Hogan v. Review Board of the Indiana Department of Employment & Training Services

635 N.E.2d 172, 1994 Ind. App. LEXIS 671, 1994 WL 226985
CourtIndiana Court of Appeals
DecidedMay 31, 1994
Docket93A02-9305-EX-00231
StatusPublished
Cited by11 cases

This text of 635 N.E.2d 172 (Hogan v. Review Board of the Indiana Department of Employment & Training Services) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hogan v. Review Board of the Indiana Department of Employment & Training Services, 635 N.E.2d 172, 1994 Ind. App. LEXIS 671, 1994 WL 226985 (Ind. Ct. App. 1994).

Opinions

SULLIVAN, Presiding Judge.

In two cases decided this date, two appellate panels have decided that failure to file an assignment of errors deprives the appellate court of review jurisdiction. Claywell v. Review Bd. of the Indiana Dept. of Employment and Training Serv., (1994) 5th Dist. Ind.App., 635 N.E2d 181;1 St. Amand-Zion v. Review Bd. of the Indiana Dept. of Employment and Training Serv., (1994) 4th Dist. Ind.App., 635 N.E.2d 1842 This district disagrees. The jurisdictional predicate relied upon by the other panels is a relic of the past. The requirement has been abolished.3

REVIEW JURISDICTION

I. History of the Jurisdictional Rule

An appeal must be initiated within a specific number of days from an appealable judgment, determination, or award.4 Historically, our Supreme Court has held that perfecting a timely appeal is jurisdictional. Vail v. Page (1911) 175 Ind. 126, 98 N.E. 705. As there are many components in the appellate process, there were numerous ways in which a litigant could fail to timely perfect an appeal. Accordingly, the case books are filled with precedent holding that timely filing a praecipe, an assignment of errors, or a tran-seript is not merely a procedural rule, but a jurisdictional requirement. Vail, supra at 131, 93 N.E. 705; Davis v. Pelley (1952) 230 Ind. 248, 102 N.E.2d 910.5 The filing of a praecipe or an assignment of errors was held to "confer[ 1" or "vest[ ]" jurisdiction with the reviewing court. 230 Ind. at 254, 102 N.E.2d at 912; Higginson v. State (1957) 237 Ind. 256, 258, 142 N.E.2d 435, 436. Failure to file a praecipe or assignment of errors [175]*175prevented the court from "obtaining jurisdiction." Meier v. Social Sec. Admin., supra n. 2, 237 Ind. at 422, 146 N.E.2d at 240.

The jurisdictional theory was bolstered by our court's promulgation of Ind. Appellate Rule 2(8A) which states that if a pracecipe is not filed within the time limits contained in the rule, "the right to appeal will be forfeited.6 (Burns Code Ed.1994).' In 1973, our Supreme Court held that where an appellant failed to file a praecipe within the time limits, "the Court of Appeals had no choice but to deny the petition for the extension of time...." Sears, Roebuck and Co. v. Hutchens (1973) 260 Ind. 561, 568, 297 N.E.2d 807, 808 (emphasis supplied).

II. Abolition of the Jurisdictional Rule

Perhaps realizing the dangerous course upon which it had embarked, our Supreme Court all but reversed Sears, Roebuck and Co. just three months after it was decided. Soft Water Utilities v. Le Fevre (1978) 261 Ind. 260, 301 N.E.2d 745. In Soft Water Utilities, the appellant filed a late praccipe due to misinformation supplied by the court clerk. Upon appeal, the appellee argued to the Appellate Court that the mandatory language of App.R. 2(A) required dismissal. 261 Ind. at 268, 301 N.E.2d at 750. After all, if it is the praecipe which confers jurisdiction, where no praecipe is filed, a reviewing court has no power to relieve the appellant from unfortunate cireumstances. The Appellate Court agreed and dismissed the appeal. However, our Supreme Court reversed the dismissal stating, "To hold that an appeal is forfeited ipso facto ... would raise substantial constitutional questions concerning such procedure in light of the guarantee of the right to appeal." Id. The court based its decision, in part, on Art. 7 § 6 of the Indiana Constitution which states that all litigants have an "absolute right to one appeal...." (West's Ann.Code 1985).7

Although not expressly stated, the court seemingly relied upon the principle that the Indiana Constitution grants appellate tribunals "inherent power to do everything that is necessary to carry out the purpose of their creation." Knox County Council v. State ex rel McCormick (1940) 217 Ind. 493, 498, 29 N.E.2d 405, 407. Cases stating that jurisdiction is conferred by the filing of a praccipe, or some other document, impermissibly restrict the powers granted appellate courts by the Indiana Constitution as those powers have been interpreted by our Supreme Court. |

Despite Soft Water Utilities, the appellate courts continued to hold that filing a praecipe or assignment of errors was a jurisdictional requirement.8 Therefore, in 1978, our Supreme Court handed down its decision in Lugar v. State "to settle confusion created by three separate opinions of [the appellate] court demonstrating differences of opinion as to the application of procedural rules...." (1978) 270 Ind. 45, 46, 383 N.E.2d 287, 288-89.9 In Lugar, appellant's Motion to Correct Errors, then considered a condition prece[176]*176dent to appeal, did not specify as error the argument made on appeal. It was therefore akin to a failure to file a timely Motion, yet our Supreme Court stated, "This Court has inherent discretionary power to entertain an appeal after the time allowed has expired. The Court of Appeals also has this power." 270 Ind. at 46, 383 N.E.2d at 289 (citations omitted). The court went on to hold that where the time to appeal has expired, the appellant is divested of his or her absolute right to appeal. Id. However, the appellate courts may, in the exercise of this inherent discretion, choose to hear the case. Id. Lwu-gar, then, stands for the proposition that failure to file a timely Motion to Correct Errors did not deprive the appellate court of jurisdiction. This is axiomatic to the Lugar holding. Otherwise, Lugar would stand for the proposition that a court may exercise its discretion to decide a case even though it does not have jurisdiction. Such an interpretation would clearly violate a basic judicial principle.

To hold that a praecipe or assignment of errors confers jurisdiction upon the reviewing court is to relinquish our inherent power to entertain a belated appeal. This district, for one, declines to do so. While the jurisdictional language, perhaps because it is so simple, is a tempting way to dispose of untimely appeals, it is inaccurate and unconstitutional. Where an appeal has not been perfected, a court may and should state that it is under no obligation to entertain the cause upon the merits. However, the court may not divest itself of the inherent jurisdiction vested in it by the Indiana Constitution.

Nevertheless, like a persistent weed, the theory that the appellate court has no jurisdiction over a late appeal refuses to be eradicated. Cases decided this year retain the same old language. "Timely filing ... a praecipe is a jurisdictional matter and is an absolute precondition to an appeal." Bd. of Comm'rs of Lake County v. Foster (1993) 3d Dist.Ind. App, 614 N.E.2d 949, 950.10 The language in Lugar is clear; the foregoing interpretation of App.R. 2(A) is incorrect and inappropriate.

III. Assignment of Errors

The jurisdictional theory has also been applied to a party's failure to file a timely assignment of errors or motion to correct errors. Davis v.

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635 N.E.2d 172, 1994 Ind. App. LEXIS 671, 1994 WL 226985, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hogan-v-review-board-of-the-indiana-department-of-employment-training-indctapp-1994.