Alice Gong, Individually and as Administrator of the Estate of Ray F. Gong, Deceased v. Edward Hirsch, M.D.

913 F.2d 1269, 31 Fed. R. Serv. 762, 1990 U.S. App. LEXIS 16807, 1990 WL 136778
CourtCourt of Appeals for the Seventh Circuit
DecidedSeptember 24, 1990
Docket89-1552
StatusPublished
Cited by48 cases

This text of 913 F.2d 1269 (Alice Gong, Individually and as Administrator of the Estate of Ray F. Gong, Deceased v. Edward Hirsch, M.D.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alice Gong, Individually and as Administrator of the Estate of Ray F. Gong, Deceased v. Edward Hirsch, M.D., 913 F.2d 1269, 31 Fed. R. Serv. 762, 1990 U.S. App. LEXIS 16807, 1990 WL 136778 (7th Cir. 1990).

Opinion

RIPPLE, Circuit Judge.

Plaintiff-appellant Alice Gong, administrator of the estate of her deceased husband, Ray Gong, appeals various rulings of the district court made during the trial of her medical malpractice suit, which resulted in a jury verdict in favor of the defendant. For the following reasons, we affirm the judgment for the defendant and the district court’s denial of a motion for a new trial.

I BACKGROUND

A. Facts

In July 1987, Ray and Alice Gong filed a diversity action in federal district court against Dr. Edward A. Hirsch. The complaint alleged that Mr. Gong had suffered a perforated peptic ulcer on June 23, 1986, as the result of Dr. Hirsch’s negligence in prescribing the drug prednisone to treat Mr. Gong’s chronic obstructive pulmonary disease (COPD). The complaint further alleged that Dr. Hirseh’s alleged negligence and the resulting perforated ulcer were the cause of Mr. Gong’s permanent disability and forced early retirement from his profession as an engineer.

On January 17, 1988, Ray Gong died. Shortly thereafter, Mrs. Gong, individually and as administrator of her husband’s estate, amended the complaint to allege that Dr. Hirsch’s negligence was a cause of both Mr. Gong’s injuries resulting from the perforated peptic ulcer and his death a year and a half later. The amended complaint alleged that Dr. Hirsch negligently failed to monitor Mr. Gong’s condition following the prescription of prednisone, failed to take the necessary precautions associated with the prescription of such a drug, and failed to obtain Mr. Gong’s informed consent to the use of the drug and the potential consequences of its use. In addition to the medical expenses and compensation for permanent disability sought in the original complaint, the amended complaint sought damages for Mr. Gong’s alleged wrongful death.

B. Trial

On the district court’s own motion, the case was bifurcated as to the issues of liability and damages. Following a jury trial on the sole issue of liability, the jury returned a verdict for the defendant. The plaintiff moved to set aside the verdict, for judgment notwithstanding the verdict, or in the alternative, for a new trial. 1 The district court denied the motion. The plaintiff now appeals from the judgment of the district court denying her posttrial motions.

II ANALYSIS

The issues in this ease pertain to specific evidentiary and instructional rulings of the district court. Accordingly, to facilitate our analysis, we shall introduce each issue with a discussion of the facts pertinent to that issue.

A. The Schleinkofer Letter

The first of the evidentiary issues concerns a letter written from Mr. Gong’s family physician, Dr. Schleinkofer, 2 to a *1272 doctor at the medical department of General Electric, Mr. Gong’s employer. The letter stated, in pertinent part:

Ray Gong has severe emphysema, worse the past several years; in fact, he has been hospitalized several times this year because of respiratory failure. Ray continued to work even with his poor health until, he had a perforated peptic ulcer due to prednisone in May, 1986.
Ray’s ulcer was repaired surgically, and is recovering well from the surgery. His real problem at present is his severe emphysema. Chest x-ray, pulmonary function tests and arterial blood gases confirm the severity of Ray’s emphysema. At present he is totally disabled, he is on oxygen at 1-2 litters [sic] pre [sic] minute for 24 hrs a day.
I do not know if and when Ray will return to work.

R.142 Ex. B (exhibit to deposition of Dr. Robert Schleinkofer) (emphasis supplied).

1. Rule 703

The plaintiff characterized this letter as a “medical report,” but was prevented several times from submitting the letter to the jury. The plaintiff sought to introduce the letter during the testimony of her medical expert, Dr. Birnbaum, as the basis for Dr. Birnbaum’s opinion that Mr. Gong’s perforated ulcer was caused by the administration of prednisone. For the following reasons, the district court held that this letter was not the type of information “reasonably relied upon by experts,” as required by Rule 703: (1) Dr. Schleinkofer was not Mr. Gong’s treating physician at the time he developed the perforated ulcer; (2) the source of the information Dr. Schleinkofer conveyed in the letter was unknown; (3) the letter was written for the purpose of enabling Mr. Gong to obtain employment benefits; and (4) the letter was not included in Mr. Gong’s medical chart for the purpose of rendering care and treatment. Memorandum Opinion and Order, No. 87 C 6680 at 7-8, 1989 WL 13202, (February 10, 1989).

On appeal, the plaintiff renews her contention that the letter should have been admissible as a basis for her medical expert’s opinion under Rule 703. The threshold inquiry, then, is whether this letter is the type of information “reasonably relied upon by experts.”

To support this proposition, plaintiff relies on United States v. Bramlet, 820 F.2d 851 (7th Cir.), cert. denied, 484 U.S. 861, 108 S.Ct. 175, 98 L.Ed.2d 129 (1987). In Bramlet, a psychologist testifying as an expert witness was allowed to base his opinion regarding the sanity of the defendant on observations recorded in staff reports of personnel at the Medical Center for Federal Prisoners. Id. at 856. The court held that the observations of these staff personnel were the type of information reasonably relied upon by experts. Id. It is not clear from the opinion whether the actual documents themselves were shown to the jury, but the court did allow the doctor “to summarize and draw conclusions from [the] notes and reports.” Id.; see also United States v. Lawson, 653 F.2d 299, 301-02 (7th Cir.1981) (holding essentially the same as Bramlet on very similar facts), cert. denied, 454 U.S. 1150, 102 S.Ct. 1017, 71 L.Ed.2d 305 (1982).

We find Bramlet distinguishable from the situation at issue here. In Bramlet, the expert was relying on “recorded observations of hospital staff members” at a facility to which the defendant had been ordered to undergo psychiatric evaluation. 820 F.2d at 856 (emphasis supplied). By contrast, the information sought to be relied on here is merely a conclusory statement, made by a doctor who was not the treating physician at the time of the illness in question, for the presumed purpose of obtaining employment disability benefits. The likely source of the information was the decedent himself. There is no indication that Dr. Schleinkofer had any personal knowledge of the circumstances relating to the perforated ulcer.

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913 F.2d 1269, 31 Fed. R. Serv. 762, 1990 U.S. App. LEXIS 16807, 1990 WL 136778, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alice-gong-individually-and-as-administrator-of-the-estate-of-ray-f-gong-ca7-1990.