Hunton & Williams v. United States Department of Justice

590 F.3d 272, 93 U.S.P.Q. 2d (BNA) 1321, 2010 U.S. App. LEXIS 35, 2010 WL 9947
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 4, 2010
Docket08-1635
StatusPublished
Cited by44 cases

This text of 590 F.3d 272 (Hunton & Williams v. United States Department of Justice) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hunton & Williams v. United States Department of Justice, 590 F.3d 272, 93 U.S.P.Q. 2d (BNA) 1321, 2010 U.S. App. LEXIS 35, 2010 WL 9947 (4th Cir. 2010).

Opinions

Affirmed in part, vacated and remanded in part by published opinion. Judge WILKINSON wrote the majority opinion, in which Judge KEELEY joined. Judge MICHAEL wrote a dissenting opinion.

OPINION

WILKINSON, Circuit Judge:

This appeal centers on communications between the U.S. Department of Justice (“DOJ”) and a telecommunications company, in which the company allegedly lobbied DOJ to take its side in litigation with a client of law firm Hunton and Williams, LLC (“Hunton”). The district court upheld DOJ’s decision to deny Hunton’s request under the Freedom of Information Act, 5 U.S.C. § 552 (2006), (“FOIA”) for records of those communications. Hunton contends that it is entitled to the records, regardless of whether they satisfied the requirements of the so-called common interest doctrine, which enables parties with a shared legal interest to pursue a joint legal strategy. DOJ argues not only that common interest communications are exempt from FOIA, but that we should defer to the agency’s invocation of the common interest doctrine without demanding any serious inquiry into the validity of its common interest claims.

Both sides have a point, though only a partial one. DOJ argues persuasively that FOIA does not strip the government of its civil discovery privileges or its valuable right to partner with other parties in litigation or in anticipation of the same. At the same time, however, Hunton correctly contends that common interest assertions by government agencies must be carefully scrutinized. For the doctrine to apply, an agency must show that it had agreed to help another party prevail on its legal claims at the time of the communications at issue because doing so was in the public interest. It is not enough that the agency was simply considering whether to become involved.

I.

A.

This FOIA action grows out of an earlier patent suit brought by New Technology Products, Inc., (“NTP”), a client of Hun-ton’s, against Research in Motion, Ltd., (“RIM”), manufacturer of BlackBerry communications devices. In August 2003, following an earlier jury finding that RFM had infringed various patents held by NTP, the district court in the BlackBerry litigation entered an order enjoining RIM’s use of the patented technology. Enforcement of the injunction was stayed, however, pending RIM’s appeal, which ultimately resulted in partial affirmation and a remand to the district court. NTP, Inc. v. Research In Motion, Ltd., 418 F.3d 1282, 1326 (Fed.Cir.2005). District court proceedings did not resume until October 2005. Shortly after the jury reached its verdict, proceedings to reexamine NTP’s patents were initiated before the United States Patent and Trademark Office (PTO).

While RFM’s appeal in the BlackBerry litigation was pending, RIM began contacting officials from various executive branch departments to express its concern about the injunction. On March 10, 2005, several DOJ attorneys, including John Fargo, Director of the Intellectual Property Staff in the Commercial Litigation Branch of [275]*275DOJ’s Civil Division, met with RIM attorney Herbert Fenster. At their meeting, Fenster expressed his opinion that RIM and the federal government had a mutual interest in opposing the BlackBerry injunction because the injunction would interfere with the federal government’s BlackBerry use. The United States government is the largest single user of BlackBerry devices, and as a matter of law, it cannot be subject to injunctive relief against the use of patented technology. 28 U.S.C. § 1498(a) (2006); Trojan, Inc. v. Shat-R-Shield, Inc., 885 F.2d 854, 856-57 (Fed.Cir.1989). Fenster offered to furnish DOJ with information and drafts of affidavits RTM was then in the process of obtaining as part of its efforts to overturn the injunction. DOJ contends that, immediately after the meeting, Fenster and Fargo orally agreed to exchange documents on a confidential “common interest” basis.

Fenster continued to discuss the BlackBerry litigation with Fargo in the months that followed, supplying information, documents, and declarations for DOJ’s use. The first time the phrase “common interest” appeared in any written communication between RTM and DOJ was October 6, 2005, when Fargo added the disclaimer “protected by joint and common interest privilege” to an email reply he sent to Fenster.

On November 8, 2005, two weeks after proceedings in the BlackBerry patent litigation resumed in district court, DOJ filed a Statement of Interest and requested that the matter be stayed for 90 days. It argued that the injunction contemplated by the district court could operate as a de facto injunction against the government’s BlackBerry use and that the government needed more time to consider the issue. According to Fargo, the decision to file the Statement was not made until shortly before the actual filing. On November 10, 2005, two days after the Statement of Interest was filed, Fargo and Fenster signed a written common interest agreement on behalf of DOJ and RTM, which stated that their common interest relationship had come into being on February 4, 2005. On February 1, 2006, DOJ filed a motion to intervene in the district court proceedings, which was granted. The litigation settled the next month.

At some point prior to DOJ’s intervention, NTP became concerned about communications between RIM and the PTO in connection with the patent reexamination proceedings, and in January 2006, counsel for NTP filed a FOIA request with the PTO and its parent agency, the Department of Commerce, to obtain any such communications. See Rein v. U.S. Patent & Trademark Office, 553 F.3d 353, 362 (4th Cir.2009). In the wake of that request, Hunton learned of the common interest agreement between DOJ and RIM. Shortly after the BlackBerry litigation settled, Hunton filed a second FOIA request, this time with DOJ, seeking records of communications between RIM and DOJ, as well as related communications between DOJ and other agencies such as the PTO. DOJ withheld roughly half of the documents Hunton requested, and Hunton challenged the withholding of those documents that DOJ claimed were protected from disclosure by Exemption 5 of FOIA. 5 U.S.C. § 552(b)(5). Following an in camera inspection of a substantial portion of the documents DOJ withheld, the district court in Hunton’s DOJ FOIA suit granted DOJ’s motion for summary judgment for all but three of the documents at issue.

B.

The question of whether a district court properly granted the govern[276]*276ment summary judgment in a FOIA action is one of law, which we review de novo. Ethyl Corp. v. U.S. E.P.A., 25 F.3d 1241, 1246 (4th Cir.1994). Whether a document fits within one of FOIA’s prescribed exemptions is also a matter of law, unless the legal conclusion is based upon factual findings, which we review for clear error. Id.

FOIA provides that federal agencies shall “upon request for records which reasonably describes such records ... make the records promptly available to any person.” 5 U.S.C.

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590 F.3d 272, 93 U.S.P.Q. 2d (BNA) 1321, 2010 U.S. App. LEXIS 35, 2010 WL 9947, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hunton-williams-v-united-states-department-of-justice-ca4-2010.