 Mo. 1222, 170 A.L.R. 391, 1947 Mo. LEXIS 537 (Mo. 1947).

Opinion

ELLISON, J.

This case was ordered transferred to this court from the Kansas City Court of Appeals under Sec. 10, Art. V, Const. Mo. 1945, and our Eule 2.06. There are several important issues on the merits, but the first question for our determination is whether the dominant issue is preserved for appellate review on the record and briefs transferred.

The cause originated in the Juvenile Division of the Circuit Court" of Jackson County, which sustained the respondents’ petition for the adoption of Stanley Duren, an orphan boy eight years old, and decreed accordingly under Sec’s 9608-9613, 1 after a favorable *1225 report by a guardian ad litem appointed under See. 9612. Tbe intervenor, who had previously been appointed in Douglas County as the boy’s guardian, appealed to the Kansas City Court of Appeals, which reversed the decree [195 S. W. (2d) 745] on the ultimate grounds: that under See. 9609 the written consent of the intervenor, as guardian, was a condition precedent to a valid adoption; that such consent had not been obtained (which is undisputed); and that the adoption consequently was automatically void.

This legal point was raised for the first time in the Court of Appeals’ opinion. It had not been presented to the trial court by either party, nor had it been decided by that court. And neither had the appellant-intervenor raised it in the Court of Appeals. Further, although on such transfers we treat the cause as an original appeal to this court and the intervenor retains her position here as appellant under Rule 2.06, supra, nevertheless she has not filed a new brief but stands on her original brief in the Court of Appeals, which did not raise the foregoing point. However, respondents answered the Court of Appeals’ opinion on that issue in their motion for rehearing there (without avail) and have filed another brief in this court in which they take the negative side on that legal question.

And it is also true that the new legal issue depended somewhat on other underlying facts and legal issues, which were presented and decided in the trial court and Court of Appeals. The intervenor’s answer pleaded the trial court’s lack of “jurisdiction over the person or subject matter of this suit.” And the questions were mooted: whether the intervenor had previously been legally appointed the boy’s guardian by the Probate Court of Douglas County, as claimed by her; whether the respondents could assail in the adoption proceeding the intervenor’s earlier appointment as guardian, or whether the appointment was res judicata as -a judgment in rem; and whether the juvenile court of Jackson County had jurisdiction of the adoption proceeding under Sec. 9608 if the boy did not then reside in that county, but in Douglas County where his guardian had been appointed.

The Court of Appeals observed [195 S. W. (2d) l. c. 749(7)] that it felt free to introduce the statutory “consent” issue, because: “The new code and the rules adopted since its passage permit the appellate court some latitude in refusing to dispose of cases up'on technical considerations, such as a failure of the appellant to make, in his brief, the precise point governing the case” — citing Sec. 139 of the Civil Code and Rules 1.08, 1.15 and 1.28. It seems to us these citations bear more on the form and manner of taking appeals and writing briefs, and less on the scope of appellate review, than does Sec. 140(a) of the Code, which provides: “Apart from questions of jurisdiction of the trial court over the subject matter and questions *1226 as to the sufficiency of pleadings to state a claim upon which relief can be granted or a legal defense to a claim, no allegations of error shall be considered in any civil appeal except such as have been presented to or expressly decided by the trial court.”

But other sections of the Code have enlarged the jurisdiction of the appellate courts. Thus, Sec. 114(a) and (d) provides that in all cases tried upon the facts without a jury (of which the instant suit is one) the question of the sufficiency of the evidence to support the judgment may be raised for the first time in the appellate court; and that the court must review the case upon both the law and the evidence, but shall not set aside the judgment unless clearly erroneous. This last prohibition is stated- more broadly in Sec. 123 and in Sec. 140(b), as applying respectively to “the judgment of any court” and to "any judgment. ’ ’ That far the provisions of the Code seem to show more concern for the affirmance of judgments than for their reversal. But See. 140(c) goes on.- “The appellate court shall examine the transcript on appeal (it does not say briefs) and, subject to the provision of subsections (a) and (b) of this section, award a new trial or partial new trial, reverse or affirm the judgment or order of the trial court, or give such judgment as such court ought to have given, as to the appellate court shall seem agreeable to law.’*

In view of these apparently discordant, or at least obscure, provisions of the Code, and under sanction of Sec. 10(a) and (b) thereof, this Court has adopted a supplementing or harmonizing Rule 3.27 which provides: “Plain errors affecting substantial rights may be considered on motion for new trial or on appeal, in the discretion of the court, though not raised in the trial court or preserved for review, or defectively raised and preserved, when the court deems that manifest injustice or miscarriage of justice has resulted therefrom.”

We believe the Court of Appeals had the right under that Rule to introduce the “consent” issue into the case. It was a legal capsheaf based on the court’s conclusions of law and fact with respect to the issues actually litigated below. We think we may consider that same issue now, since we have been substituted for the Court of Appeals as the appellate court, and especially when it is remembered that respondents’ brief here raises the issue negatively. While Sec. 140(a) of the Code, supra, doubtless was enacted in part to shield appellate litigants from surprise, and to protect them from a disposition of the cause on issues not raised below when the litigation was in a formative stage, still it does permit that in the instances specified above, and the disappointed party may always file a motion for rehearing, as respondents did in this ease. We are not attempting to say how broadly Rule 3.27 operates; but only that we think it is applicable here.

Now considering on its merits the “consent” issue first raised by the Court of Appeals and assailed by the respondents. Its opinion *1227 quotes Sec. 9609. As to subject matter, tbe section is divided into three parts. The first provides, in substance, that the juvenile court shall not decree the adoption “except as hereinafter provided,” unless the parents or surviving parent and guardian consent in writing if the adoptee be less than 21 years old; and if at least 12 years old, the adoptee also must consent in writing. The second part declares the approval of the Court shall be requisite in all cases “such approval being given or withheld as the welfare of the (adoptee) may, in the opinion of the court, demand.

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Bluebook (online)
200 S.W.2d 343, 355 Mo. 1222, 170 A.L.R. 391, 1947 Mo. LEXIS 537, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-adoption-of-duren-v-hicks-mo-1947.