Hose ex rel. K.M.H. v. Estate of Hose

736 S.E.2d 61, 230 W. Va. 61, 2012 W. Va. LEXIS 789
West Virginia Supreme Court·Decided November 9, 2012·No. No. 11-1400·Published·Cited by 1 cases

Opinion

DAVIS, Justice:

This matter is before the Court based upon two certified questions from the Circuit Court of Berkeley County. The certified questions ask this Court to determine whether an affidavit was sufficient to give notice of a claim against the estate of Larry B. Hose and whether the circuit court had subject matter jurisdiction over the complaint filed in this case. We find that the affidavit was sufficient in giving notice of a claim against the estate and that the circuit court has subject matter jurisdiction over the complaint.

I.

FACTUAL AND PROCEDURAL HISTORY

The record in this ease shows that, in 1997, a Pennsylvania court granted permanent custody of P.M.H. and K.M.H., (hereinafter “Plaintiffs”),1 to their maternal grandfather, Larry B. Hose (hereinafter “Mr. Hose”), and their step-grandmother, Delores F. Hose (hereinafter “Ms. Hose”). At the time of the custody transfer, the Hoses lived in Martins-burg, West Virginia.2 On or about July 2, 2003, the Department of Health and Human Services (hereinafter “DHHR”) filed an abuse and neglect petition against the Hoses. In the petition, DHHR alleged that Mr. Hose sexually and physically abused the Plaintiffs.3 The circuit court entered an order on the same day that the petition was filed granting DHHR temporary custody of the Plaintiffs.

On July 19, 2003, Mr. Hose died without leaving a will. Mr. Hose left behind four adult children who were the heirs to his estate: Susan Cunningham, Linda Hose, Anthony Hose, and Shaney Rollison.4 Anthony Hose was appointed the administrator of the estate.

On or about November 21,2003, the circuit court in the abuse and neglect proceeding granted Delores Hose limited temporary custody of P.M.H. and K.M.H. The order stated that custody was “for the limited purpose of pursuing a legal action against the Estate of Larry B. Hose on behalf of the minor children.” Around the time of the custody transfer, Delores Hose, through counsel, filed an affidavit with the Clerk of the Berkeley County Commission. The affidavit stated that the estate of Larry B. Hose was indebted to P.M.H. and K.M.H. for damages caused by sexual and physical abuse.

[64] By letter dated December 3, 2003, counsel for Plaintiffs notified Anthony Hose, through counsel, that the Plaintiffs were sexually abused by Larry B. Hose and that the Plaintiffs were willing to negotiate a settlement of their claim against the estate. By letter dated December 12, 2003, counsel for Anthony Hose responded to the Plaintiffs’ letter. The response letter indicated that insufficient evidence was submitted to evaluate the legitimacy of the Plaintiffs’ claim. In a letter dated December 17, 2003, counsel for the Plaintiffs informed counsel for Anthony Hose that the sexual abuse claims had been substantiated through an investigation by DHHR and the State Police.

The record indicates that on April 1, 2004, the Berkeley County Commission approved the final accounting of Larry B. Hose’s estate. Shortly thereafter, most of the assets of the estate were distributed to the heirs. On August 25, 2004, the Plaintiffs filed the instant action against Anthony Hose, individually, and as administrator of the estate of Larry B. Hose. The complaint alleged that the Plaintiffs were sexually and physically abused by Larry B. Hose, and that the estate of Larry B. Hose was closed through fraudulent conduct without an accounting for the claim the Plaintiffs had against the estate. At some point after the complaint was filed, Susan Cunningham, Linda Hose, and Shaney Rollison were added as defendants.5

The record reveals that an order was entered on November 3, 2006, granting the Plaintiffs default judgment as to liability against Anthony Hose, individually, and as administrator of the estate of Larry B. Hose. On that same date, a separate order was entered that granted the Plaintiffs a default judgment as to liability against Susan Cunningham and Linda Hose.

On April 1, 2008, a bench trial was held on the issue of liability, but not damages, against Shaney Rollison. The trial court entered an order on April 14, 2008, finding Shaney Rollison liable to the Plaintiffs.

Although it appears from the record that this ease was at the stage of holding a trial on the issue of damages, the circuit court, in considering a motion to dismiss by the defendants, certified the following two questions to this Court:6

QUESTION # 1: Did the Fiduciary Supervisor properly refuse to accept Ms. Delores Hose’s affidavit as any type of legally cognizable claim against the Estate of Larry Brown Hose?
CIRCUIT COURT’S RULING: Yes. The requirements as to form of claims is mandatory and the affidavit alone, apart from the fact that there was no filing fee submitted, is insufficient as a matter of law.
QUESTION # 2: Upon the facts of this case as set forth above, does the Circuit Court lack subject matter jurisdiction over the issues raised in the Complaint?
CIRCUIT COURT RULING: Yes. The County Commission has sole original jurisdiction of the settlement of estates. Although the damages action against Decedent, Larry B. Hose, survived his death, it was mandatory that Plaintiffs either file a legally cognizable claim within the Estate or have filed a civil action for the same while the Estate was still open. Further, the failure to file exceptions to the Final Account and/or the failure to file a timely appeal of the settlement of the estate is fatal to all of Plaintiffs’ claims.

II.

STANDARD OF REVIEW

This Court recognized in Syllabus point one of Gallapoo v. Wal-Mart Stores, Inc., 197 W.Va. 172, 475 S.E.2d 172 (1996), that “[t]he appellate standard of review of questions law answered and certified by a circuit court is de novo.” Likewise, a de novo standard of review governs the interpretation of any statutory provision as it involves a purely legal question. Syl. pt. 1, Appalachian Power Co. v. State Tax Dep’t, [65] 195 W.Va. 573, 466 S.E.2d 424 (1995). Applying this plenary standard of review, we proceed to address the certified questions.

III.

DISCUSSION

The instant proceeding presents two certified questions for our consideration. We will address and answer them in turn.

A. Certified Question 1

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Hose ex rel. K.M.H. v. Estate of Hose, 736 S.E.2d 61, 230 W. Va. 61, 2012 W. Va. LEXIS 789 (W. Va. 2012).

736 S.E.2d 61 (Hose ex rel. K.M.H. v. Estate of Hose) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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