Hot Wax, Inc. v. Warsaw Chemical Co., Inc.

45 F. Supp. 2d 635, 51 Fed. R. Serv. 1397, 1999 U.S. Dist. LEXIS 4222, 1999 WL 195594
CourtDistrict Court, N.D. Illinois
DecidedMarch 16, 1999
Docket97 C 6885
StatusPublished
Cited by7 cases

This text of 45 F. Supp. 2d 635 (Hot Wax, Inc. v. Warsaw Chemical Co., Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hot Wax, Inc. v. Warsaw Chemical Co., Inc., 45 F. Supp. 2d 635, 51 Fed. R. Serv. 1397, 1999 U.S. Dist. LEXIS 4222, 1999 WL 195594 (N.D. Ill. 1999).

Opinion

MEMORANDUM OPINION AND ORDER

COAR, District Judge.

Before this court are Defendant Warsaw Chemical Company, Inc.’s (“Defendant” or “Warsaw”) cross-motion for summary judgment and Plaintiff Hot Wax, Inc.’s (“Plaintiff’ or “Hot Wax”) cross-motion for *637 partial summary judgment as to liability on Plaintiffs complaint, which alleges that Defendant engaged in false advertising in violation of § 43(a) of the Lanham Act, 15 U.S.C. § 1125(a). Also before this court are Plaintiffs motions to strike portions of the Affidavit of Kenneth E. Bucher (“Bucher”) and testimony of Jeffrey Rufner (“Rufner”). For the following reasons, Defendant’s and Plaintiffs cross-motions for summary judgment are both DENIED. Plaintiffs motion to strike portions of Bucher’s Affidavit is GRANTED. Plaintiffs motion to strike portions of Rufner’s testimony is GRANTED IN PART and DENIED IN PART. Plaintiffs claims for acts that occurred prior to October 1, 1994 are barred.

I. Plaintiff’s Motions to Strike

As discussed in detail in the fact section of this opinion, a question at the heart of Plaintiffs false advertising claim is whether the products distributed by Defendant and labeled as “wax” actually contain wax. Plaintiff has moved to strike certain statements by Bucher and Rufner regarding the content of seven of Defendant’s product.

A. Bucher Affidavit

Paragraph 6 of Bucher’s Affidavit states that the following Warsaw products contain wax: Formula 503 Wax & Shine Cherry/Lemon Scent; Formula 500 Lemon Foam Wax; Formula 523 Process 2 Sealer Wax; Formula 530 LW Lemon Wax & Shine; Formula 530 SW Sealer Wax; Formula 527 Clear Coat Protectant; and Formula 530 CCP Color Coat Protectant. Plaintiff has moved to strike this statement on two grounds: that Bucher does not have personal knowledge of the chemical composition of the products at issue in this case and that Bucher’s information regarding the alleged presence of wax in these particular products is based on the hearsay statements of Rufner and of Witco Chemical Co. (“Witco”). Because the court agrees that Bucher has no personal knowledge of the chemical composition of the products at issue in this case, the court GRANTS Plaintiffs motion to strike ¶ 6 of Bucher’s Affidavit.

While Bucher stated in his affidavit that he has “personal knowledge of all statements made in this Affidavit,” (Bucher Aff. ¶ 3), this claim is belied by his deposition testimony and by Defendant’s 12(N) Response ¶¶ 11-12. In his deposition testimony, Bucher admitted both that he did not know the chemical composition of the Warsaw products, (Bucher Dep. at 16), and that his belief that any of the Warsaw products contained wax was based solely on the data sheets of Warsaw’s chemical supplier, Witco, and on the statements of Rufner, though Bucher did not know how Rufner determined that wax was present in any of the products. (Bucher Dep. at 21 (Witco) and 111-12 (Rufner).) In its 12(N) Response, Defendant expressly agreed with Plaintiffs 12(M) Statement ¶¶ 10 (“Kenneth Bucher, in his Affidavit which is attached to Warsaw’s Motion for Summary Judgment, states that he has personal knowledge that seven of the Warsaw products at issue contain wax.”), 11 (“Kenneth Bucher does not know the chemical composition of these products.”), and 12 (“The basis of Kenneth Bucher’s knowledge referred to in Paragraphs 3 and 6 of his affidavit is entirely dependent upon what he has been told by Witco Chemical Co. (Witco’), a chemical supplier (Ex. A at 21), and Jeffrey Rufner, Warsaw’s chemist in its car wash division.”).

The court finds that ¶ 6 of Bucher’s Affidavit is inadmissible. “Only evidence that would be admissible at trial is properly considered either in support of or in opposition to a motion for summary judgment.” Servpro Industries, Inc. v. Schmidt, 1997 WL 158316, *21 (N.D.Ill.1997) (citing Fed.R.Civ.P. 56(e) and Pfeil v. Rogers, 757 F.2d 850, 860 (7th Cir.1985), cert. denied, 475 U.S. 1107, 106 S.Ct. 1513, 89 L.Ed.2d 912 (1986)). The general rule regarding admissibility of affidavits at summary judgment is that the affiant, like any witness in a case other than an expert *638 witness, must only testify to matters within his personal knowledge. Russell v. Acme-Evans Co., 51 F.3d 64, 67 (7th Cir.1995). Additionally, where a witness’s affidavit contradicts the witness’s sworn deposition, the affidavit will be disregarded. Id. at 68 (“Where deposition and affidavit are in conflict, the affidavit is to be disregarded unless it is demonstrable that the statement in the deposition was mistaken, perhaps because the question was phrased in a confusing manner or because a lapse of memory is in the circumstances a plausible explanation for the discrepancy.”). See also McCarthy v. Kemper Life Insurance Companies, 924 F.2d 683, 687 (7th Cir.1991) (A party “cannot effectively oppose a motion for summary judgment by contradicting his own deposition testimony.”). It is undisputed that Bucher has no personal knowledge regarding the chemical composition of the products at issue in this case. In light of that fact, ¶ 6 of his affidavit is inadmissible under Rule 56.

The court also finds that Bucher’s statements rely on inadmissible hearsay. Federal Rule of Evidence 801(c) defines “hearsay” as “a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Paragraph 6 of Bucher’s affidavit, in essence, is a repetition of Witco’s and Rufner’s out-of-court statements regarding the alleged presence of wax in the products at issue. Bucher repeats these out-of-court statements as though they were facts, and Defendant attempts to use Bucher’s repetition for the truth of the matter asserted, i.e., that the products at issue do, in’ fact, contain wax. Accordingly, Plaintiffs Motion to Strike ¶ 6 of Bucher’s Affidavit is GRANTED.

B. Rufner Testimony

Plaintiff argues that Rufner’s expert testimony as to the presence of carnauba wax in certain of Warsaw’s products should be stricken because it is based on inadmissible and unreliable hearsay statements by Wilco employees. The standard for admissibility of expert testimony is found in Federal Rule of Evidence 703:

The facts or data in the particular case upon which an expert bases an opinion or inference may be those perceived by or made known to the expert at or before the hearing. If of a type reasonably relied upon by experts in the particular field in forming opinions or inferences upon the subject, the facts or data need not be admissible in evidence.

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45 F. Supp. 2d 635, 51 Fed. R. Serv. 1397, 1999 U.S. Dist. LEXIS 4222, 1999 WL 195594, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hot-wax-inc-v-warsaw-chemical-co-inc-ilnd-1999.