Hoerger v. Spota

109 A.D.3d 564, 970 N.Y.S.2d 592
CourtAppellate Division of the Supreme Court of the State of New York
DecidedAugust 16, 2013
StatusPublished
Cited by4 cases

This text of 109 A.D.3d 564 (Hoerger v. Spota) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoerger v. Spota, 109 A.D.3d 564, 970 N.Y.S.2d 592 (N.Y. Ct. App. 2013).

Opinion

In a proceeding pursuant to Election Law § 16-102, inter alia, to invalidate petitions designating Thomas J. Spota III as a candidate in a primary election to be held on September 10, 2013, for the nominations of the Democratic, Republican, Conservative, and Independence Parties as their candidate for the public office of District Attorney for the County of Suffolk, the petitioners appeal from a final order of the Supreme Court, Suf[565]*565folk County (Farneti, J.), dated August 8, 2013, which, after a hearing, denied the petition to invalidate the designating petitions and dismissed the proceeding.

Ordered that the final order is affirmed, without costs or disbursements.

“[A] court’s jurisdiction to intervene in election matters is limited to the powers expressly conferred by statute” (Matter of Scaringe v Ackerman, 119 AD2d 327, 328 [1986] [internal quotation marks omitted], affd 68 NY2d 885 [1986], citing Matter of Mansfield v Epstein, 5 NY2d 70, 74 [1958]; see Matter of Lisa v Board of Elections of City of N.Y., 54 AD2d 746 [1976], affd 40 NY2d 911 [1976]). Election Law § 16-102 (1) expressly confers upon the Supreme Court jurisdiction over proceedings to contest the nomination or designation of a candidate for any public office. The substantive qualifications for candidates in the election process are set forth in Election Law § 6-122, which provides, inter alia, that a person shall not be designated or nominated for a public office who is “ineligible to be elected to such office or position” (Election Law § 6-122 [2]).

Here, the petitioners alleged that the respondent Thomas J. Spota III was ineligible for designation as a candidate for the public office of District Attorney for the County of Suffolk. In support, they relied on Local Law No. 27-1993 of the County of Suffolk (hereinafter Local Law No. 27-1993), which, among other things, provides that “[n]o person shall serve as District Attorney for more than [12] consecutive years.” This term limit law was added to the Suffolk County Charter as a result of a public referendum that passed with the support of more than 70% of the County’s voters. While it is undisputed that, at the conclusion of his current term as District Attorney for the County of Suffolk on December 31, 2013, Spota will have served in such office for 12 consecutive years, he argued, inter alia, that Local Law No. 27-1993 could not be enforced against him because that local law had been invalidated by the Supreme Court, insofar as it pertained to the “state” office of the District Attorney for the County of Suffolk, in a separate action entitled Spota v County of Suffolk (2012 NY Slip Op 32473[U] [Sup Ct, Suffolk County 2012]).

The Suffolk County Board of Elections accepted Spota’s argument in this regard, and determined that the subject designating petitions were valid. In the instant proceeding, the Supreme Court, in reliance upon the determination in Spota u County of Suffolk (id.), denied the petition to invalidate the petitions designating Spota as a candidate for the public office of District Attorney for the County of Suffolk, and dismissed the proceeding.

[566]*566“As a matter of constitutional and statutory delegation, local governments are authorized to legislate in enumerated areas of local concern, subject to the Legislature’s overriding interest in matters of statewide concern” (Matter of Cohen v Board of Appeals of Vil. of Saddle Rock, 100 NY2d 395, 399 [2003]). One such “enumerated area” of local concern — which is at issue in this case — is the power of a local government to adopt laws relating to “[t]he powers, duties, qualifications, number, mode of selection and removal, terms of office, compensation, hours of work, protection, welfare and safety of its officers and employees” (NY Const, art IX, § 2 [c] [1] [emphasis added]; see Municipal Home Rule Law § 10 [1] [ii] [a] [containing nearly identical language]).

The District Attorney of every county prosecutes on behalf of the People of the State of New York, not on behalf of the people of any particular county. Although the Court of Appeals has determined that District Attorneys should be considered local officers, and not state officers within the meaning of article XIII, § 7 of the New York Constitution (see Matter of Kelley v McGee, 57 NY2d 522, 534-535 [1982]), the Court, in the same breath, recognized that the office of District Attorney, “having as its responsibility the enforcement, on a local level, of the penal laws of this State and the representation of the people of this State in criminal matters arising within the county, is a matter of concern to the State” (id. at 539). Moreover, despite this interpretation of the specific term “state officer[ ]” as it appears in article XIII, § 7 of the New York Constitution, the Court of Appeals subsequently confirmed that a District Attorney is a “constitutional officer” (Matter of Curry v Mosley, 86 NY2d 470, 472 [1995]). In light of the State’s sufficiently important interest in the office of District Attorney, and despite the fact that article IX of the New York Constitution specifically grants power to local governments over, among other things, the “compensation” and “mode of selection” of their officers, our courts have held, for example, that state laws regulating the salary to be paid to District Attorneys (see Matter of Kelley v McGee, 57 NY2d at 539 n 14) and state laws governing the filling of a vacancy in the office of District Attorney (see Carey v Oswego County Legislature, 91 AD2d 62 [1983], affd 59 NY2d 847 [1983]) cannot be superseded by inconsistent local legislation.

The legislation in the case at bar undoubtedly relates to the “terms of office” of the office of the District Attorney for the County of Suffolk (see Matter of Roth v Cuevas, 158 Misc 2d 238 [Sup Ct, NY County 1993], affd 197 AD2d 369 [1993], affd for reasons stated in op by Sup Ct 82 NY2d 791 [1993]). However, [567]*567the County’s attempt to place a term limit on the office of District Attorney is impermissible. Since the office of District Attorney is not a local office falling within the ambit of NY Constitution, article IX, § 2 (c) (1) or Municipal Home Rule Law § 10 (1) (ii) (a), the County had no authority to place restrictions on the District Attorney’s terms of office. Further, even if the District Attorney is a local office falling within NY Constitution, article IX, § 2 (c) (1) and Municipal Home Rule Law § 10 (1) (ii) (a), the New York Constitution and state law, together, so expansively and comprehensively regulate the office, that a county government’s ability to place restrictions on a District Attorney’s terms of office has been preempted.

In this case, contrary to the conclusion of the dissent, the State has preempted the issue of term limits for District Attorneys. As the Municipal Home Rule Law’s grant of power does not include the authority for a local government to enact legislation inconsistent with state law relating to a subject of sufficient concern to the State, Local Law No. 27-1993, to the extent that it purports to impose term limitations on the office of the District Attorney for the County of Suffolk, is infirm. This is not, as the dissent concludes, a case of mere legislative silence or inaction.

Article XIII, § 2 of the New York Constitution provides, in pertinent part, that “[w]hen the duration of any office is not provided by this constitution it may be declared by law” (NY Const, art XIII, § 2 [emphasis added]).

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Cite This Page — Counsel Stack

Bluebook (online)
109 A.D.3d 564, 970 N.Y.S.2d 592, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoerger-v-spota-nyappdiv-2013.